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Were searching for a UK-based Risk and Compliance Officer to join our Enterprise Risk & Compliance team, so that we can strengthen and evolve our global compliance program within a dynamic and fast-paced environment. The Risk and Compliance Officer will collaborate across teams to ensure consiste...

Were searching for a UK-based Risk and Compliance Officer to join our Enterprise Risk & Compliance team, so that we can strengthen and evolve our global compliance program within a dynamic and fast-paced environment. Be well organised and ability to prioritise tasks, multitask and complete tasks ...

Compliance Officer Location: Central London An established and highly regarded law firm specialising in property transactions—particularly for investor purchasers in both domestic and offshore markets—is seeking a talented Compliance Officer or Compliance Manager to join their dynamic team in th

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance ...

Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Recognise Bank and support the delivery of our compliance agenda, ensuring we. This is a great opportunity for a compliance professional looking to deepen their experience.

Compliance Operations Management Oversee and optimise compliance operations, ensuring efficient review, monitoring, reporting and escalation processes Enhance and manage key compliance controls, including transaction monitoring, customer onboarding and due diligence as well as enhanced due dilige...

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

COMPLIANCE OFFICER – MANUFACTURING. Morgan Philips Specialist Recruitment are presently representing a global leader in the field of manufacturing for the automotive sector in their search for a Compliance Officer. The successful candidate will focus on ensuring business compliance with global

Generalist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. The fund are looking find a candidate with generalist compliance expertise. Minimum 2 years of compliance exper...

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. You will play a critical role in safeguarding the company’s opera

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. Key Responsibilities of the Compliance Monitoring Officer:.

To identify any Breaches or Misconduct by firms and individual and report any training/compliance failures to the Compliance Manager. Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced IFA Compliance Officer/Supervisor to join ...

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Develop and implement compliance management plans. Strong knowledge of UK regulatory and compliance frameworks.

You will assist the Head of Compliance ensuring regulatory compliance by carrying out regular compliance audit and review of files and calls, delivering reports and handling customer complaints. Due to continued growth, we are recruiting for a Compliance Officer to join this successful financial ...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. The Chief Compliance Officer role has a. Registered Compliance Officer and MLRO.

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. As a key member of our regulatory compliance team, you will be responsible for providing prompt, accurate and effective compliance services to Miller and its subsidiary undert...

AlTi Tiedemann Global (“AlTi”) is a NASDAQ listed global wealth and alternatives manager, in the business of turning powerful ideas into high-performing strategies and solutions.The firm currently manages or advises on approximately $77 billion in combined assets and has an expansive net

Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions.

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance.

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Are you experienced in UKVI sponsorship reporting and confident using the Sponsorship Management System (SMS)? Do you bring strong attention to detail, initiative, and a collaborative mindset to compliance-focused work? Signature Recruitment is partnering with a leading London university to recru...

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. As a key member of our regulatory compliance team, you will be responsible for providing prompt, accurate and effective compliance services to Miller and its subsidiary undert...

As a Compliance Officer, you will play a crucial role in ensuring our college meets the highest standards and best practices in compliance while ensuring the College meets its statutory obligations. Are you enthusiastic and proactive? We're on the hunt for a dedicated Compliance Officer to be par...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Are you an experienced compliance

Act as an internal advisor to business functions, providing practical, risk-aware compliance guidance. Maintain accurate records of compliance interactions and decisions. Carry out thematic reviews and oversee outsourced provider compliance.

We’re looking for a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory function to support the Group in adhering to core regulatory requirements in relation to UK FCA, Trading Venue, Swap Dealer rules and FMSB Market Practice S...

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing comp

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. A pragmatic mindset—able to balance compliance with business agility. This is an opportunity to shape and embed compliance into the fabric of an innovative, cloud-native platform—without slowing the pace of inn

Quality and Compliance Officer HRUC Higher Education. A key focus of the role will be ensuring staff compliance and preparedness with quality systems and procedures and supporting Schools (curriculum areas within the College) to meet awarding body and regulatory body requirements within Higher Ed...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

This is a standalone role based in Dubai, supporting the EMEA compliance function and reporting directly to the Chief Compliance Officer in London. Rutherford is exclusively partnered with a global multi-strategy hedge fund seeking to hire their first Compliance Officer in Dubai. Strong expertise...

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Compliance Support &...

Provide operational compliance advice/approval to business functions in efficient and effective manner, ensuring the operational activity in question is understood fully before providing advice, and keeping detailed records of all compliance approvals provided. Oversee the Compliance Monitoring P...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Monitor regulatory developments (including M...

An exceptional opportunity has arisen for a Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Are you a highly skilled and dedicated professional with e

Record and manage any non-compliance incidents, notifiable breaches and/or risk incidents, reporting to the Compliance Officer and ensuring the incident log is up to date. Provide operational compliance advice/approval to business functions in efficient and effective manner, ensuring the operatio...

Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across operations. Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Support regulatory exams, q...

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Are you an experienced compliance pro...

As a Compliance Officer, you will play a crucial role in ensuring our college meets the highest standards and best practices in compliance while ensuring the College meets its statutory obligations. Are you enthusiastic and proactive? We're on the hunt for a dedicated Compliance Officer to be par...

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Pre-trade compliance support in...

This is a standalone role based in Dubai, supporting the EMEA compliance function and reporting directly to the Chief Compliance Officer in London. Rutherford is exclusively partnered with a global multi-strategy hedge fund seeking to hire their first Compliance Officer in Dubai. Oversee day-to-d...

Key responsibilities as the Environmental Health & Food Safety Compliance Officer will include:. Environmental Health & Food Safety Compliance Officer - Food and Beverage Partners - Event Space - London -. Food Safety Compliance Officer.