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Governance Lawyer - Braintree District Council Braintree District Council Fixed Term, Full Time £39,868 to £44,086 per annum Location: Braintree Closing Date: 5th January 2025 Essex County Council (ECC) are delighted to be supporting Braintree Council to recruit this Governance Lawyer. Th...

Waste Services Manager - Braintree District Council Braintree District Council Permanent, Full Time £47,425 - £51,436 per annum Location: Braintree Closing Date: Midnight on 22nd January Essex County Council (ECC) are delighted to be supporting Braintree Council to recruit this Waste Servi...

Job Title: Welfare Officer Location: Wethersfield Salary: £28,000-£35,000 Hours: 48 hours per week, with 12-hour shifts rotating between days and nights. Day shift 7am-7pm and night shift 7pm-7am Contract Type: Permanent Purpose of the Role: The Welfare Officer at Wethersfield provides ...

We're Hiring: Compliance Officer | Specialist Financial Services. If you're detail-oriented, proactive, and looking for the next step in your compliance career — this could be the role for you. Maintain and update key compliance registers (regulatory risk, data protection, horizon scanning, polic...

An exceptional opportunity has arisen for a Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Escalate high-risk issues to the Money Laundering Reporting O...

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Support & Govern...

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Assist the Quality Team with product compliance requirements.

Ensuring compliance with laws such as Anti-bribery, Modern Slavery, ESG/Sustainability, Sanctions, Cybersecurity, AI & FOSS. Ensure supply chain compliance with legal and policy standards. Handle customer compliance inquiries and questionnaires.

Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidanc...

PLEASE ONLY APPLY IF YOU HAVE THE RELEVANT INSURANCE COMPLIANCE EXPERIENCE) About the Role The Compliance Officer will be responsible for managing and maintaining various compliance functions within the company. In this role the Compliance Officer will provide the UK Head of Compliance with suppo...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Responsibilities will include but not be limited to: Monthly Compliance monitoring (best ex and allocation) Review of fin pro and cross-border distribution material (marketing material) Regulatory reporting FCA and SEC Review and update compliance manual, policies and procedures Development and d...

Strong experience in compliance risk and operational compliance management. Support the Group Compliance Manager with the implementation and oversight of Compliance Management Frameworks. The role offers the flexibility of fully remote working and the chance to contribute to complex international...

Our Client is a well established CFD and Forex trading house looking for a new compliance leader.

Job Description: Progressive alternative funds platform seeks a Senior Compliance Officer to join its small compliance team. Reporting to the CCO, this is a generalist role covering all facets of compliance and offers an excellent opportunity for career development, especially for those aspiring ...

Some of the responsibilities will include: Conducting audits of policies, procedures and case files across all offices Reporting findings and recommending improvements to senior stakeholders Managing and maintaining compliance records Leading Lexcel, CQS and AML audits and preparing for external ...

Responsibilities Supporting the compliance team on managing day-to-day compliance processes Advising on global regulatory matters, spanning the FCA and SEC Developing and running the compliance monitoring program Updating and maintaining policies and procedures Providing guidance to investment pr...

Compliance Officer Hackney Wick | £23,000 – £28,000 Camhs Professionals Join our dynamic and supportive team as a Compliance Officer , helping to ensure we meet all key regulatory requirements across our mental health and care-focused brands. Keep staff compliance records up to date Assist wi

Job Title: Regulation 44 Visitor.Remote-based with regional travel.We are currently recruiting for a committed and experienced.

Are you ready to take on a pivotal role in regulatory and business compliance? A leading law firm is seeking a dedicated Conflicts & Compliance Officer to support its UK team across a wide range of compliance and governance matters. Experience in compliance, legal conflicts, or risk management. I...

Fantastic role working for a not-for-profit organisation based in Ashford as an Audit Compliance Officer.

Social network you want to login/join with: Mortgage&Protection Compliance officer (part time), Bedford col-narrow-left Client: Broker Advice Limited Location: Bedford, United Kingdom Job Category: Other - EU work permit required: Yes col-narrow-right Job Views: 4 Posted: 10. Job Description:

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. Stay updated on industry trends to enhance compliance programs.

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Social network you want to login/join with: Senior Compliance Officer - 12 Months Fixed Term Contract, bedford col-n

Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions.

