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The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Compliance related statutory filings including the management of the reply to Government institution notices related to all Statutory obligations. Key tasks include overseeing monthly post-payroll activities, providing support and guidance, implementing operational governance, ensuring team readi...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Deliver training and awareness sessions to teams on quality system requirements and compliance best practices. Manage the structure of, and compliance with, the organisation's equipment calibration register. Own and maintain compliance documentation, including procedures, work instructions, contr...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Develop and deliver compliance training programs for staff and academi...

We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL) Group (Core and Subsidiaries) operates in compliance with all regulatory requirements. Own the Complia...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Group Chief Risk and Compliance Officer (SMF16/SMF4). Group Chief Risk and Compliance Officer. Lead, develop, and implement the Group’s risk and compliance frameworks in line with FCA regulations and industry best practices.

Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions. Carry out thematic reviews and oversee outsourced provider compliance.

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Excellent communication and stakeholder engagement skills, with the ab...

An exceptional opportunity has arisen for a Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional with expe...

An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. Benefits: 21 days holiday bank holidays, birthday day off, life assurance, pension, study certifications As the Compliance Officer, you will be responsible for: Assess trainers against ...

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. This is an opportunity to shape and embed compliance into the fabric of an innovative, cloud-native platform—without slowing the pace of innovation. We’re formalising and strengthening our compliance framework

The Risk & Compliance Assurance and Testing (RCAT) team is part of the second line of defense within the Risk & Compliance function, evaluating the effectiveness of processes and controls related to risk and compliance, and ensuring adherence to applicable laws and regulations. Financial Crime Co...

We are working with a well-regarded law firm to recruit a Risk & Compliance Officer to join their team in Royal Leamington Spa. In this role, you’ll play a key part in ensuring the firm’s ongoing regulatory compliance, promoting best practice across departments, and supporting internal audit and

As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division is effective and aligned with best practices. The Role: S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow ...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

If you’ve had any exposure to compliance, quality assurance, or regulatory affairs (especially in consumer goods), that’s a bonus. Reporting into the Quality Manager, your job is to support the Quality team with compliance-related admin and help unblock products that are stuck in the system. Col

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Reviews &...

Key Responsibilities of the Compliance Monitoring Officer: Conduct compliance monitoring activities following established methodologies Draft reports and propose proportionate recommendations to address identified risks Collaborate with stakeholders to manage compliance risks and implement

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. Assist in the execution of the compliance monitoring programme.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Acting as the primary point of contact for higher education compliance...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

A fantastic opportunity has arisen for a Trade Compliance Officer to join the team with our prestigious defence client at their site in Crawley Job Description Summary In this important advisory role, you'll be impacting the business by driving all aspects of trade compliance to meet UK, US, Germ...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Quality and Compliance Officer.

Key Responsibilities of the Compliance Monitoring Officer: Conduct compliance monitoring activities following established methodologies Draft reports and propose proportionate recommendations to address identified risks Collaborate with stakeholders to manage compliance risks and implement

We are working with a well-regarded law firm to recruit a Risk & Compliance Officer to join their team in Royal Leamington Spa. The firm is seeking an experienced compliance professional with a minimum of two years’ experience in a legal environment. This is a great opportunity for someone lookin...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. Key Responsibilities of the Compliance Monitoring Officer:.

Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. COMPLIANCE OFFICER – MANUFACTURING. The successful candidate will focus on ensuring business compliance with global re...

Key Responsibilities of the Compliance Monitoring Officer: Conduct compliance monitoring activities following established methodologies Draft reports and propose proportionate recommendations to address identified risks Collaborate with stakeholders to manage compliance risks and implement

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Support regulatory exams, q...

Key Responsibilities of the Compliance Monitoring Officer: Conduct compliance monitoring activities following established methodologies Draft reports and propose proportionate recommendations to address identified risks Collaborate with stakeholders to manage compliance risks and implement

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. We’re formalising and strengthening our compliance framework to keep pace with customer demand and international growth. You’ll be instrumental in building and maintaining a robust compliance posture across:.

Key Responsibilities of the Compliance Monitoring Officer: Conduct compliance monitoring activities following established methodologies Draft reports and propose proportionate recommendations to address identified risks Collaborate with stakeholders to manage compliance risks and implement

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

We're Hiring: Compliance Officer | Specialist Financial Services. Support the production of monthly and quarterly compliance reports. This is a fantastic opportunity to work in a specialist financial services business where compliance plays a central role.

An exceptional opportunity has arisen for a Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Escalate high-risk issues to the Money Laundering Reporting O...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...