Compliance officer jobs in MitchamCreate job alerts

This position involves undertaking compliance monitoring in accordance with the task driven schedule outlined in the Compliance Monitoring Programme. Support the compliance team by responding to internal inquiries related to compliance issues and policies. Work closely with other departments to e...

Michelle Denny Recruitment is partnering with a forward-thinking organisation in the financial services sector, seeking an experiencedCompliance & Data Protection Officer. About the roleThe Compliance/Data Protection Officer is a pivotal role within the organisation, ensuring that all business ac...

Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm. Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in place to meet legal and financial compliance requirements. Interim Regulatory Compliance...

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team. ROLE: Residential Conveyancing & Compliance OfficerLOCATION: LondonRATE : £25. The PersonA qualified Solicitor, Legal Executive or ...

A leading insurance business that operates in the Lloyd's and Company insurance markets is seeking a Risk & Compliance Officer. It is anticipated that you will come from a monitoring / assurance background or are currently working in a compliance advisory role.

Serves as a compliance risk officer for IndependentCompliance Risk Management (ICRM)’s Surveillance team responsiblefor the design, implementation, and oversight for a suite ofsurveillances designed to detect behaviors that may violateregulatory rules or internal policies and procedures. Particip...

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Develop, implement, and maintain ABC compliance programs in line with UKBA and FCPA requirements. Review and approve requests related to g...

Assist the InvestmentManagement Compliance team with compliance related initiatives withto a view to developing and strengthening the compliance frameworkand programme - Participate in various meetings and committees withinfrastructure and investment management teams across the firmassisting the ...

A highly regarded professional services firm with a strong presence in the UK, Europe and the US are looking for an experienced Risk & Compliance Officer to join them on a part-time basis (3-4 days per week). You would be joining the London-based team in a newly created role and it’s a fantastic ...

Recruitment and Compliance Officer. Full timeReports to: Recruitment and Compliance Manager- IMMEDIATE STARTThe full-time position is 5 days/ week office based in Sutton and Teddington.

HOMEOWNERSHIP COMPLIANCE OFFICER.

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team. Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsib...

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

Compliance Generalist to support the enhancement of its compliance framework. This is an excellent opportunity for a compliance professional to contribute to the development of a strong regulatory framework within a dynamic financial services firm. Review and update policies and procedures to ens...

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Collaborate with other compliance functions to standardize policies and procedures, and deputize for the Head of Compliance...

Assist the Chief Legal & Compliance Officer and Senior Investment Compliance Officer. Compliance Manual and Policies: Maintain the Compliance Manual and compliance related policies. Ideally CISI Diploma in Investment Compliance or equivalent (or working towards), with demonstrable compliance skil...

Regulatory and Sanctions Compliance Advisory Officer. About the Role: Regulatory and Sanctions Compliance Advisory Officer. Join MarTrust as a Regulatory and Sanctions Compliance Advisory Officer.

A great opportunity has come up to join a full service City Law Firm to join their growing compliance and risk team. Supporting the team with other risk and compliance projects and working on the agreed priorities of the team in accordance with the firm’s strategic priorities. A minimum of at lea...

They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place. Analyse regulatory developments and evaluate their implications on compliance frameworks, presenting findings to k...

A reputable international law firm with a global presence are looking for a Senior Compliance Officer to join their BAU team. Providing mentorship and training to compliance officers. Acting as an escalation point for compliance queries and managing workflow allocation to ensure efficiency.

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. Keeping up to date with risk and compliance changes. Assisting the Head of Risk and Compliance with any other tasks which may be assigned.

Our client is seeking an Information Security Compliance Manager and Data Protection Officer (DPO) to ensure compliance with applicable Information Security Standards (e. Information Security Compliance Manager and Data Protection Officer (DPO). This role reports into the Director of Governance, ...

We are seeking an experienced Senior Compliance Officer to join our investment management team, supporting compliance activities across our fund structures and ensuring full adherence to regulatory requirements. The Senior Compliance Officer will play a critical role in developing governance stru...

Work with the Global Chief Compliance Officer and other regional Compliance Officers in shaping the company’s global compliance strategy. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operat...

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing gui...

Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. Engage in deliverin...

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team.

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

Provide support across a variety of compliance initiatives including: Code of Ethics, regulatory filings, cybersecurity, electronic communication surveillance, artificial intelligence due diligence, alternative data due diligence, trade surveillance, vendor due diligence, and updating and testing...

Compliance Generalist to support the enhancement of its compliance framework. Strong knowledge of FCA rules, compliance monitoring, and regulatory frameworks. This is an excellent opportunity for a compliance professional to contribute to the development of a strong regulatory framework within a ...

In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing guidance and ensuring adherence to applicable regulatory requirements, leading the US/UK periodic regulatory filing framework and the running of daily ...

A great opportunity has come up to join a full service City Law Firm to join their growing compliance and risk team. Supporting the team with other risk and compliance projects and working on the agreed priorities of the team in accordance with the firm’s strategic priorities. A minimum of at lea...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Support the development and tracking of the annual Compliance Monitoring Plan and conduct compliance risk assessments. Coll...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

A leading insurance business that operates in the Lloyd's and Company insurance markets is seeking a Risk & Compliance Officer. It is anticipated that you will come from a monitoring / assurance background or are currently working in a compliance advisory role.

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Develop, implement, and maintain ABC compliance programs in line with UKBA and FCPA requirements. Review and approve requests related to g...

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team.

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. This role is integral to the smooth running of the firm’s risk and compliance team. The successful individual will be an ambitious and enthusiastic self-start...

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team. Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsib...

Reporting directly to AlTi’s International Chief Compliance Officer, this role is pivotal in maintaining and enhancing the compliance framework for our investment and fund management activities, including ICAVs, Lux ELTIFs, and other cross-border vehicles. The Senior Compliance Officer will play ...

Work with the Global Chief Compliance Officer and other regional Compliance Officers in shaping the company’s global compliance strategy. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operat...