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Senior Risk & Compliance Officer. Senior Risk & Compliance Officer Skills & Requirements:. Top European Intellectual Property Firm is seeking an experienced Risk & Compliance Officer on a part-time basis.

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Strong knowledge of UK regulatory and compliance frameworks. Background in risk management and/or compliance.

Compliance Officer or Compliance Manager. Lead training sessions for legal and support staff on regulatory compliance matters. Assist with CQS accreditation maintenance and lender panel compliance obligations.

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Registered Compliance Officer and MLRO. Chief Compliance Officer SMF16/17.

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Conduct routine compliance monitoring and support the delivery of the annual. Assist with the investigation and reporting of compliance breaches or incidents.

Generalist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. The fund are looking find a candidate with generalist compliance expertise. Minimum 2 years of compliance exper...

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance ...

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Recognise Bank and support the delivery of our compliance agenda, ensuring we. This is a great opportunity for a compliance professional looking to deepen their experience.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Develop risk and compliance monitoring programmes across the business. Developing, implementing and monitoring compliance policies, assessing risks ...

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance ...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. The Chief Compliance Officer role has a. Registered Compliance Officer and MLRO.

Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions.

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

Generalist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. The fund are looking find a candidate with generalist compliance expertise. Minimum 2 years of compliance exper...

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. As a key member of our regulatory compliance team, you will be responsible for providing prompt, accurate and effective compliance services to Miller and its subsidiary undert...

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. The successful candidate will focus on ensuring business compliance with global re...

The Senior Compliance Officer will play a critical role in developing governance structures, particularly for external distribution agreements, while ensuring compliance with AIFMD, UCITS, MiFID, the Cross Border Distribution Directive (CBDD) and other relevant frameworks. Reporting directly to A...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

We are recruiting on behalf of a highly successful boutique private fund.This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter.You should have at least eight years private fund consulting experience , or ...

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Develop risk and compliance monitoring programmes across the business. Developing, implementing and monitoring compliance policies, assessing risks ...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

Work with the Global Chief Compliance Officer and other regional Compliance Officers in shaping the company’s global compliance strategy. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operat...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. Driving and maintaining compliance across key standards (SOC 2, ISO 9001, ISO 27001). Supporting a culture of continuous improvement around risk and compliance.

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. A pragmatic mindset—able to balance compliance with business agility. This is an opportunity to shape and embed compliance into the fabric of an innovative, cloud-native platform—without slowing the pace of inn

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. Compliance Monitoring Officer - Insurance, London.

Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Provide compliance a...

Serves as a Compliance Sanctions Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing rel...

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. This is a fantastic opportunity to work in a specialist financial services business where compliance pl...

To provide management support to the assessment and review officer through regular one to one supervision meetings and periodical performance assessment meetings. To deputise for the Team Leader Assessment and Review – Tribunal/Compliance in their absence/at their request. To have strategic and o...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

The Business Compliance Officer AACB LB and AACL ('BCO') is positioned in the UK Clearing Compliance Department and reports to the Head of Compliance ('HoC') & Money Laundering Reporting Officer ('MLRO') Clearing Compliance UK. The responsibilities include supporting the HoC in managing the UK Cl...

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Are you an experienced compliance pro...

A great opportunity has come up to join a full service City Law Firm to join their growing compliance and risk team. The successful candidate will work closely with the team to assist in the management of the risk and compliance program with a focus on the onboarding process and help ensure that ...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

Digital Privacy Officer & Compliance Manager. Ensure compliance with GDPR and other data protection laws. Regularly report to senior management on data protection activities and compliance.

This is a standalone role based in Dubai, supporting the EMEA compliance function and reporting directly to the Chief Compliance Officer in London. Rutherford is exclusively partnered with a global multi-strategy hedge fund seeking to hire their first Compliance Officer in Dubai. Support EMEA reg...