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Risk & Compliance Officer – Financial Services (Mortgage Sector). You’ll support the Head of Risk & Compliance with a wide-ranging brief that includes:. Overseeing compliance monitoring, regulatory horizon scanning, and root cause analysis.

We are seeking a Compliance Officer, Trade Surveillance with hands-on expertise to lead our global trade surveillance programme across physical and financial energy markets. Coordinate with compliance counterparts in the UK, UAE, US, and Spain to ensure cross-jurisdictional coverage and consisten...

Interim Compliance Officer (12-month Fixed Term Contract). Why not buy yourself some time in your search for your next permanent Compliance role?. You’ll be an experienced Compliance specialist from the Wealth Management arena, will hold a relevant Level 4 qualification (e.

As Compliance Officer for Legal Practice (COLP), you will play a key role in ensuring the firm adheres to its legal and regulatory obligations under both primary legislation and the SRA’s Standards and Regulations. Have previous experience as a Compliance Officer for Legal Practice (COLP) of at l...

As a Senior AML Officer, you will oversee the onboarding procedures for new and existing clients, ensuring high standards of compliance are upheld and processes are executed smoothly. We're looking for a Senior AML Officer in London to join a leading business services firm with accountancy and le...

We are working with an accomplished law firm to hire an AML Officer to join their expanding corporate team in Lincolnshire. In this role, you’ll play a key part in ensuring the firm's AML processes run smoothly and effectively, supporting the MLRO while driving improvements in risk management and...

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

We are looking to hire a Compliance Officer to assist on an ongoing basis. Experience of working as a compliance officer for an English law firm (preferred). Knowledge of AML and UK Sanctions Compliance requirements for English law firms.

Compliance & Conflicts Officer. Larbey Evans is partnering with a prestigious international law firm to recruit an enthusiastic Compliance & Conflicts Officer with strong attention to detail and a collaborative mindset. Compliance & Conflicts Officer Key Responsibilities:.

Martis Search are representing a boutique City of London based Investment company to hire a junior Compliance Officer with 2-3-years’ Compliance. This exciting role is a mix of AML/ KYC Client Onboarding, KYC Remediation, Regulatory Compliance, Financial Crime and “Generalist Compliance” respo

We are working with an accomplished law firm to hire an AML Officer to join their expanding corporate team in London. In this role, you’ll play a key part in ensuring the firm's AML processes run smoothly and effectively, supporting the MLRO while driving improvements in risk management and compl...

Investments Compliance Officer (12-month Fixed Term Contract). Why not buy yourself some time in your search for your next permanent Compliance role?. You’ll be an experienced Compliance specialist from the investment management arena, with a good working knowledge of MiFID / MiFIDPRU and/or CASS...