Compliance officer jobs in WindsorCreate job alerts

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Acting as the primary point of contact for higher education compliance...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

We are seeking an immediately available Compliance Officer for a brilliant 12 month opportunity within a progressive organisation who are experiencing continued success!. This role will be responsible for monitoring, providing compliance support and advice to the business on a wide range of compl...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions. Carry out thematic reviews and oversee outsourced provider compliance.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Collaborate closely with stakeholders across ECT to identify and addre...

Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. COMPLIANCE OFFICER – MANUFACTURING. Deliver compliance training to ensure awareness and adherence among staff.

An excellent opportunity has arisen to work for our established client in High Wycombe as a Compliance Officer. Benefits: 21 days holiday bank holidays, birthday day off, life assurance, pension, study certifications As the Compliance Officer, you will be responsible for: Assess trainers against ...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Contract: Permanent Join Our Team as a Compliance Officer! Are you passionate about governance, risk management, and data protection? We are seeking a dedicated Compliance Officer to join our Legal and Compliance team and help maintain high standards across the Group. As a Compliance Officer, y

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Pre-trade compliance support in...

As a Compliance Officer, you will report to the Compliance Manager and play a vital role in overseeing key governance controls, supporting business units, and ensuring compliance with various regulations. Are you passionate about governance, risk management, and data protection? Do you have an ey...

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Provide operational compliance advice/approval to business functions in efficient and effective manner, ensuring the operatio...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

To support this ongoing growth, they are seeking a Compliance Officer who is detail-driven, proactive, and passionate about maintaining high standards in data quality, audit-readiness, and funding compliance. Educated Appointments are proud to be working in partnership with a highly respected and...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. The Chief Compliance Officer role has a. Chief Compliance Officer SMF16/17.

We're Hiring: Compliance Officer | Specialist Financial Services. Head of Compliance / Deputy Head. Support the production of monthly and quarterly compliance reports.

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Support &...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues - Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) - Creating new, and revise existing, policies and procedur...

Collaborate closely with stakeholders across ECT to identify and address risk and compliance issues Implement and monitor compliance initiatives, ensuring a lifecycle of continuous improvement, including regular quality reviews (audits) Creating new, and revise existing, policies and procedures a...

Housing Disrepair Lawyer or Legal Officer.

Lead and manage compliance-related projects end-to-end, from scoping and planning through to implementation and review. Review and update internal compliance policies and procedures in line with regulatory requirements and global standards. Track progress, manage budgets and risks, and ensure pro...

Information Security Assurance Officer A financial institution in London is looking for an experienced Information Security Assurance Officer (ISAO) to join their Risk team.

Assist and coordinate with other business and operational departments for developing metrics for measuring and tracking the effectiveness of the Compliance Program and ensuring appropriate documentation of compliance responsibilities. Pilgrim’s Ethics & Compliance Department is seeking an Analyst...

ABOUT THIS OPPORTUNITY We have an exciting opportunity for an experienced data protection and compliance professional to join our central Head Office team in East Croydon. The Data Protection Compliance Manager role is key to the Federation, as it helps facilitate and assure the organisations abi...

We’re Hiring: Support Worker – Epsom, Surrey 🌟.Manual UK driving licence essential (service vehicle provided).Looking to make a real impact in people’s lives? Whether you're already working in social care or exploring a new, meaningful career path—this is your chance to join a supportive,

SPONSORSHIP NOTE: We do not offer sponsorship on any of our roles & therefore cannot accept any applications that require this.All candidates must have the Right to Work in the UK and be based in the UK at the time of applying.Our posts operate a non-smoking environment, at all times.Our delight

Warehouse Operative–Competitive Salary + Excellent Benefits– Wokingham, Berkshire.Do you hold a full UK driving licence and take pride in solving problems and taking ownership of your work? Are you looking for a hands-on role in a dynamic company? If so, we have an exciting opportunity for you.G

Senior Compliance Manager – Remote | Growing IFA | No. Here’s one for the experienced IFA Compliance professionals who want to make a real impact. This is a newly created Senior Compliance Manager position with a growing, IFA business that’s building something long-term and sustainable.

Monitor compliance with FCA regulatory requirements, especially. Maintain and review internal compliance documentation (policies, procedures, registers). Help prepare Board and Risk Committee packs and compliance reports.

Warehouse Operative–Competitive Salary + Excellent Benefits– Wokingham, Berkshire.Do you hold a full UK driving licence and take pride in solving problems and taking ownership of your work? Are you looking for a hands-on role in a dynamic company? If so, we have an exciting opportunity for you.G

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. Compliance Manager – Roofing and Cladding. As Complianc...

Conduct information security, information system, and compliance-based risk assessments, evaluate responses and recommend risk treatment actions. Demonstratable experience in an Information Security, IT Governance, Risk and Compliance based role, including maintaining and continually improving an...

Experience in governance, risk, compliance, or related sectors.

The new team member will primarily be responsible for analyzing compliance-related data, and assist in the development, implementation, and maintenance of Pilgrim’s compliance program and other substantive ad-hoc projects. Assist and coordinate with other business and operational departments for ...

Maintaining compliance with the company's management systems and support compliance with environmental permits or licenses. Relevant experience within a highly regulated and compliance focussed environment. Strong leadership skills to lead and develop a new team in a start-up scenario with a no c...

Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices. Periodic review of compliance with AML / KYC processes. Assisting with iCompliance helpdesk queries in relation to technical matters.

Quality Assurance & Compliance Manager. Proven experience in quality assurance, compliance, or HSEQ within construction or housebuilding. Strong working knowledge of ISO frameworks, audit processes, and regulatory compliance.

Maintain, update, and monitor compliance standards including written policies and procedures. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Maintain knowledge of regulatory developments and...

Although the role title reflects a compliance function, the successful candidate will be working hands-on across quantity surveying, contracts administration, and commercial compliance tasks — with particular emphasis on managing documentation, supporting procurement, and ensuring that vendor eng...