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Compliance Officer Location: Central London An established and highly regarded law firm specialising in property transactions—particularly for investor purchasers in both domestic and offshore markets—is seeking a talented Compliance Officer or Compliance Manager to join their dynamic team in th

Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver an...

Compliance Operations Management Oversee and optimise compliance operations, ensuring efficient review, monitoring, reporting and escalation processes Enhance and manage key compliance controls, including transaction monitoring, customer onboarding and due diligence as well as enhanced due dilige...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist

Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance infrastructure. MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance ...

We are recruiting on behalf of a highly successful boutique private fund.This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter.You should have at least eight years private fund consulting experienc

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. The successful candidate will focus on ensuring business compliance with global

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Assist in maintaining and updating compliance policies, procedures, and registers. Prepare and maintain accurate compliance records, reports and MI for internal and.

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Recognise Bank and support the delivery of our compliance agenda, ensuring we.

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

Provide operational compliance advice/approval to business functions in efficient and effective manner, ensuring the operational activity in question is understood fully before providing advice, and keeping detailed records of all compliance approvals provided. Identify potential compliance and r...

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. The role will also include assisting with the coordination and handling of complaints from the business, responding and handling due diligence requests from counterparties, an...

Generalist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. The fund are looking find a candidate with generalist compliance expertise. Minimum 2 years of compliance exper...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Registered Compliance Officer and MLRO. Chief Compliance Officer SMF16/17.

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Support & Gover

Generalist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. The fund are looking find a candidate with generalist compliance expertise. Minimum 2 years of compliance exper...

Compliance Officer or Compliance Manager. Maintain and oversee the firm’s compliance framework across AML, SRA, GDPR, and other regulatory obligations. Act as point of contact for compliance queries and regulatory changes.

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Strong knowledge of UK regulatory and compliance frameworks. Background in risk management and/or compliance.

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing comp

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

You will assist the Head of Compliance ensuring regulatory compliance by carrying out regular compliance audit and review of files and calls, delivering reports and handling customer complaints. Due to continued growth, we are recruiting for a Compliance Officer to join this successful financial ...

Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions.

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. We empower businesses worldwide to accept and process crypto transactio

Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions. Carry out thematic reviews and oversee outsourced provider compliance.

AlTi Tiedemann Global (“AlTi”) is a NASDAQ listed global wealth and alternatives manager, in the business of turning powerful ideas into high-performing strategies and solutions.The firm currently manages or advises on approximately $77 billion in combined assets and has an expansive net

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. As a key member of our regulatory compliance team, you will be responsible for providing prompt, accurate and effective compliance services to Miller and its subsidiary undert...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

This is a standalone role based in Dubai, supporting the EMEA compliance function and reporting directly to the Chief Compliance Officer in London. Rutherford is exclusively partnered with a global multi-strategy hedge fund seeking to hire their first Compliance Officer in Dubai. Oversee day-to-d...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. An exceptional opportunity has arisen for a Compliance Officer within an International law firm. Are you a highly skilled and dedicated professional with e

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Oversee compliance with laws and regulations, including anti-bribery, modern slave...

We’re looking for a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory function to support the Group in adhering to core regulatory requirements in relation to UK FCA, Trading Venue, Swap Dealer rules and FMSB Market Practice S...

This is a standalone role based in Dubai, supporting the EMEA compliance function and reporting directly to the Chief Compliance Officer in London. Rutherford is exclusively partnered with a global multi-strategy hedge fund seeking to hire their first Compliance Officer in Dubai. Deliver complian...

As a Compliance Officer, you will play a crucial role in ensuring our college meets the highest standards and best practices in compliance while ensuring the College meets its statutory obligations. Are you enthusiastic and proactive? We're on the hunt for a dedicated Compliance Officer to be par...

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Officer (Generalist) – Hedge Fund - Lo...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance.

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. Act as the primary liaison with regulatory bodies, financial institutions,...

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. You’ll be at the heart of en

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

As a Compliance Officer, you will play a crucial role in ensuring our college meets the highest standards and best practices in compliance while ensuring the College meets its statutory obligations. Are you enthusiastic and proactive? We're on the hunt for a dedicated Compliance Officer to be par...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. We’re looking for a detail-oriented individual with at least 3 years of experience in a compliance-focused role, preferably within a law firm. Implementing and maintaining information ...

We are currently looking to hire a Compliance Officer on an interim basis. Assisting with the execution of Compliance Monitoring Programme (CMP), with a view on PAD (Personal Account Dealing) monitoring, transaction monitoring, AFC related controls. Compliance Monitoring would be beneficial.

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Why Join KPMG as a Senior Compliance Officer?. Partnering with the Immigration team to support visa applications and