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Ownership of the overarching Compliance Risk Framework to facilitate appropriate management of compliance risk and reporting to senior management. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. They are looking for a Global Head of Compliance, ...

Accountabilities for Head of Compliance, EuropeProvide secretarial/EA support to the Head of Compliance (HoC), Europe including extensive diary management, travel bookings, expenses, managing of calendars and emails, arranging meetings, conference calls, video conferen

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk. Keep up to date with developments that may affect the compliance and risk of the group. Advise senior management in a timely manner o...

Job Description: Head of Compliance & Money Laundering Reporting Officer (MLRO) - SMF16 & SMF17. This role represents a unique chance for experienced compliance professionals to step into a pivotal position where they can lead both the compliance and AML functions in a balanced, well-supported ba...

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a new Head of Compliance & Risk. Comply at all times with the Conduct Rules, and ensure compliance by the requirements of the Financial Services and Markets Act 2000, the...

Perform ongoing monitoring and oversight of outsourced compliance and risk functions, and periodically perform assessments of performance and suitability of internal and external outsourcing partners. IG Markets | Head of Compliance & Risk. Own the development, implementation and oversight of ris...

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime.

Head of Compliance or equivalent senior-level position. Head of Compliance and Risk, eToro Money. The person taking on this role will be someone who has worked with one of the larger banks, electronic money or payments institutions before and has a good understanding of what an optimal regulatory...

Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance. Deep understanding of FCA regulations and guidelines pertaining to FX/CFD trading and financial services. Relevant professional qualifications (e.

As part of the POGC ensure appropriate compliance testing of new and existing products in accordance with the FCA rules in respect of Product Design - and make recommendations and oversee enhancements where necessary. Support the first line in clear and consistent articulation of risk appetite an...

Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. One of the most crucial aspects of this position will be the ability to build exceptionally strong stakeholder relationships, therefore communication...

You will be joining Gleeds as Head of Compliance with the overall responsibility of managing the Gleeds Compliance Team for our UK business. Reporting to the Group Head of Risk, you will lead the compliance team to provide high quality governance and compliance for all Gleeds’ business activities...

The Head of QHSE & Compliance will be dedicated to promoting, developing and establishing a positive and compliant safety culture within the Transport Division’s cleaning contracts, ensuring all parties meet, with the aim to exceed, the required Quality, Health, Safety and Compliance regulations....

The head of Compliance and MLRO will be dealing with SMF 16 & 17 and responsible for all regulatory returns, including but not limited to FCA, BoE, HMRC, and FATCA & CRS for the Bank. Chinese speaking Head of Compliance and MLRO - What You'll be Doing Each Day:. Head of Compliance and MLRO Chines...

Why do I love this client so much? The people and culture! A global asset management firm are looking to hire a Head of Compliance Advisory to cover a 12 month maternity leave. Sound knowledge of most of the following: Conduct, Market Abuse, CASS, Best Execution, Cost and Charges and ESG. You’ll ...

Join us in this vital role in our London office and help us shape the future of the Health Tech / Cosmetics industry. We seek a self-starter who excels independently and swiftly, boasts a deep understanding of regulatory landscapes, and demonstrates a practical, commercial approach to multi-regio...

Regulatory Compliance and Reporting: Stay updated on relevant regulatory developments, ensure adherence to applicable laws, and prepare accurate compliance reports for senior management and regulatory bodies. Stakeholder Collaboration: Serve as a trusted advisor to business units and senior manag...

We are looking for an experienced, UK-based Head of Compliance qualified to serve as the Money Laundering Reporting Officer (MLRO) under the Financial Conduct Authority (FCA) guidelines. This pivotal role will ensure our firm’s rigorous compliance with all relevant regulations, reinforcing the st...

Experience with oversight of distribution compliance and governance, including accessing and suitability of investors at both professional and below professional level. They're now looking for an experienced compliance professional to join as the Head of Compliance. Responsible for the overseeing...

The Head of Compliance and MLRO will lead the company's Compliance Strategy, holding overall responsibility for upholding standards and championing a compliance-first culture across the business. Keep abreast of relevant legislation, regulations, and compliance changes and advise on any potential...

Our client, a global equity boutique, is looking for a Head of Compliance to join on a permanent basis. Knowledge to efficiently and effectively deliver key compliance and regulatory obligations including, but not limited to, AML, Market Abuse, Conflict of Interest Register, Personal Account Deal...

Ownership of the overarching Compliance Risk Framework to facilitate appropriate management of compliance risk and reporting to senior management. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. They are looking for a Global Head of Compliance, ...

Serve as the designated Money Laundering Reporting Officer (MLRO) and Data Protection Officer (DPO). Conduct internal reviews and thematic audits in line with the annual compliance plan. Maintain the organizational risk register and support board-level reporting on compliance issues.

Oversee and contribute to the development and delivery of the BES training and communications programme to help ensure all employees are aware of and understand their privacy, quality, compliance and information security responsibilities. Working with Ipsos UK's Compliance Department, the UK Lega...