Compliance officer jobs in ChippenhamCreate job alerts

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Are you a detail-oriented professional with a passion for compliance a...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Be a resource to business group...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. Benefits: 21 days holiday bank holidays, birthday day off, life assurance, pension, study certifications As the Compliance Officer, you will be responsible for: Assess trainers against ...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Chief Compliance Officer SMF16/17. Registered Compliance Officer and MLRO.

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

As a Compliance Officer, you will report to the Compliance Manager and play a vital role in overseeing key governance controls, supporting business units, and ensuring compliance with various regulations. Are you passionate about governance, risk management, and data protection? Do you have an ey...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Reviews &...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Ensure compliance information is cascaded down to all operational staff, whilst ensuring compliance is also covered appropria...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. Assist in the execution of the compliance monitoring programme.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues - Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) - Creating new, and revise existing, policies and procedur...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Housing Disrepair Lawyer or Legal Officer.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Lead and manage compliance-related projects end-to-end, from scoping and planning through to implementation and review. Review and update internal compliance policies and procedures in line with regulatory requirements and global standards. Track progress, manage budgets and risks, and ensure pro...

ABOUT THIS OPPORTUNITY We have an exciting opportunity for an experienced data protection and compliance professional to join our central Head Office team in East Croydon. The Data Protection Compliance Manager role is key to the Federation, as it helps facilitate and assure the organisations abi...

Monitor compliance with FCA regulatory requirements, especially. Maintain and review internal compliance documentation (policies, procedures, registers). Help prepare Board and Risk Committee packs and compliance reports.

Administration Officer Location: Swindon Salary: £25,500 Part-time (30 hours per week).

We’re Hiring: Support Worker – Epsom, Surrey 🌟.Manual UK driving licence essential (service vehicle provided).Looking to make a real impact in people’s lives? Whether you're already working in social care or exploring a new, meaningful career path—this is your chance to join a supportive,

Information Security Assurance Officer A financial institution in London is looking for an experienced Information Security Assurance Officer (ISAO) to join their Risk team.

Although the role title reflects a compliance function, the successful candidate will be working hands-on across quantity surveying, contracts administration, and commercial compliance tasks — with particular emphasis on managing documentation, supporting procurement, and ensuring that vendor eng...

We're hiring for bank support workers in Wiltshire.Do you enjoy social activities, going to the cinema, music and days out? .Are you looking for a second job or to make some extra income? .We’re hiring Bank Support Workers in Wiltshire where you’ll have flexibility and access to shifts that

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. As Compliance Manager, you will:. Create and implement ...

We’re hiring for Lead Support Workers in Devizes.Could you help someone to live a full life? .Join Brandon as a Lead Support Worker, you’ll provide excellent day to day support to individuals with exceptionally complex needs supporting them to overcome barriers.Key to this role is respecting pe

Quality Assurance & Compliance Manager. Proven experience in quality assurance, compliance, or HSEQ within construction or housebuilding. Strong working knowledge of ISO frameworks, audit processes, and regulatory compliance.

Seeking support workers in Trowbridge.Do you enjoy swimming, the cinema and going out for tea and cake? .Your skills and life experience could be a great match for our support worker role.All you need is a willingness to learn, flexibility, a can-do attitude and a desire to help someone live a fu...

Maintaining compliance with the company's management systems and support compliance with environmental permits or licenses. Relevant experience within a highly regulated and compliance focussed environment. Strong leadership skills to lead and develop a new team in a start-up scenario with a no c...

This is a newly created Senior Compliance Manager position with a growing, IFA business that’s building something long-term and sustainable. Take the lead on the day-to-day compliance operations. Strong compliance experience within an IFA/wealth management environment.

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. Create and implement compliance policies and training p...

Report compliance status, findings, and recommendations to senior management, the Board, and the Audit Committee. Conduct regular and ad-hoc audits of ARs to ensure regulatory and internal compliance and assess related risks. Review and approve annual FCA compliance training.

Experience in governance, risk, compliance, or related sectors.

Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices. Periodic review of compliance with AML / KYC processes. Assisting with iCompliance helpdesk queries in relation to technical matters.

Monitor compliance with FCA regulatory requirements, especially. Maintain and review internal compliance documentation (policies, procedures, registers). Help prepare Board and Risk Committee packs and compliance reports.

Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Maintain knowledge of regulatory developments and...