Head of compliance jobs in WallingtonCreate job alerts

MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a new Head of Compliance & Risk. Comply at all times with the Conduct Rules, and ensure compliance by the requirements of the Financial Services and Markets Act 2000, the...

Accountabilities for Head of Compliance, EuropeProvide secretarial/EA support to the Head of Compliance (HoC), Europe including extensive diary management, travel bookings, expenses, managing of calendars and emails, arranging meetings, conference calls, video conferen

Why do I love this client so much? The people and culture! A global asset management firm are looking to hire a Head of Compliance Advisory to cover a 12 month maternity leave. Sound knowledge of most of the following: Conduct, Market Abuse, CASS, Best Execution, Cost and Charges and ESG. London,...

Head of Compliance & Money Laundering Reporting Officer (MLRO) (dual-hatted position). Head of Compliance & MLRO (SMF16 & 17). Proven track record of holding SMF16 and SMF17 roles or equivalent senior compliance positions.

We are looking for a Compliance Director to join the team and take charge of managing all compliance, including sanctions and financial crime, FCA regulatory compliance, product governance, and GDPR and data protection. You will be responsible for setting up control frameworks and leading a team ...

Head of Compliance - Hedge Fund Compliance Consultancy - Urgent Interim/ Temporary hire. Head of Compliance – Hedge Fund Compliance Consultancy – Urgent Interim/ Temporary hire (strong possibility to go permanent). The company offers a hybrid mix of “working-from-home” and also in-the-office

Head of Sales | 300% YoY Growth | VC-backed | Digital Health | Compliance | United Kingdom |. Bring 5+ years of experience, of which 3 in a full sales cycle closing role. Do you have experience selling compliance software in the wider health verticle and experience in leading a team whilst still ...

You’ll also have a proven track record of developing and implementing Regulatory Compliance and Financial Crime Compliance frameworks, policies and procedures. Initially a standalone role, you’ll develop and implement Regulatory Compliance and Financial Crime Compliance frameworks, policies and

Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. One of the most crucial aspects of this position will be the ability to build exceptionally strong stakeholder relationships, therefore communication...

Perform ongoing monitoring and oversight of outsourced compliance and risk functions, and periodically perform assessments of performance and suitability of internal and external outsourcing partners. IG Markets | Head of Compliance & Risk. Own the development, implementation and oversight of ris...

Reporting to the Head of Safety and Compliance, this role involves supporting the development, administration, and maintenance of an effective Safety Management and Compliance Monitoring System that meets regulatory and company requirements. Deputy Head of Safety and Compliance. The Deputy will a...

Provide training to the business on the areas of responsibility and compliance, as needed including presenting to new joiners to embed a culture of compliance from day one. Support the business teams with new market launches and supporting integration of the compliance and risk program in new ter...

Ownership of the overarching Compliance Risk Framework to facilitate appropriate management of compliance risk and reporting to senior management. Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. They are looking for a Global Head of Compliance, ...

My client is experiencing a sustained period of growth which has created this new opportunity for a Head of Compliance. Proficiency in AML compliance software. A fantastic opportunity has arisen for a Head of Compliance with law firm experience to join my client's team on a hybrid basis.

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime.

MERJE is currently working exclusively with a well-known financial planning and wealth management business in their search for a new Head of Compliance & Risk. Comply at all times with the Conduct Rules, and ensure compliance by the requirements of the Financial Services and Markets Act 2000, the...

Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. During this engagement, the Head of Compliance & MLRO will drive the implementation of compliance controls...

The position holder is the focal point within the World First business and other Ant International business units for the oversight of all activities relating to the management of regulatory compliance and providing support and guidance to the Board and senior management to ensure that the regula...

Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance. Demonstrable senior-level experience in compliance within the financial services industry, preferably in a CFD brokerage firm. Deep understanding of FCA regulations and guidelines pertaining to FX/CFD trading and ...

The ideal candidate will have a background as a Head of Product in hospitality, Hotel Manager, Pre-Opening Manager, Hospitality Consultant or a similar role, that has already built a strong product with the highest standards of luxury and efficiency. We are seeking a highly skilled and motivated ...

Our client seeks an immediately available smf16/17 for a buy side fund business to take on an interim role as head of compliance for the business.

Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. One of the most crucial aspects of this position will be the ability to build exceptionally strong stakeholder relationships; therefore, communicatio...

Possess the necessary qualifications to be registered and act as the designated compliance officer (SMF16 Compliance Oversight and SMF17 Money Laundering Reporting Officer (MLRO) for the company. The second round is a video call with the CEO of our UK office to discuss the local dynamics of the U...

One of the most crucial aspects of this position will be the ability to build exceptionally strong stakeholder relationships; therefore, communication and influencing skills will be strengths of the successful individual. Partnering exclusively with a long-standing, global manufacturing business,...