Head of compliance jobs in MitchamCreate job alerts

Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe the highest standards of individual behavior and conduct and to assess, monitor and report on Compliance risks posed by employees and contingent workers associated with, ...

Regular interface with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Representative Officers, Head Office Complianc...

Rutherford has been mandated on a senior compliance search for a large asset manager in London. The role will be tasked with leading the marketing compliance team across EMEA and APAC. Assist with regulatory developments and updating compliance policies.

Reporting to the Director of Cyber & IT Risk, this role leads British Airways’ Cyber Compliance team. Lead the Cyber Compliance team, which includes functions across cyber change, compliance analysis, and policy & awareness. Act as the primary point of contact for internal audit and regulatory bo...

Proven ability to instill a culture of compliance, promote sound corporate governance, and engage effectively with the Board of Directors. Compliance Oversight Officer (SMF16). Prepare reports for senior management and the Board of Directors, ensuring that relevant compliance and risk issues are ...

Work closely with staff in other control functions, Head Office, the front office, First Line and senior management, to educate them on compliance issues and challenge their activities. Effective delivery of this program requires collaboration with other Compliance Departments, Head Office and Re...

Are you an experienced Head of Compliance from the Credit Card or Payments industry or another fast growing financial services business?. Your new role would be challenging permanent opening as Head of Compliance based in London, with hybrid working 2/3 days a week from home. Would you like to ch...

Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial...

The role holder is required to have close collaboration with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Represen...

Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. Given the evolving nature of the structure in the business, this position will take on responsibility for overseeing this transition from a quality a...

Compliance Monitoring Programme – annual risk assessment of GIB, preparing a programme of risk identification and remedial action where appropriate:. Reporting to the Chief Risk and Compliance Officer and managing a small team of Compliance professionals, this is a key senior role within Gulf Int...

Awareness of current markets, trends, and issues within the broadcasting industry and wider media sector, and deep knowledge of output across the whole of the BBC, as well as that of competitors. The Head of World Service Group Editorial Quality and Compliance will be responsible for enhancing th...

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. Responsible for the oversight of all compliance matters and ensuring full compliance with all relevant parties, FCA, ICE and CME regulations. Build out and implementation of a proportionate Complia...

Head of Compliance & MLRO/Chief Compliance Officer. Providing reports on a regular basis, including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;...

A minimum of 7 years of compliance experience within the financial services industry, with a strong understanding of regulatory frameworks and obligations. Job Title: Head of Compliance (UK Remote). As we scale, we are looking for an experienced Head of Compliance to drive regulatory excellence a...

The position holder is the focal point within the World First business and other Ant International business units for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regula...

Strong knowledge of regulatory frameworks and risk management. Your role will ensure regulatory adherence, including GDPR and health and safety, while providing strategic risk advice to senior management. You will proactively mitigate risks, manage incidents, and embed a strong compliance culture...

Oversight of the Client Trading Oversight Council; working in close partnership with Anti Financial Crime as well as Technology, Data and Innovation teams to drive execution within CB and IB; also, coordinating closely to the Front-2-Back Architecture Team within CB / IB to ensure strong alignmen...

You’ll be a highly experienced Compliance professional experienced at operating at this level, with a proven track record of managing and developing Compliance teams. Head of Compliance (Retail Investments). You’ll take responsibility for all aspects of Compliance activity, managing, overseeing

Reporting into the Head of Financial Crime Controls, this role will be responsible for overseeing the global team in fulfilling the Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) requirements through enhanced evaluation, identification, and research...

Our client seeks an immediately available smf16/17 for a buy side fund business to take on an interim role as head of compliance for the business.

Providing reports on a regular basis including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;. The general responsibility of the Head of Complianc...

Excellent opportunity at a prestigious Private Bank for a Head of Compliance SMF16!.

With a mission to simplify and enhance financial processes for individuals and businesses, they are now seeking a Head of Compliance & Money Laundering Reporting Officer (MLRO) to join their dynamic team. EMI License Acquisition: Spearhead the process of obtaining an Electronic Money Institution ...