Risk compliance jobs in Richmond - Page 4Create job alerts

The role includes ensuring regulatory compliance and developing risk frameworks that align with the firm's strategic objectives. Additionally, the successful candidate will be key in growing the risk ...

Provide regular and ad-hoc reporting to senior management highlighting key risk metrics, emerging risks, and compliance with risk policies Do you have: * 4+ years experience working in commodities ...

Ensure compliance with key regulatory requirements (e.g., MiFID, MAR, Volcker), while managing Best Execution frameworks and processes. * Stakeholder Collaboration : Partner closely with trading ...

... Compliance team to deliver specialist support for the operational resilience program. This is a ... Comprising a broad framework of strategy, policy/procedures, controls, testing, risk management ...

Collaborate with traders to establish risk limits and ensure compliance with risk management policies * Perform stress testing and scenario analysis to evaluate the potential impacts of adverse ...

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support ... Assisting clients with ICARA preparation including detailed application of risk management and ...

Ensure that all Audit, Risk & Compliance actions are identified and closed out to the agreed timeline. * Attendance and co-lead for Security Governance as required. * Provide Board & Monthly ...

Collaborate with the global Ethics and Compliance team and other risk and assurance functions to develop, provide guidance on and support for the development and execution of global strategic goals ...

Aware of the Building Safety Fund and government funded levy process for remediation works relating to cladding replacement / fire risk compliance * Working closely with Building Owners & Residents ...

We work with the business, control officers, risk and compliance managers and independent reviewers and auditors to bring controls into line with the changing nature of financial markets. Joining the ...

Manage sustainability reporting, troubleshoot quantitative issues, and ensure regulatory compliance. About You: * A minimum of 3 years experience in Investment Risk within Asset Management * A ...

A rare opportunity has come available where the firm are looking to appoint a global Compliance & Risk lead that will manage all matters relating to compliance, risk assurance and business ethics ...

Reporting to the Risk Director and serving as Deputy MLRO and a member of the Risk Committee, the Senior Compliance Officer will ensure the company remains compliant with all regulatory requirements ...

... risk, compliance, underwriting or actuarial ready for a new and interesting challenge. Remuneration & Benefits: Salary up to £48,000 dependent on experience. Pension. Day One - Auto Enrolment ...

Forge a collaborative relationship with Compliance to drive continual improvement of the risk management framework. * Maintain up-to-date working knowledge of regulatory requirements. * Conduct risk ...

Business-Wide Risk Assessments * Transaction Monitoring * Information Security * Complaints ... Align compliance efforts to enhance customer outcomes in client and partner interactions. * Conduct ...

The role will involve working on critical risk management initiatives to strengthen the bank's operational resilience and compliance frameworks. This position offers a chance to contribute to high ...

... compliance with relevant regulations. Requirements:  Bachelor's degree in finance, economics, or related field.  Minimum of 5 years of experience in market risk management, with exposure to ...

Provide expert guidance on fund strategy, conduct risk, and compliance, ensuring high standards of risk management. * Regulatory Analysis : Monitor and assess emerging regulations, implementing ...

The purpose of the role is to support with the delivery of all aspects of the water hygiene compliance contracts within their area. Responsibilities: * To carry out Legionella Risk assessments ...

Ensure compliance with relevant regulations and industry best practices. * Stakeholder Engagement: * Act as the primary contact for all risk-related issues with the CEO, Executive team, Board ...

Monitor compliance with market risk limits set out to various counterparties and ensure proper escalation procedures in case of breach. * Monitor proprietary system of trade-based alerts and escalate ...

We are now offering the opportunity to become part of our dynamic Legal, Risk and Compliance department, which supports our lawyers in providing first-class legal advice to some of the most ...

Job purpose The Compliance Analyst role is designed to support the Senior Compliance Officer / Data ... A university degree in Accounting, Finance, Risk Management, Business or law * Minimum of 2-3 years ...