Compliance officer jobs in MitchamCreate job alerts

We are seeking an Interim M&E Compliance Officer to serve within our property department. The successful candidate will be responsible for maintaining compliance standards and ensuring the smooth ...

Compliance Officer Role at a Global Reinsurance BrokerAre you ready to take your career to the next level with a prestigious global organisation?A young and growing Reinsurance Broker is seeking a ...

Compliance Officer | Financial Services | London/WFH | £40 - 50,000 (doe) Finitas are supporting a growing financial services business in their search for a Compliance Officer to join their team

Compliance AssistantAre you detail-oriented, organized, and passionate about maintaining high standards of compliance? We're seeking a Compliance Assistant to support the Compliance Officer for Legal ...

We have an exciting opportunity for an experienced Funds compliance officer at a fast growing investment/asset management company. Currently, they have an AUM of around 50 billion pounds, and they ...

Compliance advice will cover all current (and future) products, services and activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR ...

Risk and Compliance Officer Financial Services London £45-55k We are working with a London based, Bridging Lender, who have a commitment to excellence and client satisfaction, which has positioned ...

Our client, Top International Law Firm, is in need of a Junior Compliance Officer in London. Within this role, you will support various business functions in anti-money laundering, general conflicts ...

Part of the Regional Compliance team, the Compliance Officer - Projects works with Local Compliance Officers, Compliance Managers, business units and functions, providing support on projects which ...

Compliance Officer - Asset Management | UCITS & AIFs Location: London (Hybrid) Salary: Competitive Job Type: Permanent A wealth management client of IDEX Consulting are looking for a Compliance ...

Review suspicious activity reports from vessels and escalate to the Compliance Officer as necessary. * Onboard Gaming Support: * Handle gaming refund requests and monitor customer service related to ...

Due to a shift in staffing with my client, we are looking to appoint a new Group Fire Officer. In ... Regulatory Compliance: Monitor adherence to regulations and report any non-compliance to senior ...

Role Overview We have an exciting opportunity for someone to join us as a Compliance Officer to work in a truly global environment to support ED&F Man's global sugar business unit, reporting to the ...

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function. In this generalist role, you will ...

The Senior Compliance Officer will play a critical role in developing governance structures, particularly for external distribution agreements, while ensuring compliance with AIFMD, UCITS, MiFID II, ...

About the role We are looking for an energetic, self-starting Senior Compliance Officer to join our team in the UK. The position will require an individual that wants to get stuck in with all areas ...

Overview A global hedge fund is looking to hire a Compliance Officer to join its Legal & Compliance team based in London. The role involves ensuring that the firm's operations across the U.K. and ...

Compliance specialist required to take up, a newly formed role, of Senior Compliance Officer in a high growth FinTech company based in London. Direct lines of communication with senior leadership ...

Investment Compliance Officer I have an exciting opportunity for an experienced Funds compliance officer at a fast growing investment/asset management company currently they have an AUM of around 50 ...

We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to join this dynamic and evolving London head-quartered Asset Manager. The ideal candidate will have significant ...

We are looking for the next wonderful individual to join our team of MIS & Funding Compliance Officer, supporting learners through our range of ground-breaking apprenticeship programmes. • £25,000 ...

The EMEA On site Sanctions Compliance Officer will play a key role in ensuring the organization's compliance with international sanctions regulations, particularly within the UK, Europe and Middle ...

We are currently partnering with a leading Housing Association based in North London, who are recruiting for a Compliance Officer to join their team on two-month temporary basis with the intention of ...

They are now seeking a Senior Compliance Officer to work in a European-focussed controls testing role with the opportunity to expand to a global remit. Key Responsibilities: * Perform compliance ...

The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US. Key Responsibilities: * Ensure FCA & SEC regulatory compliance ...

Reporting directly into the Head of Compliance, this will be a true generalist role with exposure across all areas of compliance, including: * Review, advise and approve on marketing materials ...

Senior Ethics & Compliance Officer - London RED are an expanding international M&E consultancy, with a proven track record in low energy design, focused on providing excellent design solutions to ...

Chief Compliance Officer (M&A Advisory) Location: London (hybrid working - 3 days in the office) Our client is seeking a highly experienced and knowledgeable Chief Compliance Officer to join their ...

We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL ...

My client, a New York headquartered, $20bn+ AUM hedge fund, are looking to hire a Compliance Officer into their London office. They have been one of top performing hedge funds over the past few years ...

MIS & Funding Compliance Officer • Are you driven by supporting others to achieve their career and education goals? In Captiva, we're obsessed by it. • Are you looking for a new role that will ...

Compliance Officer - Asset Management 📍 Location: London (Hybrid) 📅 Contract Type: Contract (FTC) 6 - 9 Months 💰 £80,000 - £100,000 About the Role An established investment management firm ...

SSQ is working with high-growth global tech scale-up, in their search for a VP Legal, Global Compliance & Ethics Officer. This is a senior leadership role, reporting to the C-suite, with ...

We are seeking a Chief Compliance Officer (CCO) to join the executive team, ensuring operations adhere to all regulatory requirements and uphold the highest standards of integrity. Key ...

The Compliance Officer will report directly to the regional CCO in London and work closely with the global CCO and the wider team in the US. In a generalist role, you will cover all aspects of ...

About the Mortgage Compliance Officer Role As a Mortgage Compliance Officer, you will play a crucial role in maintaining high standards of regulatory compliance across a range of mortgage cases, with ...

Reporting to the Chief Compliance Officer, this role offers an exciting opportunity to shape compliance strategies in a dynamic, global organisation. Key Responsibilities of the Head of Compliance

The Role As COO, you will oversee the operational, technological, and regulatory framework of a ... Risk, Compliance & Financial Oversight * Ensure full compliance with regulatory requirements ...

... ensuring compliance. * To support the Neighbourhood Manager in ensuring there are clear policies ... To be the lead officer for managing and taking action on serious cases of anti-social behaviour ...

As CFO, you will be a key member of the leadership team, responsible for overseeing the company ... Ensure the establishment and maintenance of robust financial controls to guarantee compliance with ...

Develop financial, tax, and investment strategies while ensuring regulatory compliance across ... Significant experience as a senior financial leader (CFO/Finance Director), with a proven track ...

Maintain strong financial controls, risk management, and compliance with regulatory and funder ... The COO will lead the evolution of CPR's commercial strategy, ensuring robust structures for ...

- Autonomous CFO role in rapidly expanding financial services boutique * Exceptional role for ... Ensure compliance with internal policies and external regulations. * Lead initiatives to improve ...

Working closely with the Chief Financial Officer , you'll have significant exposure to senior ... Responsibilities: * Drive day-to-day compliance decisions, whilst championing the Compliance ...

Lead and manage all aspects of TransferGo's financial operations, including financial planning, analysis, reporting, and compliance. * Partner with the CEO and executive team to shape and execute the ...

We are recruiting for a specialist Investment Management firm who are looking to hire a Senior Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing ...

The Role Compliance Generalist - Hedge Fund Compliance Consultancy (looking for someone with ... The client points-of-contacts range from CEO'S, CCO's, COO's. Some of the co's consultants are ex ...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...