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MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast-paced environment and will play a crucial role in maintaining regulatory s...

The SEI Group is a leading global provider of asset management and investment technology solutions.SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team.Reporting to the Deputy Head of Compliance, your primary role, but not predominant role, wil...

Key responsibilities include but are not limited to:.Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.Identify any gaps or weaknesses in the Plan and propose remedial actions.Day to day management of the Plan ensuring tests are completed on time and...

We are working with a reputable hedge fund, headquartered in London.There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.This role will be generalised, duties include:.Provide regulatory advice to t...

Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Lead the completion of thematic reviews in accordance with the annual compliance monitoring plan, using appropriate tools and methodologies, and documenting the outcome a...

We are seeking a Compliance Officer to join our clients London office.The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies.This role involves monitoring compliance with laws and regulations, conducting audits, and p...

Principal Purpose of the role:.The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime.The overriding objectives of the Head of Co...

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, an...

Maldon Partners are recruiting a.

We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand.This role will suit someone with a proactive & dynamic working approach, comfortable working within a fast paced work environment.The...

Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry.Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional test...

As a Tax Compliance Officer at Brambles, your adventure is all about.

Design and deliver regular compliance training programs for employees, focusing on FCA regulations, internal compliance policies, and CFD-specific compliance risks. Oversee compliance with the FCA’s restrictions and regulations around offering CFDs to retail and professional clients, including le...

Tax Compliance Officer Full time, permanent Hybrid in Weybridge Tailored salary, bonus & benefits As a Tax Compliance Officer at Brambles, your adventure is all about supporting to keeping our tax compliance game sharp, snappy, and squeaky clean You'l l be the superhero of our financial realm, co...

Assist in the ongoing review and updating of compliance policies and procedures to ensure compliance with applicable laws and regulations. Review, operate and/or implement systems for marketing and distribution of investment opportunities, and ongoing review and support for compliance approval of...

Tax Compliance Officer Initially 6 months £400-£450 per day – Inside IR35 Hybrid – 1 day in the office per week Out client is looking for a Tax Compliance Officer to join their team in on interim basis. This role will be joining a cross-functional Tax Compliance Team, conducting detailed tax r

Managing the compliance program on day-to-day basis, covering financial promotions, personal account dealing, updating compliance logs/registers and prepare/submit regulatory filings. Providing ongoing compliance training to firm employees. Operated as a Head of Compliance (SM16) in a funds/alter...

Care Outlook is seeking a highly organized and detail-oriented compliance officer.In this role, you will be responsible for ensuring that medication administration is in compliance with regulatory standards and company policies.The successful candidate will have experience with an electronic medi...

Reporting to the Head of Compliance Monitoring, the Senior Compliance Monitoring Officer will undertake, and complete compliance monitoring reviews including thematic and desk-based periodic reviews of the firm's systems/controls and provide assurance to the business and senior management. SIEL's...

Have knowledge of Data Protection Authority and General Data Protection Regulation. My client, a full-service thriving Law firm who are member of Ally Law are currently recruiting for a Compliance and Data Security Officer to join their busy office based in Lincon Inn, Holborn. Being the main poin...

AXA Investment Managers (AXA IM).With our products, we aim to diversify and grow our portfolios, while providing long-term value and.AXA IM manages around 844 billion euros in assets, including 480 billion euros integrating ESG, sustainable, or impact criteria as.We are committed to achieving the...

Bravura’s Commitment and Mission.At Bravura Solutions, collaboration, diversity and excellence matter.We value your ideas, giving you room to be curious and innovate in an exciting, fast-paced, and flexible environment.We look for many different skills and abilities, as well as how you can add va...

As part of the Compliance Division within our Risk Management Group, this highly visible role acts to support this business area and provide compliance advice and support. A good level of experience as a Senior Compliance Officer within the commodities trading sector, specifically in base metals ...

The ideal candidate disposes of:.Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.Monitor industry practice with respect to global financial regulation.Updat...