Head of compliance jobs in Woodford GreenCreate job alerts

Risk steward experience and understanding of operating under 3 Lines of Defense model and Non-Financial Risk Management framework. The Head of EC Strategy and Risk Management Team is responsible for providing the tools, knowledge and resources to enable the EC team to deliver and meet all require...

Providing reports on a regular basis including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;. Monitoring, and as necessary, coordinating complian...

The position holder is the focal point within the World First business and other Ant International business units for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regula...

Work closely with staff in other control functions, Head Office, the front office, First Line and senior management, to educate them on compliance issues and challenge their activities. Effective delivery of this program requires collaboration with other Compliance Departments, Head Office and Re...

Excellent knowledge of the UK regulatory landscape, particularly FCA and broader consumer-focused regulation, as well as previous experience in senior compliance within financial services, ideally within retail banking / consumer credit. Strong coaching and mentoring skills, capable of building a...

Rutherford has been mandated on a senior compliance search for a large asset manager in London. The role will be tasked with leading the marketing compliance team across EMEA and APAC. Assist with regulatory developments and updating compliance policies.

The Head of World Service Group Editorial Quality and Compliance will be responsible for enhancing the consistency and quality of news output and standards across the World Service Group, with strategic responsibility for developing a high-quality journalism culture. Awareness of current markets,...

Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial...

The role holder is required to have close collaboration with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Represen...

Your new role would be challenging permanent opening as Head of Compliance based in London, with hybrid working 2/3 days a week from home. Are you an experienced Head of Compliance from the Credit Card or Payments industry or another fast growing financial services business?. Would you like to ch...

Proven ability to instill a culture of compliance, promote sound corporate governance, and engage effectively with the Board of Directors. Manage the Compliance function’s day-to-day activities, ensuring the effective completion of monitoring, onboarding, regulatory reporting, and other business-...

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. Responsible for the oversight of all compliance matters and ensuring full compliance with all relevant parties, FCA, ICE and CME regulations. Build out and implementation of a proportionate Complia...

As we scale, we are looking for an experienced Head of Compliance to drive regulatory excellence and oversee all compliance operations. A minimum of 7 years of compliance experience within the financial services industry, with a strong understanding of regulatory frameworks and obligations. Job T...

The role holder is required to have close collaboration with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Represen...

You will be Head of Compliance for the UK business, working across Specialty and Consumer lines, part of the UK leadership team and contributing to the strategy and development of the UK operations. Seeking an individual who can demonstrate strong track record in Compliance at a UK based Insuranc...

Ability to identify areas of potential regulatory, compliance and anti-financial crime risks, and planning and execution of adequate and efficient mitigation measures and controls. Head of Compliance (SMF16 & 17). Acting as designated Compliance Oversight Officer (SMF16) and Money Laundering Repo...

You’ll provide day-to-day Compliance advice to the Board and oversee the management and ongoing development of the Compliance Monitoring plan. Head of Compliance & MLRO (SMF16 & 17). In your capacity as MLRO you’ll review the adequacy of EDD, CDD, KYC and KYB other related processes as well as t

With a mission to simplify and enhance financial processes for individuals and businesses, they are now seeking a Head of Compliance & Money Laundering Reporting Officer (MLRO) to join their dynamic team. EMI License Acquisition: Spearhead the process of obtaining an Electronic Money Institution ...

Head of Compliance & MLRO London - £135,000 to £150,000 About the Company: I'm working with a cutting-edge, tech-driven FinTech company that is reshaping the financial services landscape through ...

Head of Compliance (SMF16 & 17) Boutique Investment Bank £140K-£160K London This role requires someone who has previously held the SMF16, and also has Structured Products experience The role

Head of Compliance Investment Banking Circa £130k - £150k PLUS Bonus London Key Responsibilities: * Foster open and transparent communication with regulatory authorities, notably the FCA, and law ...

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. * Knowledge of commodities * Having held the SMF16/17 functions before would be seen as beneficial

... Tax Compliance - Manage global tax obligations of the group - you will oversee, CIT, VAT and TP ... OSP - Manage relationship with OSP's Skills - Experience working as a Head of Tax in an Offshore ...

Our client seeks an immediately available smf16/17 for a buy side fund business to take on an interim role as head of compliance for the business. Please reach out to ben.hudson@blackswangroup.com ...