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They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place. Analyse regulatory developments and evaluate their implications on compliance frameworks, presenting findings to k...

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team. ROLE: Residential Conveyancing & Compliance OfficerLOCATION: LondonRATE : £25. The PersonA qualified Solicitor, Legal Executive or ...

Our client is seeking an Information Security Compliance Manager and Data Protection Officer (DPO) to ensure compliance with applicable Information Security Standards (e. Information Security Compliance Manager and Data Protection Officer (DPO). This role reports into the Director of Governance, ...

Assist the InvestmentManagement Compliance team with compliance related initiatives withto a view to developing and strengthening the compliance frameworkand programme - Participate in various meetings and committees withinfrastructure and investment management teams across the firmassisting the ...

Supporting the team with other risk and compliance projects and working on the agreed priorities of the team in accordance with the firm’s strategic priorities. A minimum of at least 2 years experience in a risk and compliance role ideally within a law firm. Experience with dealing with regulator...

London The Chief Compliance Officer and MoneyLaundering Reporting Officer (MLRO) for FDA Ltd. Key Responsibilities: -Responsible for compliance with obligations including receipt andoversight of compliance related services for FDA Ltd. Chief Compliance Officer - MLRO Fidelity DigitalAssets, Ltd. ...

Role Summary Marex Financial Ltdare searching for a Surveillance Compliance Officer to join theirteam in London. Experience working in a regulated environment and knowledge of therisk and compliance requirements associated with this. The role focuses on Trade Surveillance across avariety of asset...

Provide advisory guidance on applicable FCA rules relevant to service companies, with oversight from the Chief Compliance Officer. Develop and deliver training to internal stakeholders on relevant compliance topics and regulatory changes. Maintain and monitor the operation of key compliance contr...

Role Overview: Serves as a Compliance SanctionsOfficer for Independent Compliance Risk Management (ICRM)responsible for establishing internal strategies, policies,procedures, processes related to monitoring and fostering awarenessof sanctions regulatory requirements that Citi must comply with;ass...

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team. Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsib...

Recruitment and Compliance Officer. Full timeReports to: Recruitment and Compliance Manager- IMMEDIATE STARTThe full-time position is 5 days/ week office based in Sutton and Teddington.

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team. Residential Conveyancing & Compliance OfficerLOCATION:.

HOMEOWNERSHIP COMPLIANCE OFFICER.

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team.

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing gui...

We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. Support the product...

A highly regarded professional services firm with a strong presence in the UK, Europe and the US are looking for an experienced Risk & Compliance Officer to join them on a part-time basis (3-4 days per week). You would be joining the London-based team in a newly created role and it’s a fantastic ...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Collaborate with other compliance functions to standardize policies and procedures, and deputize for the Head of Compliance...

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

Compliance Generalist to support the enhancement of its compliance framework. This is an excellent opportunity for a compliance professional to contribute to the development of a strong regulatory framework within a dynamic financial services firm. Review and update policies and procedures to ens...

Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm. Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in place to meet legal and financial compliance requirements. Interim Regulatory Compliance...

Regulatory and Sanctions Compliance Advisory Officer. About the Role: Regulatory and Sanctions Compliance Advisory Officer. Join MarTrust as a Regulatory and Sanctions Compliance Advisory Officer.

Assist the Chief Legal & Compliance Officer and Senior Investment Compliance Officer. Compliance Manual and Policies: Maintain the Compliance Manual and compliance related policies. Ideally CISI Diploma in Investment Compliance or equivalent (or working towards), with demonstrable compliance skil...

A reputable international law firm with a global presence are looking for a Senior Compliance Officer to join their BAU team. Providing mentorship and training to compliance officers. Acting as an escalation point for compliance queries and managing workflow allocation to ensure efficiency.

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Develop, implement, and maintain ABC compliance programs in line with UKBA and FCPA requirements. Review and approve requests related to g...

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. Keeping up to date with risk and compliance changes. Assisting the Head of Risk and Compliance with any other tasks which may be assigned.

We are seeking an experienced Senior Compliance Officer to join our investment management team, supporting compliance activities across our fund structures and ensuring full adherence to regulatory requirements. The Senior Compliance Officer will play a critical role in developing governance stru...

This position involves undertaking compliance monitoring in accordance with the task driven schedule outlined in the Compliance Monitoring Programme. Support the compliance team by responding to internal inquiries related to compliance issues and policies. Work closely with other departments to e...

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. This role is integral to the smooth running of the firm’s risk and compliance team. The successful individual will be an ambitious and enthusiastic self-start...

Support the compliance team by responding to internal inquiries related to compliance issues and policies. Ensuring that compliance monitoring testing is completed in a timely manner and accurately record all findings in the Compliance Monitoring Action Log. Work closely with other departments to...

We are seeking an experienced Senior Compliance Officer to join our investment management team, supporting compliance activities across our fund structures and ensuring full adherence to regulatory requirements. The Senior Compliance Officer will play a critical role in developing governance stru...

Compliance Generalist to support the enhancement of its compliance framework. Assist in internal audits, compliance investigations, and remediation efforts. Strong knowledge of FCA rules, compliance monitoring, and regulatory frameworks.

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

Provide support across a variety of compliance initiatives including: Code of Ethics, regulatory filings, cybersecurity, electronic communication surveillance, artificial intelligence due diligence, alternative data due diligence, trade surveillance, vendor due diligence, and updating and testing...

Provide advisory guidance on applicable FCA rules relevant to service companies, with oversight from the Chief Compliance Officer. Identify opportunities to streamline or enhance compliance processes and frameworks. Contribute to the second line of defence within a dynamic and forward-thinking co...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Support the development and tracking of the annual Compliance Monitoring Plan and conduct compliance risk assessments. Coll...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Collaborate with cross-functional teams to ensure a culture of compliance across the organization. Develop, implement, and maintain ABC co...

A minimum of at least 2 years experience in a risk and compliance role ideally within a law firm. Experience with dealing with regulatory queries and general risk and compliance matters in a law firm. A great opportunity has come up to join a full service City Law Firm to join their growing compl...

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team. Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsib...