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Compliance Officer Location: Central London An established and highly regarded law firm specialising in property transactions—particularly for investor purchasers in both domestic and offshore markets—is seeking a talented Compliance Officer or Compliance Manager to join their dynamic team in th

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. The role will also include assisting with the coordination and handling of complaints from the business, responding and handling due diligence requests from counterparties, an...

About the role An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer to join Recognise Bank and support the delivery of our compliance agenda, ensuring we operate within the legal and regulatory frameworks set by the FCA, PRA, and other governing bodies. Conduct ...

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Strong knowledge of UK regulatory and compliance frameworks. Background in risk management and/or compliance.

Responsibilities will include but not be limited to: Oversee and manage the Compliance Monitoring Programme Registered Compliance Officer and MLRO Update compliance manual and policies and procedures Compliance monitoring and report findings to the board Oversee all reporting Provide regulatory a...

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

Role Overview As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. Requirements 7 years of experience in compliance, regulatory...

Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver an...

We are recruiting on behalf of a highly successful boutique private fund This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter You should have at least eight years private fund consulting experienc

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Registered Compliance Officer and MLRO. Chief Compliance Officer SMF16/17.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Champion best practices in compliance and contribute to the continuous improvement of compliance controls. Condu...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance infrastructure. MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance ...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Acting as the primary point of contact for higher education compliance...

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Assist in maintaining and updating compliance policies, procedures, and registers. Prepare and maintain accurate compliance records, reports and MI for internal and.

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidanc...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Seni...

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. As a key member of our regulatory compliance team, you will be responsible for providing prompt, accurate and effective compliance services to Miller and its subsidiary undert...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions. Carry out thematic reviews and oversee outsourced provider compliance.

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Registered Compliance Officer and MLRO. Chief Compliance Officer SMF16/17.

Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidanc...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. Conduct regular compliance training and awareness programs for employees t...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferably within a law firm. Implementing and maintaining information ...

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Why Join KPMG as a Senior Compliance Officer?. Partnering with the Immigration team to support visa applications and

Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Provide compliance a...

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Liaise with front office teams and ot...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

The Technical Compliance Officer (Legionella / Asbestos / Lifts) will support full compliance for the delivery of these respective contracts. Technical Compliance Officer (Asbestos, Legionella & Lifts). Technical Compliance Officer (Asbestos, Legionella & Lifts).

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

Reporting directly to AlTi’s International Chief Compliance Officer, this role is pivotal in maintaining and enhancing the compliance framework for our investment and fund management activities, including ICAVs, Lux ELTIFs, and other cross-border vehicles. We are seeking an experienced Senior Com...

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Are you an experienced compliance pro...

Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance infrastructure. MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance ...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

The Business Compliance Officer AACB LB and AACL (‘BCO’) is positioned in the UK Clearing Compliance Department and has a reporting line to the Head of Compliance (‘HoC’) & Money Laundering Reporting Officer (‘MLRO’) Clearing Compliance UK. Business Compliance Officer AACB LB & AACL. To

We are recruiting on behalf of a highly successful boutique private fund.This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter.You should have at least eight years private fund consulting experience , or ...

The Business Compliance Officer AACB LB and AACL (‘BCO’) is positioned in the UK Clearing Compliance Department and has a reporting line to the Head of Compliance (‘HoC’) & Money Laundering Reporting Officer (‘MLRO’) Clearing Compliance UK. The Department is responsible for all AACB LB a

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. Driving and maintaining compliance across key standards (SOC 2, ISO 9001, ISO 27001). Supporting a culture of continuous improvement around risk and compliance.

The ideal candidate will be able to demonstrate pragmatic best practice application of EMR/PSR compliance, Prudential Compliance and Financial Crime. Minimum five years of experience in financial crime and/or compliance business functions within an FCA-authorised Payment Institution or EMI. Overs...

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. Act as the primary liaison with regulatory bodies, financial institutions,...

As Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Global Compliance Program. Provide advice and guidance to management on matters relating to conduct and compliance, including identifying areas of compliance vulnerability and risk, based on findings...

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Officer (Generalist) – Hedge Fund - Lo...