Head of compliance jobs in SalisburyCreate job alerts

Head of Asset Compliance & Building Safety. They will develop and implement a corporate compliance framework, taking responsibility for the development and management of robust compliance strategies. The appointed candidate will work closely with the Senior Management Team to provide strategic an...

Due to recent growth and business complexity, the Head of Risk & Compliance is a new role within the organisation and a fantastic opportunity for a current Head of Risk/Senior Risk Manager to shape and positively impact the risk direction of a fast-moving, entrepreneurial business. This high-prof...

Our client, a global leader in their field, is looking for a Head of Compliance to join their team on a permanent basis. The role reports into the Chief Compliance Officer who is hugely inspirational, and they are looking for someone to work in partnership with them – helping to build out best in...

The role will cover all areas of compliance which include but not limited to: Asbestos, Gas Safety, Electrical testing, Fire safety, Lifting equipment, Water management and Radon monitoring develop and implement effective compliance frameworks, ensuring robust governance, reporting, and risk mana...

Head of Compliance | Gibraltar | Insurance |Regulator |Compliance monitoring | Strategy planning | Consumer awareness | Risk Assessments. Be the Regulated Individual for the Head of Compliance position with the Gibraltar. Establish a Compliance Monitoring Plan to ensure continuous compliance and ...

They are seeking a senior compliance leader to head their UK Compliance function. In House - Head of Compliance - London. Key aspects of the role include:.

Due to recent growth and business complexity, the Head of Risk & Compliance is a new role within the organisation and a fantastic opportunity for a current Head of Risk/Senior Risk Manager to shape and positively impact the risk direction of a fast-moving, entrepreneurial business. This high-prof...

All offers of employment are subject to the successful completion of background checks. UK - Head of Governance Risk & Compliance Services RLDatix is on a mission to transform care delivery worldwide, ensuring every patient receives the safest, highest-quality care. Were searching for a UK-based ...

Our client is a multi asset trading platform looking for a compliance leader to hold the SMF16/17 and be responsible for the function.

Leading the business-facing and strategic part of the Compliance function the role will include: Working closely with the business to ensure that business activities are compliant with company policies, laws and regulations Having strategic oversight, regulatory interpretation and stakeholder eng...

What you’ll be doing: Own the UK compliance framework and regulatory strategy Act as the main point of contact with the FCA and other regulators,, leading on the VASP application and other licensing requirements Build and improve AML, KYC, GDPR and internal controls Oversee due diligence, transac...

We are seeking a strategic Head of Compliance to lead the compliance function. Provide expert advice and guidance on compliance matters to senior management and the Board of Directors. This pivotal role will oversee our compliance efforts across all operations, including a focus on the Employee B...

Our client, a blue-chip multi-family office, is seeking a Head of Compliance / MLRO to take ownership of both compliance oversight and anti-money laundering functions. Prior role as a Compliance Manager, Deputy Head of Compliance, or Deputy MLRO in a regulated firm. The Head of Compliance is as m...

This role will be responsible for ensuring the company's fire protection services and operations adhere to UK regulations, industry standards, and best practices and will involve monitoring compliance with fire safety legislation, reviewing internal processes, conducting audits, maintaining certi...

Manage Financial Crime Prevention function supporting and protecting the business against Fraud and Money Laundering Risk, Internal Fraud, Security and related reputational risk ensuring that the needs of all stakeholders are met Maintain relationships with the firm banking partners Own all aspec...

Are you an ambitious Compliance Officer or Manager ready to take your career to the next level? This is a fantastic opportunity to join an international private equity organisation based in Jersey, conducting comprehensive investment-led fund management for an international client base, including...

Head of Compliance (SMF16) – Retail & Digital Markets Location: London (Hybrid) Company: Global Fintech | UK HQ Employment Type: Full-time | Permanent Salary: £180,000 per annum plus benefits Overview: A leading global fintech firm, headquartered in the UK and renowned for its innovation in ret

As the Head of Risk & Compliance you will be tasked with setting up the function and will gain exposure to a wide range of Risk & Compliance areas. Head of Risk & Compliance - International Conglomerate - Up to £130,000 - London. A key part of the role includes developing and delivering ongoing c...

Key Responsibilities: Oversee risk management and compliance frameworks, ensuring regulatory adherence Provide strategic legal guidance on professional standards, ethics, and financial crime Collaborate with senior leadership to drive compliance excellence across global operations Ideal Candidate...

As a Deputy Head of Compliance, the successful candidate will work closely with and deputize for the Head of Compliance, driving the achievement of various compliance deliverables, participating in governance forums and project working groups as applicable. The role offers an excellent opportunit...

Head of Compliance and MLRO Hybrid London This is a critical role responsible for driving the organization’s compliance strategy and shaping a strong risk and regulatory culture across the business. About the Role: As the Head of Compliance and MLRO, you will oversee the company’s Compliance an

Sign in to set job alerts for “Head of Compliance” roles. Head of Risk & Compliance (FinTech, EMI). Our client, a global leader in their field, is looking for a Head of Compliance to join their team on a permanent basis.

Head of Compliance FX/CFD Brokerage London £110,000–125,000 + benefits Take control of compliance strategy across multiple global markets, with direct board-level influence and real ownership of how things get done. Key responsibilities include: Overseeing transaction reporting and ensuring comp

Head of Compliance Europe (Qualified Lawyer). Head of Conduct Risk, Financial Crime and Compliance Frameworks. We recently closed a venture funding round and are hiring a compliance leader to run and spearhead our UK Electronic Money Institution (EMI) application, build our compliance operating m...

