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The successful candidate will lead our growing Compliance team (currently numbering over 80 compliance professionals) to ensure continued compliance with all legal and regulatory requirements. The team is led by Walker's General Counsel and Chief Risk and Compliance Officer (based in our London o...

Reporting to the Head of Compliance Monitoring, the Senior Compliance Monitoring Officer will undertake, and complete compliance monitoring reviews including thematic and desk-based periodic reviews of the firm's systems/controls and provide assurance to the business and senior management. SIEL's...

Responsible for: Managing and overseeing the Electronic Call Monitoring system to ensure accurate and efficient monitoring of care visits, supporting the branch with compliance including care plans, staff files and general administration. Desirable Skills / Qualifications: Experience in a similar...

Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

My client, a full-service thriving Law firm who are member of Ally Law are currently recruiting for a Compliance and Data Security Officer to join their busy office based in Lincon Inn, Holborn. The main focus for this role is to support the Head of Risk and Compliance in the delivery of the firm�...

Key responsibilities include but are not limited to:.Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.Identify any gaps or weaknesses in the Plan and propose remedial actions.Day to day management of the Plan ensuring tests are completed on time and...

The Information Security Officer will ensure that sound policies, procedures and systems are in place so that Bravura Solutions can demonstrate compliance with the global DP legislation. Compliance (Achieving and monitoring compliance including any remedial measures). Design the documentation nee...

Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Prepare and deliver close-out briefings to wider risk and compliance team and senior management which summarise the findings of assurance activity. Lead ad hoc regulatory...

AXA Investment Managers (AXA IM).With our products, we aim to diversify and grow our portfolios, while providing long-term value and.AXA IM manages around 844 billion euros in assets, including 480 billion euros integrating ESG, sustainable, or impact criteria as.We are committed to achieving the...

Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation. Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired. To collaborate and par...

Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry.Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional test...

Taking on a key leadership role with the firm, you will be responsible for:.Providing broad compliance advisory support to the fund managers.Maintaining and updating compliance manual and policies and procedures.Managing the compliance program on day-to-day basis, covering financial promotions, p...

Supporting the SIEL Compliance department with the write-up of new or revised regulatory/compliance policies and procedures. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Actively participating in all relevant SIEL Compliance department...

A good level of experience as a Senior Compliance Officer within the commodities trading sector, specifically in base metals with a solid understanding of the London Metal Exchange (LME) rules and practices.

The Senior Compliance officer (12-15 Months Mat cover role) has a base salary of. Senior Compliance Officer (VP). The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business.

Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas.Assist in the ongoing review and updating of compliance policies and procedures to ensure compliance with applicable laws an...

Act as the Money Laundering Reporting Officer (MLRO) where necessary, overseeing the firm’s Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, particularly with regards to high-risk clients.

There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.

Monitoring, and as necessary, coordinating compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends;. The general responsibility of the Head of Compliance/CCO (SMF16) & MLRO (SMF17) is to provide an in-house compliance service ...

Collaborate closely with the Compliance team and business units to develop an exemplary compliance program. We have a current exciting opportunity for a Compliance Officer on a permanent basis. In-depth knowledge of UK regulatory requirements and compliance best practices.

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, an...

We know that well-supported people support people well to do their very best for the people we support and achieve our vision. You will be working with a well-established team who will support, guide and coach you to help to achieve the best outcomes for the people we support. We provide support ...

Experience with GDPR compliance, data privacy laws, and UK-specific cloud security risks. Responsibilities:Develop and implement a security strategy that ensures compliance with UK financial regulatory frameworks, including FCA, PRA, GDPR, and the UK Data Pro

Service Care Solutions is seeking a dynamic and dedicated Health and Safety Compliance Officer to join our client team in Lewisham. This is a full time, temporary assignment offering £35 Umbrella ...