Compliance officer jobs in St AlbansCreate job alerts

We're Hiring: Compliance Officer | Specialist Financial Services.

Social network you want to login/join with: Kohort Recruitment ? Making CASS, Operational Resilience and Compliance Recruitment Simple ? st albans, United Kingdom Other - Yes col-narrow-right 4 31.05.2025 15.07.2025 col-wide Compliance Officer Salary to £55,000 plus benefits package ...

MrQ is seeking a highly organised and proactive Office Manager to oversee the daily operations of our St Albans office as well as our Newcastle office. Health & Safety : Act as H&S Officer for both offices—maintain procedures, compliance, and necessary supplies. Collaboration & Events : Liaise w

Glencar Construction was founded in 2016. A family run business, a family culture and what employees would describe as a ‘Fun, engaging & motivating place to work’. We are a contractor that specialises in the creation of high-quality turnkey facilities in partnership with some of the UK’s leadi...

INTERNAL AND EXTERNAL RELATIONSHIPS Major internal relationships include: - Chief Risk Officer - MLRO - Risk and compliance team members - Other internal stakeholders - Co-sourced compliance monitoring Major external relationships include: - Regulators - External advisers on regulatory capital, l...

Responsibilities Supporting the compliance team on managing day-to-day compliance processes Advising on global regulatory matters, spanning the FCA and SEC Developing and running the compliance monitoring program Updating and maintaining policies and procedures Providing guidance to investment pr...

Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. COMPLIANCE OFFICER – MANUFACTURING. Oversee compliance with laws and regulations, including anti-bribery, modern slave...

Ensuring compliance with laws such as Anti-bribery, Modern Slavery, ESG/Sustainability, Sanctions, Cybersecurity, AI & FOSS. Ensure supply chain compliance with legal and policy standards. Handle customer compliance inquiries and questionnaires.

An exceptional opportunity has arisen for a Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional with expe...

Job Description: Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, especially for those aspiring ...

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Support & Govern...

Social network you want to login/join with: Mortgage&Protection Compliance officer(part time), luton, bedfordshire col-narrow-left Client: Broker Advice Limited Location: luton, bedfordshire, United Kingdom Job Category: Other - EU work permit required: Yes col-narrow-right Job Views: 4 Posted

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. Maintain and update key compliance registers (regulatory risk, data protection, horizon scanning, polic...

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Social network you want to login/join with: Senior Compliance Officer - 12 Months Fixed Term Contract, watford, hertf

Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidanc...

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Social network you want to login/join with: Senior Compliance Officer - 12 Months Fixed Term Contract, luton, bedford

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Compliance Officer Hackney Wick | £23,000 – £28,000 Camhs Professionals Join our dynamic and supportive team as a Compliance Officer , helping to ensure we meet all key regulatory requirements across our mental health and care-focused brands. Keep staff compliance records up to date Assist wi

Strong experience in compliance risk and operational compliance management. Support the Group Compliance Manager with the implementation and oversight of Compliance Management Frameworks. The role offers the flexibility of fully remote working and the chance to contribute to complex international...

PLEASE ONLY APPLY IF YOU HAVE THE RELEVANT INSURANCE COMPLIANCE EXPERIENCE) About the Role The Compliance Officer will be responsible for managing and maintaining various compliance functions within the company. In this role the Compliance Officer will provide the UK Head of Compliance with suppo...

Job Title: Regulation 44 Visitor.Remote-based with regional travel.We are currently recruiting for a committed and experienced.

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Social network you want to login/join with: Senior Compliance Officer - 12 Months Fixed Term Contract, bedford col-n

We're Hiring: Compliance Officer | Specialist Financial Services. Are you a compliance professional looking to broaden your experience in a generalist role? Do you want to work in a dynamic, fast-paced financial services environment where your work directly supports effective risk management and ...

Responsibilities Supporting the compliance team on managing day-to-day compliance processes Advising on global regulatory matters, spanning the FCA and SEC Developing and running the compliance monitoring program Updating and maintaining policies and procedures Providing guidance to investment pr...

Contribute to compliance MI and reporting for senior leadership and governance committees. Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience t...

