Compliance officer jobs in HatfieldCreate job alerts

To assist with the day to day running of the Compliance Department and to help communicate, maintain and monitor the on-going compliance activities within the business ensuring all regulatory requirements are fulfilled, documented and communicated in a professional and supportive manner. We are w...

Understanding of the importance of business controls & legal compliance • IT competent and confident using MS Office (Outlook, Word, Excel and PowerPoint) • Pro-Active, self-motivated approach ...

Compliance Officer - Wealth Management. Maintain comprehensive compliance documentation for all operational areas. Provide monthly compliance reports to senior management, highlighting key issues and risks.

This role provides vital support to the Legal and Compliance division and ensures the smooth operation of compliance processes, data protection activities, and document preparation. Support compliance processes, including contract, authorization, and risk management.

To assist with the day to day running of the Compliance Department and to help communicate, maintain and monitor the on-going compliance activities within the business ensuring all regulatory requirements are fulfilled, documented allowing the business to operate effectively. AUDITING experience ...

Compliance Officer - Wealth Management. Strong ethical principles and an honest approach to compliance. Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm.

The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles. Key Responsibilities of the Financial Services Compliance Off

Compliance Officer - Wealth Management. Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaini...

The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles. Key Responsibilities of the Financial Services Compliance Off

Assistant Compliance Officer & Internal Auditor. We are currently recruiting for an Assistant Compliance Officer & Internal Auditor on behalf of our client, a highly regarded SME fintech business based in Hertfordshire. Key Responsibilities - Assistant Compliance Officer.

Are you an experienced Compliance Officer with excellent knowledge of legislative and regulatory body requirements and understanding of Employment Businesses and Employment Agencies? If so, join Elysium Healthcare as the UK wide Compliance Officer (Agency Auditor) and help support our services to...

The Financial Services Compliance Officer role will require you to coordinate the training & competence requirements of the staff and organize training where required to ensure that the team are monitored and supported in their roles. Key Responsibilities of the Financial Services Compliance Off

We're looking for a kind, compassionate and resilient Day Specialist Support Worker to join our Learning Disabilities service in Hertfordshire.No personal care or experience is required, just the right values.Benefits include 25 days Annual Leave, pension schemes, staff discounts, healthcare and ...

We're currently recruiting a motivated Security Officer to help us ensure continual safety for 14Forty on a full time basis, contracted to 60 hours per week. As a Security Officer, you will use your skills to ensure the safety of our customers, staff and buildings whilst providing excellent custo...

We're looking for a kind, compassionate and resilient Specialist Behaviour Support Worker to join our Birchall Wood Service in Hertfordshire.Benefits include 25 days Annual Leave, pension schemes, staff discounts, healthcare and career progression.Want to feel like you're making a difference? You...

Compliance Manager - Facilities Management - Stevenage - Up to £67,000 DOE Plus excellent benefits. This company, a National player in the FM world, require a Compliance Manager to be based at their prestigious client site in Stevenage.

If so, we may have the perfect Academic Support Officer opportunity for you! Read on below to find out more about this Academic Support officer opportunity!. ROLE DETAILS - Academic Support Officer:. If you are interested in this Academic Support Officer opportunity, click apply today to send you...

The Compliance Manager is a key role tasked with ensuring that all contractual, legislative, statutory, and operational obligations are met across the contract. The Compliance Manager must have the inter-personal and communication skills necessary to ensure that service or contract breaches are i...

Be part of making lives better as a Eating Disorders Support Worker at .Use your knowledge, experience, and caring nature to make a positive difference to the lives of young people with .You’ll be looked after, with a fulfilling career where you’re valued, recognised, and supported, with colle

Monitoring the tax compliance position using tax administration software. Keeping internal control records up to date and ensuring compliance with quality control procedures. Experience of UK tax compliance & advisory work.

As a Bank Support Worker at a Barchester independent mental health hospital, you'll use your intuition and empathy to help our patients get the most out of life.You'll work as part of a multidisciplinary team to support patients with complex and sometimes challenging behaviours.You can expect to ...

Contribute to the Compliance Monitoring Plan in order to analyse the company’s compliance with regulatory requirements including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering. Our client is a boutique financial services f...

As a Bank Support Worker at a Barchester independent mental health hospital, you'll use your intuition and empathy to help our patients get the most out of life.You'll work as part of a multidisciplinary team to support patients with complex and sometimes challenging behaviours.You can expect to ...

Contribute to the Compliance Monitoring Plan in order to analyse the company’s compliance with regulatory requirements including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principals and anti-money laundering. Review and maintain the Compliance Manuals. O...