Compliance officer jobs in SurbitonCreate job alerts

Minimum of 5 years of compliance experience in a buy-side investment management firm, with a strong background in generalist compliance functions, including regulatory compliance and AML. A leading global investment management firm is seeking an experienced Deputy Head of Compliance to join their...

Attention to detail with the ability to apply compliance knowledge in the assessment of accuracy and suitability of documentation. This is a key role within Compliance, providing support and advice to the Client Group to ensure that all marketing and distribution activities meet regulatory standa...

To enhance a strong Compliance culture and holistic and integrated end-to-end view of all compliance risks. To provide advice and guidance on relevant policies and procedures in relation to the bank’s activities from a compliance perspective. To carry out such other compliance-related duties.

Minimum of 5 years of compliance experience in a buy-side investment management firm, with a strong background in generalist compliance functions, including regulatory compliance and AML. Develop and lead compliance training programs for staff, ensuring awareness of regulatory obligations and fos...

I’m working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. Extensive experience in compliance advisory, particularly in regulated lending. Experience in advising on compliance within retail lending, ideally...

Act as a trusted advisor to marketing and business units on compliance policies and procedures, fostering a culture of compliance that prioritizes transparency and client trust in promotional activities. Analyze industry best practices to continuously evolve and improve the EMEA Compliance progra...

The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. The Senior Compliance officer (15 Months Mat cover role) has a base salary of. Senior Compliance Officer (VP).

Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.

Our client, a leader in the financial services sector, has an exciting opportunity for a highly motivated and enthusiastic self-starter to join their growing, cross-regional Compliance team to deliver specialist support for the operational resilience program. Provide day-to-day compliance support...

Our client, a Global Bank, are looking for a Central Compliance Officer to join their Compliance team based in London. Compliance Reporting / Control work. Previous experience within Compliance is preferred.

They are looking for an Compliance Officer with a focus on Marketing & Distribution. Prepare internal compliance reports for the Board and Committees. Create new and review existing compliance policies and procedures.

A good level of experience as a Senior Compliance Officer within the commodities trading sector, specifically in base metals with a solid understanding of the London Metal Exchange (LME) rules and practices. As part of the Compliance Division within our Risk Management Group, this highly visible ...

MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Senior Compliance Officer for their London office. As a Compliance Officer, you will play a crucial role in maintaining the company's regulatory standards including:. In-depth know...

Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Prepare and deliver close-out briefings to wider risk and compliance team and senior management which summarise the findings of assurance activity. Support the continuous...

We are looking for a dedicated and organised Senior Quality & Compliance Officer to support the day-to- day planning, review and development of our Quality Management System and associated project delivery, anti-bribery and quality assurance processes. As the Senior Quality & Compliance Officer y...

Raise awareness of compliance risks and strengthen the compliance culture across the organisation & analyse compliance risks to monitor any issues that may harm the organisation's reputation and activities. Conduct second-level control and supervision of the compliance risk management framework, ...

If you're an experienced compliance professional seeking a challenging role in a dynamic FMCG environment, apply now for the Compliance and FC Officer position through MERJE. The Compliance and FC Officer position offers an exciting opportunity to shape the financial crime strategy of a leading F...

MERJE has partnered with a leading multi-strategy investment firm and we're on the lookout for a talented Compliance Officer join their London team. This role supports a team of two experienced Compliance specialists and will focussed on helping them establish a robust EMEA Legal and Compliance p...

While the majority are of their compliance team are based in the US, there is a Senior Compliance Officer in London who will be going on maternity leave. Compliance Officer, on a 1 year FTC. The role is a 1 year FTC to take on the responsibility of being their UK Compliance Officer.

Gresham Hunt is partnered with a global asset management firm to find a new Compliance Monitoring Officer. Work closely with compliance colleagues to ensure policies and procedures are being implemented and maintained effectively. Compliance Monitoring or Internal Audit, within an asset, investme...

Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80k. Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Prepare and deliver close-out briefings to wider risk and compliance team and ...

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing gui...

Compliance officer within small compliance team within Insurance Underwriters. Proven experience in a compliance role within the general insurance sector, including experience with implementing compliance policies and monitoring their effectiveness. Developing compliance policies and procedures t...

Reporting into the Global Chief Compliance Officer, this is a generalised role working within a small team. One Ten Associates are partnering with a leading global hedge fund in their search for an experienced compliance professional to join the compliance team in London. You'll receive exposure ...