Design and implement a scalable, modern legal and compliance function to support strategic growth Manage and mentor senior compliance leaders and operational risk teams. Oversee group-wide licensing, policy governance, regulatory engagement, and horizon scanning Evaluate and lead a wider complian...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Key Responsibilities of the Compliance Monitoring Officer:. Required knowledge and experience for the Compliance Monitoring Officer role:.

Key Responsibilities Provide expert guidance on legal regulatory compliance, SRA standards, AML obligations, conflicts, and client due diligence Draft and update internal compliance policies and procedures Support the onboarding process through risk assessments and KYC checks Investigate and resp...

Strong experience in compliance risk and operational compliance management. Support the Group Compliance Manager with the implementation and oversight of Compliance Management Frameworks. Play a critical role in global compliance strategy and operational excellence.

Assist in preparing compliance reports for internal governance forums, such as Compliance Committee meetings. Provide clear, pragmatic compliance guidance, ensuring alignment with relevant regulatory and legal requirements. Contribute to the development and maintenance of compliance training reso...

Key Responsibilities of the Compliance Monitoring Officer: - Conduct compliance monitoring activities following established methodologies - Draft reports and propose proportionate recommendations to address identified risks - Collaborate with stakeholders to manage compliance risks and implement ...

Reporting to the Lead Senior Compliance Officer, on a day to day basis, you'll be involved in the following:. We're currently looking for a Senior Audit / Compliance Officer on a full time, permanent basis. Carry out peer reviews of visit reports produced by colleagues in the Compliance team in a...

Provide expert guidance on legal regulatory compliance, SRA standards, AML obligations, conflicts, and client due diligence Draft and update internal compliance policies and procedures Support the onboarding process through risk assessments and KYC checks Investigate and respond to internal compl...

Health & Safety Compliance Officer Location : Norwich, NR13 4RR Hours of work : 39 hours per week Reporting to: HSEQ Manager Salary Scale: Dependant on experience and qualifications About the Role RenEnergy is seeking an experienced and proactive Health & Safety Compliance Officer to support and ...

An exceptional opportunity has arisen for a Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional with expe...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Assist in preparing compliance reports for internal governance forums, such as Compliance Committee meetings. Experience and Knowledge Experience within the London insurance market, with familiarity in the application of regulatory and legal frameworks Exposure to financial crime controls, includ...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

Our Client is a well established CFD and Forex trading house looking for a new compliance leader.

Working with the CCO to ensure that the Compliance Monitoring Programme, Routine Compliance Tasks Schedule and Risk Register reconcile and remain appropriate and up to date Keeping up to date with relevant legislative and regulatory updates and ensuring these are implemented within the Bank’s sys...

Compliance Officer – Compliance Advisory Team Location:. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Liaise with front office te...

A leading law firm is seeking a dedicated Conflicts & Compliance Officer to support its UK team across a wide range of compliance and governance matters. Are you ready to take on a pivotal role in regulatory and business compliance?. In this role, you will work closely with senior leadership to m...

Senior Compliance Officer – Central Compliance. A global brokerage firm, currently in a growth phase, is hiring an experienced Compliance Officer to sit in the central compliance function. The incoming officer will gain exposure to senior management and manage the training and compliance policy f...

A fantastic opportunity has arisen for a Trade Compliance Officer to join the team with our prestigious defence client at their site in Crawley Job Description Summary In this important advisory role, you'll be impacting the business by driving all aspects of trade compliance to meet UK, US, Germ...

Design and implement a scalable, modern legal and compliance function to support strategic growth Manage and mentor senior compliance leaders and operational risk teams. Fintech Search are excited to be retained search partner for a rare and high-impact opportunity to lead the legal and complianc...

Quality and Compliance Officer.

Supporting the compliance team on managing day-to-day compliance processes Advising on global regulatory matters, spanning the FCA and SEC Developing and running the compliance monitoring program Updating and maintaining policies and procedures Providing guidance to investment professionals on co...

Key Responsibilities: Provide expert regulatory advice to portfolio managers, traders, and sales teams Oversee day-to-day compliance monitoring and trade surveillance Support EMEA regulatory initiatives and upcoming compliance projects Deliver compliance training across the broader business Key R...