Are you a business? Hire compliance officer candidates in Cardiff
We are seeking a Senior Compliance Officer with proven legal compliance and regulatory knowledge and experience, to further support the Compliance Department of the Firm. The Senior Compliance Officer will report to the Head of Risk and Compliance. Job Role: Senior Compliance Officer. Support the...
The role of the Senior Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. The role is to assist the the Complianc...
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a ...
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We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...
The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. Provide training and guidance to staff on compliance procedures and the import...
A prestigious global law firm is hiring a Conflicts Administrator to support its business acceptance function. This role would suit a bright graduate with good grades who has an interest in compliance. ...
Professional certifications such as Certified Compliance and Ethics Professional (CCEP) or Certified Regulatory Compliance Manager (CRCM) are a plus. The Head of Compliance will play a critical role in ensuring the company's adherence to regulatory requirements, industry best practices, and ethic...
Manage compliance of internal business processes, to provide assurance to clients and support external quality standards (for example, ISO27001); and ensure key suppliers are complying with agreed standards and contract terms. Reporting to the Chief Operating Officer, the. Compliance Frameworks, ...
This role will involve working with senior lawyers, managers and global heads, implementing compliance controls and procedures, managing risk and ensuring compliance with necessary laws and regulations. ...
As a Junior Compliance Analyst, you'll collaborate closely with the CEO, CFO, and Head of Legal and Compliance, as well as directly supporting our clients, typically global insurers, MGAs, and brokers, in their EU business establishment endeavors. Deliver thorough assistance to the CEO, CFO, and ...
This exciting remote based opportunity has arisen to join our Broker Network Risk & Compliance (R&C) Team. You will provide network members with compliance support through an annual programme of audit and health-check activities, the provision of guidance and support on key regulatory requirement...
The Compliance Analyst would be responsible for reviewing customer due diligence and ensuring compliance to regulations and guidelines. Compliance Analyst to join an established iGaming company. The Compliance Analyst role would suit an individual with an in depth understanding of responsible gam...
Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment. As a Community Interest Company (CIC), through the Society Lottery they are commi...
Strong communication skills to support the delivery of MI packs, dashboards, reporting, policy training and compliance monitoring results to business leadership teams. Data analysis, MI and or/Business Analyst experience an advantage. ...
The purpose of the Pastoral Support Officer is to work as a member of the school's pastoral support team, working alongside teaching staff, parents, and students to effectively manage student progress. To work as an effective member of the Pastoral Support Team, under the leadership of the Pastor...
As a Relief Officer, you will be working within Cardiff and the surrounding areas where you will be ... and compliance, our core values - Integrity, Vigilance and Helpfulness .We have created a culture ...
Role: Prison Custody Officer Location: HMP Parc, Bridgend Hours: 40 hours or 44 hours per week ... Ensuring the prison is safe and secure at all times, ensuring compliance with safe working ...
To ensure all staff working within the team are supported and trained, to ensure departmental compliance with all relevant health and safety legislation including the Health & Safety at Work Act, CDM ...
Your key responsibilities as a Residential Childcare Officer: * To provide a caring and supportive ... Free DBS and compliance service * Access to exclusive roles that aren't available from other ...
As a Safety Officer , you will play a pivotal role in ensuring the well-being of the whole ... Develop and maintain safety policies and procedures, ensuring compliance with legal requirements