Head of IT Security Compliance. Get notified about new Head of Compliance jobs in. Head of Life and Pensions Compliance Advisory.

Finitas are delighted to be supporting a growing Lloyd's broker in their search for Head of Compliance to join their team. Ongoing oversight and updating of all policies and procedures including the compliance manual. You will be responsible for the day to day compliance and ensuring a strategic ...

Lead the development of compliance policies, anti-money laundering (AML), KYC, sanctions, and fraud procedures. Oversee and challenge credit, market, operational, liquidity risks, and ensure compliance with risk appetite. Ensure regulatory compliance, report changes, and manage climate-related fi...

Reporting to the Global Head of Compliance & Regulatory Solutions, this role is pivotal in delivering exceptional Compliance Solutions to Apex Group clients. Head of UK Regulatory and Compliance Solutions. Head of UK Regulatory and Compliance Solutions.

Ensure compliance team makes use of timely and insightful data to inform their understanding of regulatory risks and customer outcomes. Provide management information to the Chief Compliance Officer and the Senior Management of the assigned business area. Head of Product Legal and Regulatory Comp...

Global Head of Consumer Compliance and Market Conduct Risk, Global Compliance. Head of Compliance Europe (Qualified Lawyer). Head of Compliance - ASF & Employability.

UK Head of Compliance - Construction (3ML6CI-E84B5000) England. Good knowledge of compliance software and technology. This role offers the chance to lead a dedicated compliance team, providing high-quality governance and compliance for all business activities.

White Horse are working exclusively with a high-growth, international brand to appoint a strategic and commercially minded Head of Compliance. JOB TITLE: Head of Compliance LOCATION: Swindon SALARY & BENEFITS: £80k plus BONUS HOURS: Full Time. An experienced compliance, risk or legal professional...

The role will cover all areas of compliance which include but not limited to: Asbestos, Gas Safety, Electrical testing, Fire safety, Lifting equipment, Water management and Radon monitoring - develop and implement effective compliance frameworks, ensuring robust governance, reporting, and risk ma...

Head of Compliance – ASF & Employability. Develop and oversee the implementation of risk management strategies related to regulatory compliance, working closely with operational teams to ensure compliance at all stages. As Head of Compliance, you will lead our Skills & Employability provision, en...

A leading global fintech firm, headquartered in the UK and renowned for its innovation in retail and digital financial services, is seeking a Head of Compliance (SMF16) to lead its compliance strategy and framework. The successful candidate will serve as the FCA-approved SMF16 (Head of Compliance...

Have knowledge & understanding of IT systems and software including Microsoft Office, property management systems, such as Meridian and StuRents. The Head of Compliance and Facilities will oversee all compliance for Almero Student and work closely with Property Managers, Asset Management and Deve...

Key Experience: Previous experience at Manager Grade or above within the compliance division of a retail bank Good experience of retail banking products including real estate Knowledge of UK regulatory frameworks including Consumer Duty and BCOBS Experience of Data Protection regulation would be ...

As the Head of Risk & Compliance you will be tasked with setting up the function and will gain exposure to a wide range of Risk & Compliance areas. Head of Risk & Compliance - International Conglomerate - Up to GBP130,000 - London. A key part of the role includes developing and delivering ongoing...

Developing and delivering regular reporting and MI to influence and support key business decisions, highlighting areas of concern and driving the implementation of action plans as needed. Embedding a strong culture of financial crime compliance and awareness across the business, ensuring the resp...

Opportunity for CRO/Head of Risk & Compliance. An opportunity has arisen for a CRO/Head of Risk & Compliance to join a reputable leader in its market!. You're a seasoned professional in risk and compliance; you know the drill.

As the designated Head of Compliance, the successful candidate will: Monitor and regularly test the firm’s regulatory compliance control environment, ensuring it remains robust and proportionate to business activity, regulatory expectations, and industry best practice. Interim Head of Compliance ...

You will support the ongoing development of compliance frameworks, provide guidance on regulatory requirements, and help maintain a culture of good conduct and data protection. We are seeking an experienced and detail-oriented Deputy Head of Compliance to join a UK-based banking institution. Serv...

Our client, a blue-chip multi-family office, is seeking a Head of Compliance / MLRO to take ownership of both compliance oversight and anti-money laundering functions. Prior role as a Compliance Manager, Deputy Head of Compliance, or Deputy MLRO in a regulated firm. Professional compliance certif...

Compliance Monitoring and Reporting: Establish a Compliance Monitoring Plan to ensure continuous compliance and address potential violations of regulatory, legal or company policies. This role requires a proactive approach to compliance management, regular interaction with regulatory bodies, and ...

Previous experience as a Head of Risk and compliance in wealth or asset management or, as a minimum, Senior Risk Officer who has managed the risk and compliance function for at least 3 years Previous responsibility as MLRO Has developed the SMCR regime and working practices Experience of working ...

Part-time Head of Compliance & MLRO (SMF16 & SMF17). Part-time Head of Compliance & MLRO, SMF16 & 17 (3 days per week). Experience of retail investments is a non-negotiable, essential requirement.

Key aspects of the role include: Leading and developing a strong, diverse compliance team Acting as a senior advisor to the UK leadership team and Board Shaping regulatory engagement and managing compliance risk across the business Working closely with functions including Legal, Risk, Internal Au...

Global Head of Consumer Compliance and Market Conduct Risk, Global Compliance. Head of Risk and Compliance (SMF) – International Bank – London. Head of Risk & Compliance (FinTech, EMI).