InterQuest are currently supporting a growing asset management firm in finding an experienced Compliance Officer to join the business on a part time basis, 2-3 days a week. You would be responsible for ensuring the business remain compliant as the sole Compliance Officer and MLRO using your regul...
They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...
Salary: Up to £38,000 per annum.Knowledge of Legal Legislation.Stakeholder Engagement / Committees.If you are interested in the position, please contact me to arrange a confidential conversation:....
In this exciting new role you will hold responsibility for Compliance Metrics across the company, ensuring that we are compliant in all our day-to-day communications, actions and planning. Safeguarding company information through creating and updating GDPR policies and acting as the company Data ...
We are proud to be working with a highly impressive Insurer, who are rapidly growing, and they are seeking a Compliance Officer to work alongside senior individuals in a Generalist Compliance position. The ideal individual will need proven SMCR and Compliance Monitoring experience within the Lond...
Currently seeking a Chief Compliance Officer to join the Business. Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance. Undertaking a rolling compliance monitoring programme on a global basis and reporting to the board. Overseeing compliance wit...
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The Senior Advisory Compliance Officer will have responsibility for Compliance activities relating to the FICC markets businesses focusing on our Fixed Income (Bonds and Derivatives) and FX desks and is therefore expected to be a product specialist. Be able to manage those relationships in a prof...
Now growing the London office, they are in need of a Compliance Officer / Money Laundering Reporting Officer. Oversight of and response to compliance incidents, provision of expertise in investigation and management of compliance incidents. The team combines experience in banking, payment infrast...
This exciting remote based opportunity has arisen to join our Broker Network Risk & Compliance (R&C) Team. You will provide a compliance service to our Broker Network members. You will provide regulatory file audit services to members and provide support and guidance around a variety of complianc...
Building Safety and Compliance Officer/ Surveyor will be responsible for ensuring that robust performance management and quality assurance frameworks are in place for property compliance. The successful Building Safety and Compliance Officer/ Surveyor candidate will join a small and friendly dedi...
As a compliance officer, you will be focusing your attention to the delivery of global compliance strategy this includes REACH registrations, regulatory input surrounding customer enquiries. An amazing chance for anyone looking to further their knowledge and experience within regulatory, REACH an...
Miryco Consultants is working with a market-leading speciality insurance broker who are looking for a Senior Monitoring Officer to join their Compliance team. ...
The role of the QA Compliance Specialist is to ensure governance and compliance of the Pharmaceutical Quality Management System (PQS) and maintain Regulatory Registrations/Licenses/Certifications at Piramal Grangemouth. The position holder will have responsibility to coordinate, maintain and prom...
We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...
The Compliance Officer will report directly to the Compliance Services Manager but will have wider interactions with all members of Compliance. The Compliance Department is headed by the firm’s General Counsel and comprises a team of Compliance Lawyers and the Compliance Services team, within whi...
The Compliance Officer will report directly to the Compliance Services Manager but will have wider interactions with all members of Compliance. We are working with a top law firm who are looking for a Compliance Officer to join their team in London, this role will be a 12 - 18-month FTC. ...
Technical Compliance Officer (Engineer) – Permanent – London (Hybrid) – Excellent package. An exciting opportunity to work with a well-established London based ship registry in the capacity of Technical Compliance Officer within the Inspections & Surveys Department. Seagoing experience at senior ...
Currently, they are seeking a dynamic Senior Compliance Officer to join their UK team. This role demands an individual keen to immerse themselves in various compliance facets within a progressive fintech enterprise. Demonstrate a strong commitment to fintech compliance, offering strategic insight...
MUST HAVE LAW FIRM RISK & COMPLIANCE EXPERIENCE!. To provide practice support to our offices on all aspects of risk, regulatory compliance and conflicts. The successful candidate for this role will be a member of the Risk & Compliance team, which is headquartered in the London office. Compliance ...
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...
They are looking for a CASS Compliance Officer to join the team on a 6-month FTC basis. Assist in monitoring, testing and assessing the adequacy and effectiveness of the measures and compliance procedures put in place relating to overall compliance and regulatory risk and AML risk. The completion...
... of compliance across the district. On a typically busy day you could be resolving operational problems on site, dealing with customer enquiries or taking the lead on an improvement project; and ...