Compliance officer jobs in BorehamwoodCreate job alerts

Are you an experienced Development Finance Underwriter looking for an exciting new challenge? Our client, a dynamic and fast-growing lender based in Borehamwood, is seeking a detail-oriented professional to join their team. The company specialises in providing bridging and development finance to ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Generalist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. Minimum 2 years of compliance experience in a fund/asset manager. The fund are looking find a candidate with ge...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Reporting to the Compliance & Facilities Manager and working alongside another Fire Compliance Officer, you will be responsible for conducting regular inspections, identifying potential risks, and implementing effective fire safety measures. We are seeking a dedicated and experienced Compliance F...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

A new opportunity has arisen for a Data Compliance Officer to join our clients' Compliance Team on a 12-month fixed-term basis to cover maternity leave. Your core responsibilities will include monitoring compliance, delivering training, and driving continuous improvement in information security p...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance ...

We're Hiring: Compliance Officer | Specialist Financial Services. Support the production of monthly and quarterly compliance reports. Head of Compliance / Deputy Head.

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Chief Compliance Officer SMF16/17. The Chief Compliance Officer role has a.

Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. COMPLIANCE OFFICER – MANUFACTURING. Deliver compliance training to ensure awareness and adherence among staff.

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Conduct routine compliance monitoring and support the delivery of the annual. Assist with the investigation and reporting of compliance breaches or incidents.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Provide compliance a...

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Develop risk and compliance monitoring programmes across the business. Developing, implementing and monitoring compliance policies, assessing risks ...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferably within a law firm. Implementing and maintaining information ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Lead and oversee all aspects of higher education compliance, ensuring ...

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. This is a fantastic opportunity to work in a specialist financial services business where compliance pl...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

A new opportunity has arisen for a Data Compliance Officer to join our clients' Compliance Team on a 12-month fixed-term basis to cover maternity leave. Your core responsibilities will include monitoring compliance, delivering training, and driving continuous improvement in information security p...

We are seeking an ambitious Compliance Officer to join our team and contribute to our objectives of well-managed, sustainable growth and the preservation of everything our community values. Planning Compliance Officer Wallfields, Pegs Lane, Hertford, SG13 8EQ, SG13 8EQ Contract Type : Permanent S...

A new opportunity has arisen for a Data Compliance Officer to join our clients' Compliance Team on a 12-month fixed-term basis to cover maternity leave. Conducting internal audits to ensure compliance with ISO27001. Proven experience in information security, with a strong focus on Governance, Ris...

The team compromises a Director, Head of Service, and 3 experienced officers, with this role completing the team as the 4th officer. Compliance, Risk, Audit and Safety Officer When registering to this job board you will be redirected to the online application form. Job Title: Compliance, Risk, Au...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. Benefits: 21 days holiday bank holidays, birthday day off, life assurance, pension, study certifications As the Compliance Officer, you will be responsible for: Assess trainers against ...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

As a Compliance Officer, you will report to the Compliance Manager and play a vital role in overseeing key governance controls, supporting business units, and ensuring compliance with various regulations. Are you passionate about governance, risk management, and data protection? Do you have an ey...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. The Chief Compliance Officer role has a. Registered Compliance Officer and MLRO.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

A new opportunity has arisen for a Data Compliance Officer to join our clients' Compliance Team on a 12-month fixed-term basis to cover maternity leave. Your core responsibilities will include monitoring compliance, delivering training, and driving continuous improvement in information security p...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues - Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) - Creating new, and revise existing, policies and procedur...

A new opportunity has arisen for a Data Compliance Officer to join our clients' Compliance Team on a 12-month fixed-term basis to cover maternity leave. Your core responsibilities will include monitoring compliance, delivering training, and driving continuous improvement in information security p...

Monitoring and controlling the Firm’s risk and compliance in relation to AML and KYC checks and related compliance issues. This specialist media law firm famous for their Music, TV and Film work are keen to recruit a Compliance Administrator with at least 6 months experience to join the firm, wor...

Strong understanding of compliance frameworks, systems, and operational controls. Opportunity to work on meaningful international projects and shape the compliance function. Job Title: Compliance Project Manager.

Housing Disrepair Lawyer or Legal Officer.

Pilgrim’s Ethics & Compliance Department is seeking an Analyst for the Ethics & Compliance team. The new team member will primarily be responsible for analyzing compliance-related data, and assist in the development, implementation, and maintenance of Pilgrim’s compliance program and other subst