Are you a business? Hire compliance officer candidates in Bristol
Job Title: Finance Manager Location: Bristol, Hybrid (min 3 days per week in office) Salary: £41,462 (Pro-rata) Job Type: Full time, part time considered, 2 year fixed term Working Hours: 37 hours (Part time hours can be accommodated) Closing date: 2 nd May 2024 The Role We are seeking a highly...
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...
Reporting to the Head of Compliance and Operational Risk, the focus of this role is to oversee the embedding and ongoing development of the compliance risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and ...
Your main focus will be to liaise with local and overseas entities to ensure they are compliant with the firms Compliance framework, with opportunities to travel both nationwide and overseas, whilst also working closely with the Senior Compliance Manager in supporting the regional structure for r...
They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...
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Compliance Officer - Insurance. A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. Act as a key part of the Compliance function driving...
We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...
To undertake compliance monitoring reviews as agreed with the Head of Compliance Monitoring to achieve delivery of the Compliance Monitoring Plan as agreed for the activities of WMUK, LFA and LFI. To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated ent...
We have an exciting opportunity for a Compliance Officer to join our Organisation. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance and risk information in certificatio...
InterQuest are currently supporting a well established Pensions, Wealth & Incentive services organization to identify a Global Head of Compliance to join the organisation on a permanent basis. The role would hold oversight of the global compliance framework across the globe ensuring a positive co...
My client requires an experienced Compliance professional ensure that risk management, compliance and governance keeps pace with the growth of the business, and ensuring policy is robust, proportionate and commercially pragmatic. Ability to deliver engaging and practically orientated compliance t...
As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...
Work with the Head of Compliance, Deputy Head of Compliance, and compliance administrators in reviewing relevant documentation. Job Description – Compliance Manager. Deliver regional compliance services to include RHA Contracts of Employment and operational audits to include O’ Licence compliance...
The Corporate Compliance Analyst will help ensure OSI’s compliance program is consistent with applicable laws, industry standards, policies and regulations applicable across all OSI divisions (Security, Medical, and Optoelectronics). The Corporate Compliance Analyst will support the various eleme...
SENIOR REGULATORY COMPLIANCE CONSULTANT. Provide compliance support at each stage of the retail product lifecycle; from design and distribution of financial products, pricing, marketing, and advertising, customer communications, quality of advice, suitability practices, management of conflicts of...
Assisting the Head of Compliance with on-going projects to support the smooth running of the Compliance function. They are currently looking for a Compliance officer to join their team remotely with frequent travel to Cardiff. Investigating and responding to AML, Safer gambling alerts, including ...
Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme. This role would be perfectly suited for a Compliance professional with exp...
As a Junior Compliance Analyst, you'll collaborate closely with the CEO, CFO, and Head of Legal and Compliance, as well as directly supporting our clients, typically global insurers, MGAs, and brokers, in their EU business establishment endeavors. Deliver thorough assistance to the CEO, CFO, and ...
Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. Key responsibilities of the Senior Compliance Assoc...
We are delighted to be working with an established large accountancy practice in recruiting for an HR Officer to work in a large HR team where you will work closely with assigned business areas on their day-to-day HR needs. You will be responsible for administrative tasks and you’ll contribute to...
At Brighter Places, we are pleased to announce that a vacancy has become available for a Property Compliance Officer to join our team in Bristol . You will join us on a full time, fixed term contract ...
... compliance within the wider business. * suitable and relevant information security policies ... Officer? * A team player, with a strong work ethic who strives to provide the best level of ...
Review employment and working conditions to ensure legal compliance Requirements and skills * Proven experience as HR officer, HR Advisor or other HR position * Strong analytical skills * An ...