Risk compliance jobs in Richmond - Page 6Create job alerts

Compliance Officer - Legal - City - £45,000 pro rata - 3 month contract Wise May are looking for a Senior Risk and Compliance Officer to join our client, a personable and progressive law firm based ...

Theta Lake works with security focused and regulated organizations to solve their communication capture, archiving, proactive compliance risk detection, and surveillance needs. Read more: Location ...

We're looking for a motivated and proactive Compliance Coordinator to join this busy City Law Firm ... Ongoing Monitoring & Risk Assessment : Conducting conflict checks, enhanced due diligence, and ...

Mandarin speaking Risk Officer (Credit) The Skills You'll Need: credit administration, legal ... Prepare and submit credit administration reports to regulatory bodies to ensure compliance. * Use ...

Collaborate with Risk & Compliance, 1LoD, and other departments to maintain a robust, up-to-date suite of 1LoD processes and policies, including the CDD and Corporate Governance Toolkits. * Conduct ...

... risk appetite metrics. The Compliance Manager will be well versed in regulation and corporate governance best practices, will be a professional of the highest standard and work diligently to complete ...

Develop and implement robust compliance policies, procedures, and controls to effectively mitigate regulatory risk. * Prepare and submit regulatory reports and filings accurately and on time

You will act as the lead Privacy, AI & Compliance lawyer for three beloved retail business units ... Building proactive plans to manage potential risk from changes to legislation. * Keeping ...

Continuous risk assessment of entire compliance program working with tech to spot gaps and opportunities for enhancement * Investment advisory to trading * Trade compliance monitoring * Maintaining ...

Senior Compliance Assistant (1-2 years experience) * Permanent * City of London (5 days in the ... risk-based trade finance referrals. • Maintain and periodically review the Bank's legal and ...

This role offers an exciting opportunity to contribute to a comprehensive risk-based assurance ... As a Compliance Assurance, Monitoring and Testing professional, your role will be pivotal in ...

They are currently looking for an experienced, hands-on Director of Compliance to join their London ... Manage the regulatory risk profile of the business and operations, including providing pragmatic ...

Managing the periodic review and maintenance of Compliance and Operations policies, procedures and risk assessments. Providing specialised training, as appropriate. * Working closely with the Chief ...

Foster strong working relationships across wider EMEA Finance team, Risk, Compliance and the Business. * Provide ad hoc assistance with prudential and statutory deliverables as required. Experience ...

This Senior Compliance Analyst role is a vital position in protecting the firm and mitigating risk. The ideal candidate is someone who can effectively navigate the complexities of compliance and ...

We are looking to speak with individuals that wish to progress their career within compliance; that have all ready gained an understanding of compliance areas such as risk assessments, 2nd line ...

As a Facilities and Compliance Manager of this super prime development you will be responsible for ... Liaising with our health and safety consultant to ensure that all risk assessments on site are up ...

Support the Risk and Compliance function in the delivery of projects to enhance the performance of ... the function to ensure technical excellence and a practical approach to support the wider growth of ...

... and compliance systems, human resource policies and infrastructure. KEY RESPONSIBILITIES Team ... Risk and Operational Due Diligence on the funds and firms selected by the Research Analysts ...

Risk The Compliance Financial Planning Manager will act as a Financial Planning SME leading the provision of second line regulatory and compliance policy guidance for our financial planning activity

This role is pivotal in ensuring that our risk management practices are up-to-date and compliant with regulatory changes, internal shifts, and external economic factors. Day-to-Day of the Role

Working closely with the Head of Compliance and Risk, you will ensure all relevant regulatory requirements are met during operational practice including the FCA's Consumer Duty, Conduct Rules and ...

Liaise with all internal stakeholders including risk, compliance, legal, operations, audit and build effective working relationships and processes to ensure efficient execution * Project Management