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Are you ready to make an impact in a dynamic, high-performing team dedicated to compliance across soft services? Do you have a background and experience working in leadership of exceptional service provision? Do you want to join a team of professionals who are passionate about maintaining high st...

Head of Building Safety & Property ComplianceLocation: Teddington with flexibilitySalary: £88,995 per annumWho we’re looking for If you have experience of leading high performing compliance teams and building services experts to deliver a wide range of M&E planned works projects for a social hous...

We are looking for an experienced Head of Commercial Compliance to lead and oversee the first line of defence across Sales, Relationship Management, Marketing, Strategic Partnerships, and other commercial functions. Willingness to attend industry conferences, webinars, and training sessions to st...

Responsibilities:Take a leading role in coordinating the review of marketing communications across all channels and product types for global distribution, working with US and regional Compliance Officers where necessaryManage, motivate and

The Deputy Compliance role reports to SIEL's Chief Compliance Officer (CCO or SMF16) and plays a key role in supporting the day-to-day management of the SIEL Compliance Team, as well as overseeing critical responsibilities delegated by the CCO. SIEL's Compliance Department is part of the broader ...

Manage actions and share due diligence with the businessMaintain/update the compliance related SharePoint resources, accessed by the UK operational teamsDevelop operational based training and e-learning modules and TBTs suitable for ISS IFS teams and custome

The successful candidate will report directly to PIMCO's Global Head of Compliance and will be a key member of the Compliance Leadership Team, collaborating closely with broader legal and compliance leadership and functional and business teams across the firm. Lead, mentor, and develop a high-per...

Responsibilities:Take a leading role in coordinating the review of marketing communications across all channels and product types for global distribution, working with US and regional Compliance Officers where necessaryManage, motivate and

Demonstrate leadership and management of the Project itself, the staff dedicated to this functional area, and champion the topic of Statutory Compliance. Experience of managing a large scale programme of activity with professional project management techniques. Organise and control the systematic...

The Role The Head of Compliance and Data Protection Officer will be responsible for leading the FCA’s Compliance and Data Privacy Department, and reports to the Director of Risk, Compliance and Data Privacy. Head of Compliance and Data Protection Officer <

Reporting to the UK Chief Risk Officer (CRO), the Head of Compliance is the most senior member of the compliance professionals in the team who act as business partners to our regulated legal entities in the Hiscox UK Business Unit (UK Retail BU). The role will work closely with both the UK CRO an...

The opportunityAre you a highly skilled and experienced professional looking to lead our Information Security Governance, Risk, and Compliance in one of the UKs largest charities?About the roleOur vi

Work closely with the US Compliance team on pre-approval of materials intended for a Rest of World ("RoW") and US audience and generally to agree systems and controls between the US and RoW Compliance team. This role sits in the Distribution Compliance team and is responsible for leading complian...

The role will report to the Head of International Compliance or its then equivalent and will collaborate with compliance professionals in other regions as well as with other cross-functional stakeholders to advise company leadership on compliance risk management. Our client is seeking a Head of C...

The responsibilities of a Co-Head of Compliance and MLRO will include:. They are seeking a Co-Head of Compliance and MLRO to work with them on a permanent basis. The successful Deputy Head of Compliance and MLRO will have:.

At least 10 years+ of compliance experience. Lead and oversee all aspects of compliance for the UK business, ensuring adherence to applicable laws, regulations, and industry standards, including FCA regulations and other relevant financial services laws. Develop, implement, and continuously revie...

Head of Risk & Compliance EMEA. You will lead a team of standalone professionals across both Risk and Compliance teams for EMEA, covering:. Strong verbal and written communication skills are necessary, with an engaging ability to deliver compliance and risk-related information.

Head of Compliance & MLRO Role - EXPERIENCE FROM A CFD BROKER IS A MUST HAVE. This dual-role position encompasses leadership of the company’s Compliance function and responsibility as the Money Laundering Reporting Officer (MLRO). The individual will oversee adherence to regulatory requirements, ...

HEAD OF COMPLIANCE & RISK (ONE YEAR CONTRACT) – MUST HAVE HELD SMF 4 & 16 FOR A BANK. Maintain oversight of compliance frameworks, ensuring adherence to all UK and global regulatory requirements (FCA, PRA). Through application, all candidates signify their acceptance of the above information and ...

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. Certified compliance professional (e. If you are a strategic thinker with ...

The Deputy Head of Central Compliance role supports the Head of Central Compliance with both the day-to-day operation as well as the continuous enhancement of the Central Compliance function. Experience of supporting the day-to-day operations of a Compliance Function. Tracking and supporting the ...

You will be responsible for managing the Compliance function and leading on a wide variety of compliance projects, regulatory matters and strategic initiatives. My client is a leading insurance firm and they are looking to bring in a Head of Compliance. To provide a prompt, accurate and effective...

Head of Compliance or equivalent senior-level position. The person taking on this role will be someone who has worked with one of the larger banks, electronic money or payments institutions before and has a good understanding of what an optimal regulatory framework looks like in today's regulator...

As a strategic partner, the Head of Compliance Europe guides senior leadership and influences key decisions, requiring a visionary approach to developing and implementing a compliance strategy aligned with European and global objectives. The Head of Compliance Europe holds a pivotal leadership ro...

