Regulator jobs in Woodford Green - Page 6Create job alerts

Identify and assess financial, operational, regulatory, and strategic risks across the organization. * Develop and maintain risk assessments, including risk registers, to track and mitigate key risks

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

Act as the main point of contact with regulatory bodies, including the National Crime Agency (NCA), managing all Suspicious Activity Reports (SARs) and related communications. * Conduct comprehensive ...

Translate regulatory requirements into actionable product features and processes focused on effective data retention, dormancy, and deletion practices. * Design and support IT systems and ...

Big 4 Legal Team Seeks Top-Tier Financial Services Regulatory Lawyer (3-6 PQE) - London Do you thrive in a fast-paced environment advising on complex financial services regulations? Are you a ...

Oversee financial control processes, including management information, and compliance with regulatory and statutory reporting. * Financial planning : Lead the short- and medium-term budgeting and ...

In this role, you will be responsible for ensuring the firm remains compliant with emerging regulations in market data and data governance. Your expertise will be critical in safeguarding the fund ...

You will be directly involved in governance, regulatory compliance, and managing key relationships with external stakeholders, external advisors, and solicitors. Your role will also involve ...

Join us to be part of an agile team that values innovation, collaboration and excellence in performance and reward practice and regulatory compliance. About you Your experience * Experience in total ...

Monitor emerging sustainability regulations and trends in the pharma sector to ensure ongoing compliance and innovation. Supply Chain Sustainability * Collaborate with procurement and supply chain ...

Ensure compliance with data privacy regulations such as GDPR, CCPA, or local privacy laws, developing and implementing policies to protect personal and sensitive data. * Oversee the company ...

Regulatory Guidance : Advise on regulatory changes in the payments and currency exchange sectors, providing insight and support to help the business remain compliant while achieving growth objectives

Main Duties Be the central point of reference for the department in regard to MCOB and CONC regulations, Consumer Credit Act requirements, procedures and documentation, providing SME technical advice ...

The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices

Regulatory and Compliance Excellence : Ensure that all processes meet global standards for GMP compliance, supporting successful regulatory submissions and market readiness. What We're Looking For

The ideal candidate will have a deep understanding of global data privacy laws and regulations, and a proven track record of implementing and managing data privacy programs and compliance in a ...

Reviewing trading activities and related support functions, identifying, and mitigating regulatory compliance risk, implementing systems of work, processes, and procedures to deliver effective ...

You will collaborate with cross-functional teams, including R&D, Quality, and Regulatory Affairs, to support end-to-end traceability and compliance in Application Lifecycle Management (ALM) processes

Maintenance of SMCR Files in preparation for any regulatory audits. * Working with Compliance in gathering requirements for SMF approvals. * Administering on-boarding and off-boarding of SMFs on the ...

Regulatory Compliance * Directly support license application with FCA and MiCA * Assist in preparing for and responding to regulatory audits and reviews. * Stay updated on relevant regulatory ...

Continuously assess regulatory risks and monitor critical processes. * Perform quality assurance on the first line's control framework and provide improvement feedback. * Track and ensure completion ...

Support the Senior Compliance Officer in responding proactively to all upcoming UK regulatory changes * Advise the Company and Group (including relevant Boards / Committees), Group Legal and ...

Ensure Regulatory Compliance and Permit Acquisition: * Manage the permitting process to ensure all required environmental and zoning permits are obtained. You'll make sure that projects adhere to ...