Compliance officer jobs in WillenhallCreate job alerts

As Compliance Officer, you will play a central role in overseeing and enhancing the firm’s regulatory compliance processes. Compliance Officer – Legal Sector. This permanent, full-time role offers a competitive salary and the chance to make a real impact on firm-wide compliance and regulatory pr

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Joining a well-established compliance function at a really unique time of growth, in their compliance team on a great trajectory for progression and development. Advising on tricky compliance queries (conflicts, ethics, and everything in between). Prepping materials for compliance meetings and tr...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidanc...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Are you a detail-oriented professional with a passion for compliance a...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

The Technical Compliance Officer (Legionella / Asbestos / Lifts) will support full compliance for the delivery of these respective contracts. Technical Compliance Officer (Asbestos, Legionella & Lifts). Technical Compliance Officer (Asbestos, Legionella & Lifts).

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. Benefits: 21 days holiday bank holidays, birthday day off, life assurance, pension, study certifications As the Compliance Officer, you will be responsible for: Assess trainers against ...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. A pragmatic mindset—able to balance compliance with business agility. This is an opportunity to shape and embed compliance into the fabric of an innovative, cloud-native platform—without slowing the pace of inn

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. Assist in the execution of the compliance monitoring programme.

As a Compliance Officer, you will report to the Compliance Manager and play a vital role in overseeing key governance controls, supporting business units, and ensuring compliance with various regulations. Are you passionate about governance, risk management, and data protection? Do you have an ey...

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Reviews &...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Chief Compliance Officer SMF16/17. Registered Compliance Officer and MLRO.

Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Be a resource to business group...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Experience in compliance, enrolment, or learner services—ideally within an educational or training environment. You’ll play a key part in ensuring compliance, improving learner retention, and delivering a first-class onboarding experience.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues - Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) - Creating new, and revise existing, policies and procedur...

Housing Disrepair Lawyer or Legal Officer.

Monitor compliance with FCA regulatory requirements, especially. Maintain and review internal compliance documentation (policies, procedures, registers). Help prepare Board and Risk Committee packs and compliance reports.

Information Security Assurance Officer A financial institution in London is looking for an experienced Information Security Assurance Officer (ISAO) to join their Risk team.

Lending Support Officer / Lending / Support / Birmingham / Permanent / Hybrid. We’re looking for a proactive and detail-oriented individual to join our client as a Lending Support Officer, where you’ll play a key role in supporting the lending activities across Bridging, Buy to Let, and other lo

ABOUT THIS OPPORTUNITY We have an exciting opportunity for an experienced data protection and compliance professional to join our central Head Office team in East Croydon. The Data Protection Compliance Manager role is key to the Federation, as it helps facilitate and assure the organisations abi...

Job Title: Therapeutic Support Worker - Children’s Residential.WE ARE NOT ABLE TO OFFER SPONSORSHIP*.Make a difference to Children in our Care:.Do you have at least 1 years’ experience is a Residential Care setting, maybe in an adult’s settings where your skills gained to date are transferrabl

Lead the development and delivery of the compliance strategy to meet FCA and regulatory requirements. Develop and execute an audit plan covering key FCA risk areas and conduct independent Compliance and Operational audits. Report compliance status, findings, and recommendations to senior manageme...

Full-Time | Permanent | Shift-based, including evenings, weekends, and sleep-ins.Be the Difference in a Child’s Life.Are you ready to take the next step in your care career? We’re looking for a Senior Support Worker who is passionate about making a positive impact on the lives of children and yo

Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Maintain knowledge of regulatory developments and...

Lead and manage compliance-related projects end-to-end, from scoping and planning through to implementation and review. Review and update internal compliance policies and procedures in line with regulatory requirements and global standards. Track progress, manage budgets and risks, and ensure pro...

Conduct information security, information system, and compliance-based risk assessments, evaluate responses and recommend risk treatment actions. Demonstratable experience in an Information Security, IT Governance, Risk and Compliance based role, including maintaining and continually improving an...

Job Title: Support Worker (Children’s Residential Service).WE ARE NOT ABLE TO OFFER SPONSORSHIP*.Since we established, we have worked hard to develop services to achieve the best possible outcomes for our children & young people, creating services that nurture independence.Provide effective monit...

Housing Standards Enforcement Officer. A local authority client of mine, based in the West of England are seeking an experienced Housing Enforcement Officer to join their team for 6 months with a potential likelihood of extension.

We’re Hiring: Support Worker – Epsom, Surrey 🌟.Manual UK driving licence essential (service vehicle provided).Looking to make a real impact in people’s lives? Whether you're already working in social care or exploring a new, meaningful career path—this is your chance to join a supportive,