Compliance officer jobs in YateCreate job alerts

Location: Bristol, BS37 Job Role: Executive Assistant Hours: Monday to Friday 9am-5pm (Hybrid) Role Type: Temporary to permanent Hourly rate: £17.22 per hour gap personnel Bristol are operating as an employment business and currently looking to recruit an Executive Assistant for our client based ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Are you a detail-oriented professional with a passion for compliance a...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

Carry out thematic reviews and oversee outsourced provider compliance. Contribute to compliance MI and reporting for senior leadership and governance committees. Prior compliance experience within a general insurance or related financial services environment.

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Driver Trainer and Compliance Officer. Are you an experienced and qualified Driver Trainer and Compliance Officer? If so, we would love to hear from you!. Staffline is recruiting a Driver Trainer and Compliance Officer in.

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. This is an opportunity to shape and embed compliance into the fabric of an innovative, cloud-native platform—without slowing the pace of innovation. We’re formalising and strengthening our compliance framework

As their operations grow, they’re now looking for an experienced Compliance Officer to join their team in Longfield. You’ll support supply chain compliance, manage customer compliance queries, and work closely with internal teams on audits, training, policy development, and risk assessments. Mon

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Support &...

Group Chief Risk and Compliance Officer (SMF16/SMF4). Group Chief Risk and Compliance Officer. Mentor and develop a high-performing compliance and risk team, promoting continuous learning and development.

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

Are you a strategic leader with a passion for regulatory excellence? AXA UK and Ireland is seeking a dynamic Chief Compliance Officer to lead our Compliance function and enhance our commitment to delivering exceptional service to our customers. Lead and develop the AXA UK Group Compliance and Reg...

We're Hiring: Compliance Officer | Specialist Financial Services. Head of Compliance / Deputy Head. Support the production of monthly and quarterly compliance reports.

Own and maintain compliance documentation, including procedures, work instructions, control plans, and risk assessments. Plan, execute, and report on internal audits across departments to verify compliance and identify areas for improvement. Deliver training and awareness sessions to teams on qua...

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Provide operational compliance advice/approval to business functions in efficient and effective manner, ensuring the operatio...

We are looking to appoint an experienced financial services Compliance Officer to maintain and develop an effective conduct and regulatory risk framework to ensure that the Arbuthnot Latham (AL) Group (Core and Subsidiaries) operates in compliance with all regulatory requirements. Ideally qualifi...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Are you an experienced and qualified Driver Trainer and Compliance Officer? If so, we would love to hear from you! Staffline is recruiting a Driver Trainer and Compliance Officer in Bristol. Great opportunity to work as a Driver Trainer and Compliance Officer for our client, who has more than 30 ...

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

As a Compliance Officer, you will report to the Compliance Manager and play a vital role in overseeing key governance controls, supporting business units, and ensuring compliance with various regulations. Are you passionate about governance, risk management, and data protection? Do you have an ey...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Pre-trade compliance support in...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. The Chief Compliance Officer role has a. Chief Compliance Officer SMF16/17.

Are you an experienced and qualified Driver Trainer and Compliance Officer? If so, we would love to hear from you! Staffline is recruiting a Driver Trainer and Compliance Officer in Bristol. Job Description Great opportunity to work as a Driver Trainer and Compliance Officer for our client, who h...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

Are you an experienced and qualified Driver Trainer and Compliance Officer? If so, we would love to hear from you! Staffline is recruiting a Driver Trainer and Compliance Officer in Bristol. Job Description Great opportunity to work as a Driver Trainer and Compliance Officer for our client, who h...

Quality and Compliance Officer.

Are you an experienced and qualified Driver Trainer and Compliance Officer? If so, we would love to hear from you! Staffline is recruiting a Driver Trainer and Compliance Officer in. Driver Trainer and Compliance Officer.