Lead a team of SOX compliance professionals (in the UK and US), providing coaching, mentoring, and performance management to ensure effective execution of compliance initiatives. The Head of SOX Compliance to oversee and manage all aspects of our Sarbanes-Oxley (SOX) compliance at Marex. Head of ...

This is a fantastic opportunity for a Senior Compliance Manager to take the next step and transition into the role of Deputy Head of Compliance. Deputising for the Head of Compliance & MLRO as delegated, including acting as the liaison with regulators, exchanges, and senior managers within the fi...

As a strategic partner, the Head of Compliance Europe guides senior leadership and influences key decisions, requiring a visionary approach to developing and implementing a compliance strategy aligned with European and global objectives. Cultivate continuous engagement with entity heads of compli...

Maintain a record of significant non-compliance with policies and procedures, and lead on any investigations into instances of non-compliance, as appropriate. Act as deputy to the Director of Fellowship, Strategy and Governance in respect of his governance responsibilities, including on the full ...

You will report directly into the Chief Compliance and Risk Officer (CCRO) for the Equals Group and will be responsible for the Regulatory Compliance function to ensure a robust application of regulatory rules and compliance controls, operating under the 2nd line of defence, as part of Global Ris...

As Head of Governance, Compliance & Risk, you will be responsible for ensuring the charity's adherence to regulations and managing all aspects of organisational risk. Key Responsibilities of the Head of Governance, Compliance & Risk:. If you are an experienced and ambitious professional seeking a...

The successful candidate will report directly to PIMCO’s Global Head of Compliance and will be a key member of the Compliance Leadership Team, collaborating closely with broader legal and compliance leadership and functional and business teams across the firm. Lead, mentor, and develop a high-per...

Develop risk and compliance policies as the business grows, working closely with senior stakeholders and clients. Experience working in risk and compliance management within the lending space. Strong understanding of FCA guidelines and SML regulations.

The ideal candidate would have:· A knowledgable technical understanding of Statutory Compliance; preferably with a qualified engineering background and CIBSE membership· Experience of managing staff, consultants, and contractors, delivering compliance assessments and remedial works· Experience of...

Compliance Counsel / Head of Compliance. A well-established adtech/media business with a global footprint are recruiting for a Compliance Counsel to help with the establishment of their global compliance framework. This role will report directly to the General Counsel, and will be responsible for...

Head of Portfolio Compliance Monitoring. One Ten Associates are partnering with a globally recognised private market fund that is looking to build a new Portfolio Compliance Monitoring function based in London. Ideally 7-10+ years experience within Portfolio Compliance Monitoring.

We are helping a leading media company to hire a Head of Regulatory Compliance. This involves close collaboration with various internal departments, from client-facing teams to legal counsel, to gather essential information, generate comprehensive reports, and spearhead the implementation of new ...

Experience of managing staff, consultants, and contractors, delivering compliance assessments and remedial works Experience of managing a large scale programme of activity with professional project management techniques. Southwark Council are currently recruiting a Interim Head of Statutory Compl...

HEAD OF COMPLIANCE & RISK (1 YR CONTRACT) – MUST HAVE HELD SMF 4 & 16 FOR A BANK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge. We are recruiting for a leadin...

The role will report to the Head of International Compliance or its then equivalent and will collaborate with compliance professionals in other regions as well as with other cross-functional stakeholders to advise company leadership on compliance risk management. Our client is seeking a Head of C...

Set, maintain and report and master and key risk scorecard of compliance KPIs, covering all key aspects of regulatory compliance for Ofcom, ICO, FCA (where applicable) and other agreed associated customer impacting compliance. The Head of Quality, Risk & Compliance is responsible for maintaining ...

This is a fantastic opportunity for a Senior Compliance Manager to take the next step and transition into the role of Deputy Head of Compliance. Deputising for the Head of Compliance & MLRO as delegated, including acting as the liaison with regulators, exchanges, and senior managers within the f

The Head of Compliance will work to continue the build-out the compliance framework of the company, assessing the company’s compliance risks, making recommendations to manage those risks, and ensuring implementation of required compliance activities to mitigate compliance risk and support our str...

At least 10 years+ of compliance experience. Lead and oversee all aspects of compliance for the UK business, ensuring adherence to applicable laws, regulations, and industry standards, including FCA regulations and other relevant financial services laws. Serve as the main point of contact for reg...

Head of Portfolio Compliance Monitoring. Able to lead a newly formed function, facing off to senior stakeholders whilst managing a team member. Portfolio Compliance Monitoring Associate.

The Head of Compliance will work in close collaboration with the Head of Regulations to ensure regulatory policies and compliance strategies are effectively implemented, embedded and audited. Take ownerships of and build on companywide three lines of defence compliance framework to provide high l...

The Head of Compliance will work in close collaboration with the Head of Regulations to ensure regulatory policies and compliance strategies are effectively implemented, embedded and audited. Take ownerships of and build on companywide three lines of defence compliance framework to provide high l...

My client is a leading insurance firm and they are looking to bring in a Head of Compliance. You will be responsible for managing the Compliance function and leading on a wide variety of compliance projects, regulatory matters and strategic initiatives. Attend business unit, committee and subsidi...

The Head of Compliance will be responsible for overseeing and managing all aspects of regulatory compliance and identifying and developing opportunities afforded by regulatory change. The Head of Compliance will work closely with senior management to promote a culture of ethical behaviour and int...