Head of compliance jobs in WallingtonCreate job alerts

Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe the highest standards of individual behavior and conduct and to assess, monitor and report on Compliance risks posed by employees and contingent workers associated with, ...

Providing reports on a regular basis, including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;. Head of Compliance & MLRO/Chief Compliance Officer...

The role will be tasked with leading the marketing compliance team across EMEA and APAC. Review and approve all sales, marketing and communication materials for the business across the EMEA and APAC region.

The position holder is the focal point within the World First business and other Ant International business units for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regula...

Effective delivery of this program requires collaboration with other Compliance Departments, Head Office and Regional HQs and engagement with all business and operational areas. Work closely with staff in other control functions, Head Office, the front office, First Line and senior management, to...

Strong coaching and mentoring skills, capable of building and managing the work of high-performing compliance teams. We are made up of nearly 50 nationalities, have a DE&I forum made up of Zopians wanting to make a difference and we are proud of our culture where everyone can bring their full sel...

A technical/role-based interview with the CEO, Head of Customer Operations, and/or Chief of Staff. From a compliance perspective, a key outcome will be to successfully lead Crezco’s further regulatory license applications and compliance audits. The candidate will be the sole lead of Crezco’s leg

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. Responsible for the oversight of all compliance matters and ensuring full compliance with all relevant parties, FCA, ICE and CME regulations. Build out and implementation of a proportionate Complia...

The Head of World Service Group Editorial Quality and Compliance will be responsible for enhancing the consistency and quality of news output and standards across the World Service Group, with strategic responsibility for developing a high-quality journalism culture. Awareness of current markets,...

Reporting to the Chief Risk and Compliance Officer and managing a small team of Compliance professionals, this is a key senior role within Gulf International Bank (UK). Compliance Monitoring Programme – annual risk assessment of GIB, preparing a programme of risk identification and remedial actio...

The role holder is required to have close collaboration with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Represen...

The role holder is required to have close collaboration with the Regional Chief Compliance Officer, Chief Operating Officer, Chief Risk Officer and other Senior Management, Executive/Local Management Committee members, Local Compliance Officers, Money Laundering Reporting Officers, Chief Represen...

Providing reports on a regular basis including the regulatory Annual MLRO Report, to keep the Head Office Compliance Committee of the Board and senior management informed of the operation and progress of compliance and crime prevention efforts;. The general responsibility of the Head of Complianc...

As we scale, we are looking for an experienced Head of Compliance to drive regulatory excellence and oversee all compliance operations. Serve as the company's MLRO (if applicable), ensuring compliance with all relevant anti-money laundering regulations and reporting requirements. Job Title: Head ...

Reporting to the Director of Cyber & IT Risk, this role leads British Airways’ Cyber Compliance team. Lead the Cyber Compliance team, which includes functions across cyber change, compliance analysis, and policy & awareness. Act as the primary point of contact for internal audit and regulatory bo...

Are you an experienced Head of Compliance from the Credit Card or Payments industry or another fast growing financial services business?. Your new role would be challenging permanent opening as Head of Compliance based in London, with hybrid working 2/3 days a week from home. You will support and...

Reporting into the Head of Financial Crime Controls, this role will be responsible for overseeing the global team in fulfilling the Anti-Money Laundering (AML)/Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) requirements through enhanced evaluation, identification, and research...

Proven ability to instill a culture of compliance, promote sound corporate governance, and engage effectively with the Board of Directors. Compliance Oversight Officer (SMF16). Prepare reports for senior management and the Board of Directors, ensuring that relevant compliance and risk issues are ...

This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial. Given the evolving nature of the structure in the business, this position will take on responsibility for overseeing this transition from a qualit...

You’ll be a highly experienced Compliance professional experienced at operating at this level, with a proven track record of managing and developing Compliance teams. Head of Compliance (Retail Investments). You’ll take responsibility for all aspects of Compliance activity, managing, overseeing

Principal Purpose of the role:.The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime.The overriding objectives of the Head of Co...

With a mission to simplify and enhance financial processes for individuals and businesses, they are now seeking a Head of Compliance & Money Laundering Reporting Officer (MLRO) to join their dynamic team. EMI License Acquisition: Spearhead the process of obtaining an Electronic Money Institution ...

We are recruiting for growing Institutional Brokerage firm looking to hire a Deputy Head of Compliance to assist with the day to day running of a busy compliance function.This role will be based in the office 5 days a week and there is a development/succession plan in place to take over running t...

Strong knowledge of regulatory frameworks and risk management. Your role will ensure regulatory adherence, including GDPR and health and safety, while providing strategic risk advice to senior management. You will proactively mitigate risks, manage incidents, and embed a strong compliance culture...