As part of their continued growth, they’re now looking to appoint a Compliance Officer to help shape and strengthen the business’s governance and risk culture. Key Responsibilities: Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives.

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

Are you passionate about building safety and compliance? Join our clients Asset Management Team as a Building Safety and Compliance Officer and play a pivotal role in maintaining the safety and functionality of our properties. About the Role As a Building Safety and Compliance Officer, you will: ...

We're Hiring: Compliance Officer | Specialist Financial Services. Represent the Compliance function in internal and external meetings where appropriate. Support the production of monthly and quarterly compliance reports.

Responsibilities will include but not be limited to: Monthly Compliance monitoring (best ex and allocation) Review of fin pro and cross-border distribution material (marketing material) Regulatory reporting FCA and SEC Review and update compliance manual, policies and procedures Development and d...

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

Job Description: Your new role A new opportunity has arisen for a Data Compliance Officer to join our clients' Compliance Team on a 12-month fixed-term basis to cover maternity leave. Social network you want to login/join with: Data Compliance Officer - 12 Month FTC, radlett col-narrow-left Clien...

Support the Group Compliance Manager with the implementation and oversight of Compliance Management Frameworks. Strong experience in compliance risk and operational compliance management. Experience in managing core compliance programmes such as AML, Data Protection, Conduct & Ethics.

Social network you want to login/join with: Mortgage&Protection Compliance officer(part time), watford, hertfordshire col-narrow-left Client: Broker Advice Limited Location: watford, hertfordshire, United Kingdom Job Category: Other - EU work permit required: Yes col-narrow-right Job Views: 4

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Key Responsibilities of the Compliance Monitoring Officer:. Required knowledge and experience for the Compliance Monitoring Officer role:.

As part of their continued growth, they’re now looking to appoint a Compliance Officer to help shape and strengthen the business’s governance and risk culture. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Carry out thematic reviews and oversee outsource

Key Responsibilities of the Compliance Monitoring Officer: - Conduct compliance monitoring activities following established methodologies - Draft reports and propose proportionate recommendations to address identified risks - Collaborate with stakeholders to manage compliance risks and implement ...

Job Description: Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Job Title: Senior Compliance Officer, Funds Location: Luton, Bedfordshire, United Kingdom Client: Hays Job Category: Other EU Work Permit Required: Yes Job Views: 3 Poste

Reporting to the Lead Senior Compliance Officer, on a day to day basis, you'll be involved in the following:. We're currently looking for a Senior Audit / Compliance Officer on a full time, permanent basis. Carry out peer reviews of visit reports produced by colleagues in the Compliance team in a...

Some of the responsibilities will include: Conducting audits of policies, procedures and case files across all offices Reporting findings and recommending improvements to senior stakeholders Managing and maintaining compliance records Leading Lexcel, CQS and AML audits and preparing for external ...

Planning Compliance Officer Wallfields, Pegs Lane, Hertford, SG13 8EQ, SG13 8EQ. We are seeking an ambitious Compliance Officer to join our team and contribute to our objectives of well-managed, sustainable growth and the preservation of everything our community values. Providing advice on planni...

Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and is an excellent opportunity to develop along the career pathway for those with longer-term aspirations

A fantastic opportunity has arisen for a Trade Compliance Officer to join the team with our prestigious defence client at their site in Crawley Job Description Summary In this important advisory role, you'll be impacting the business by driving all aspects of trade compliance to meet UK, US, Germ...

Our Client is a well established CFD and Forex trading house looking for a new compliance leader.

Assist in preparing compliance reports for internal governance forums, such as Compliance Committee meetings. Provide clear, pragmatic compliance guidance, ensuring alignment with relevant regulatory and legal requirements. Contribute to the development and maintenance of compliance training reso...

Senior Compliance Officer, Funds, Hemel Hempstead This role is with a progressive alternative funds platform seeking a Senior Compliance Officer to join its small compliance team. Reporting to the Chief Compliance Officer (CCO), this generalist position covers all aspects of compliance and offers...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

Key Responsibilities Provide expert guidance on legal regulatory compliance, SRA standards, AML obligations, conflicts, and client due diligence Draft and update internal compliance policies and procedures Support the onboarding process through risk assessments and KYC checks Investigate and resp...