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As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team. ROLE: Residential Conveyancing & Compliance OfficerLOCATION: LondonRATE : £25. The PersonA qualified Solicitor, Legal Executive or ...

As Compliance Officer, you will play a pivotal role in the second line of defence, supporting the delivery of the Compliance Monitoring Plan. Support key compliance initiatives, including SM&CR oversight and the annual training plan. Please note: This role is focused on compliance monitoring and ...

Role Overview: Serves as a Compliance SanctionsOfficer for Independent Compliance Risk Management (ICRM)responsible for establishing internal strategies, policies,procedures, processes related to monitoring and fostering awarenessof sanctions regulatory requirements that Citi must comply with;ass...

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Develop, implement, and maintain ABC compliance programs in line with UKBA and FCPA requirements. Review and approve requests related to g...

London The Chief Compliance Officer and MoneyLaundering Reporting Officer (MLRO) for FDA Ltd. Key Responsibilities: -Responsible for compliance with obligations including receipt andoversight of compliance related services for FDA Ltd. Assist FDALtd in addressing general and specific compliance m...

Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm. Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in place to meet legal and financial compliance requirements. Interim Regulatory Compliance...

Role Summary Marex Financial Ltdare searching for a Surveillance Compliance Officer to join theirteam in London. Reportany breaches of policy to Compliance and/or your supervisor asrequired. Experience working in a regulated environment and knowledge of therisk and compliance requirements associa...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Collaborate with other compliance functions to standardize policies and procedures, and deputize for the Head of Compliance...

Assist the InvestmentManagement Compliance team with compliance related initiatives withto a view to developing and strengthening the compliance frameworkand programme - Participate in various meetings and committees withinfrastructure and investment management teams across the firmassisting the ...

A highly regarded professional services firm with a strong presence in the UK, Europe and the US are looking for an experienced Risk & Compliance Officer to join them on a part-time basis (3-4 days per week). The ideal candidate will have extensive experience in a dedicated Risk & Compliance role...

Recruitment and Compliance Officer. Full timeReports to: Recruitment and Compliance Manager- IMMEDIATE STARTThe full-time position is 5 days/ week office based in Sutton and Teddington.

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team. Residential Conveyancing & Compliance OfficerLOCATION:.

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

HOMEOWNERSHIP COMPLIANCE OFFICER.

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

Assist the Chief Legal & Compliance Officer and Senior Investment Compliance Officer. Compliance Manual and Policies: Maintain the Compliance Manual and compliance related policies. Compliance Monitoring Programme: Devise, undertake, and report on the compliance testing programme.

Compliance Generalist to support the enhancement of its compliance framework. This is an excellent opportunity for a compliance professional to contribute to the development of a strong regulatory framework within a dynamic financial services firm. Review and update policies and procedures to ens...

Join MarTrust as a Regulatory and Sanctions Compliance Advisory Officer. Presenting relevant and local regulatory changes to the Chief Compliance Officer. Regulatory and Sanctions Compliance Advisory Officer.

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing gui...

Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. Engage in deliverin...

We are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London. We are looking for someone with strong compliance experience in a similar role within a law firm. Delivering training and process improvements for compliance across the firm.

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place. Analyse regulatory developments and evaluate their implications on compliance frameworks, presenting findings to k...

A great opportunity has come up to join a full service City Law Firm to join their growing compliance and risk team. Supporting the team with other risk and compliance projects and working on the agreed priorities of the team in accordance with the firm’s strategic priorities. A minimum of at lea...

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team. Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsib...

A leading insurance business that operates in the Lloyd's and Company insurance markets is seeking a Risk & Compliance Officer. It is anticipated that you will come from a monitoring / assurance background or are currently working in a compliance advisory role.

Provide advisory guidance on applicable FCA rules relevant to service companies, with oversight from the Chief Compliance Officer. Demonstrated ability to operate independently while supporting the broader compliance team. Strong analytical skills with a good understanding of how to utilise data ...

Our client is seeking an Information Security Compliance Manager and Data Protection Officer (DPO) to ensure compliance with applicable Information Security Standards (e. The role requires strong expertise in information security compliance, data privacy, legal compliance, and risk management. In...

A reputable international law firm with a global presence are looking for a Senior Compliance Officer to join their BAU team. Providing mentorship and training to compliance officers. Experience with compliance systems like Intapp Open.

Work with the Global Chief Compliance Officer and other regional Compliance Officers in shaping the company’s global compliance strategy. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operat...

Support the compliance team by responding to internal inquiries related to compliance issues and policies. This position involves undertaking compliance monitoring in accordance with the task driven schedule outlined in the Compliance Monitoring Programme. Ensuring that compliance monitoring test...

The Senior Compliance Officer will play a critical role in developing governance structures, particularly for external distribution agreements, while ensuring compliance with AIFMD, UCITS, MiFID, the Cross Border Distribution Directive (CBDD) and other relevant frameworks. Reporting directly to A...

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. This role is integral to the smooth running of the firm’s risk and compliance team. The successful individual will be an ambitious and enthusiastic self-start...

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team.

We are seeking an experienced Senior Compliance Officer to join our investment management team, supporting compliance activities across our fund structures and ensuring full adherence to regulatory requirements. Reporting directly to AlTi’s International Chief Compliance Officer, this role is piv...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Support the development and tracking of the annual Compliance Monitoring Plan and conduct compliance risk assessments. Coll...

Compliance Generalist to support the enhancement of its compliance framework. Review and update policies and procedures to ensure compliance with FCA regulations. Enhance and implement a robust compliance monitoring framework.

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

We are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London. You’ll provide expert guidance on regulatory requirements and help to refine the future of internal compliance strategies. We are looking for someone with strong compliance experience in a simil...

Provide advisory guidance on applicable FCA rules relevant to service companies, with oversight from the Chief Compliance Officer. Build strong relationships with senior stakeholders in product and sales, offering compliance guidance on a range of financial products and services, particularly exe...

Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm. Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance). Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in...