SOX & Internal Audit Manager
2 days ago
New York
Company Description AlTi Tiedemann Global ("AlTi") is a NASDAQ listed global wealth and investment advisory firm partnering with the world's most discerning and dynamic families, business owners, trusts, foundations, and endowments. The firm manages or advises on approximately $89 billion in combined assets and has an extensive network of c.450 professionals across three continents. At AlTi, performance excellence is the baseline. While some firms only manage portfolios, we steward families, fiduciaries and institutions through creation, transition, and evolution. Because when wealth is managed with clarity of purpose, it doesn't just grow, it resonates. Guiding generations. Driving outcomes. Changing lives. We help our clients align ambition with assets, bring structure to complexity, and plan with purpose across generations. We combine the breadth of a global firm with the service offering of a family office to deliver solutions designed to meet the full complexity of wealth and capital. Our close partnership with clients means that culture is not an accessory to our business. It's the foundation of our success. We believe this builds tighter teams, integrated and comprehensive advice, longer tenures, and better outcomes. We collaborate with and challenge each other, and our entrepreneurial culture supports the unique qualities of each team member. As a growing global firm with offices in 19 major financial centers, we are looking for talented individuals to expand our team. If you're committed to making wealth worth more through enduring partnership, we want you to join us. To learn more visit alti-global.com Job Description We are looking to hire a Vice President for SOX (Sarbanes-Oxley) and Internal Audit on a six-month fixed term contract you will be part of the team responsible for overseeing and managing the firm's compliance with the Sarbanes-Oxley Act and leading the Internal Audit function. This position requires extensive knowledge of: • SOX regulations and Internal Auditing Standards (COSO), • Information Technology General Controls (ITGC) and Information Technology Application Controls (ITAC), • Audit planning, assessment, scheduling, and performance of internal audits Job Responsibilities • Play a key role in developing and implementing a comprehensive Sarbanes-Oxley compliance program and framework. You will be part of the team that:, • Designs and executes a risk-based approach to comply with SOX requirements and other applicable regulations., • Establishes policies, procedures, and controls to ensure accurate financial reporting, transparency, and accountability., • Implements a robust SOX framework to guide the organization in meeting compliance objectives., • Stays up to date with changes in regulatory standards and assess their impact on the organization., • Play a key role in managing the implementation of the company's SOX compliance process:, • Coordinate with various departments to identify key control objectives and document process narratives, control matrices, and risk assessments., • Lead the scoping and planning of SOX compliance activities, including the identification of in-scope entities, processes, and controls., • Conduct testing and evaluation of internal controls to ensure their effectiveness and compliance with SOX requirements., • Review and provide guidance on control deficiencies, remediation plans, and action items., • Play a key role in development of the company's internal audit function, • Develop internal audit programs across the entire audit life cycle., • Develop strong relationships with key stakeholders to help ensure the audit work is carried out adequately and addresses the key risks in the Group., • Work with the business to facilitate improvements in the control environment to mitigate risks to an acceptable level., • Identify important findings, draft audit reports, and prepare appropriate recommendations for management., • Prepare the internal audit plan and appropriate Management and Audit Committee reporting., • Provide guidance and support to stakeholders:, • Collaborate with cross-functional teams, including finance, audit, legal, and IT, to promote a strong control environment and effective risk management practices., • Advise management on control-related matters, including control design, remediation strategies, and emerging compliance risks., • Deliver training programs and educational sessions to increase awareness of SOX requirements and best practices., • Stay abreast of industry trends and best practices:, • Continuously enhance professional knowledge and expertise in SOX regulations, internal audit, financial reporting, and internal controls., • Participate in industry forums, conferences, and networks to stay updated on emerging trends and share insights within the organization. Qualifications • Bachelor's degree in finance, accounting, or a related field. MBA or advanced degree is a plus., • Certified Public Accountant (CPA) license or Controls related industry qualification is preferred, • Information Technology certification(s) to aid in IT audit(s) is preferred, • 6+ years of experience in auditing, assurance, accounting, consulting, or related field., • Deep experience and knowledge of all aspects of Internal Controls over Financial Reporting (ICFR) strategies, SOX compliance, including ITGCs and ITACs, business process controls assessment, deficiency management and reporting., • Experience assessing the design and implementation of internal controls and their continuous improvement, automation, and use of continuous monitoring., • Strong analytical and problem-solving skills, with the ability to assess complex processes and identify control gaps., • Experience effectively managing competing priorities in a complex work environment, focusing on high-value activities. Excellent organizational skills and ability to manage multiple priorities, • Excellent communication and presentation skills, with the ability to effectively interact with senior management and stakeholders., • Demonstrated leadership capabilities, including the ability to motivate and influence others., • High level of integrity, professionalism, and ethical conduct. Applications are strongly encouraged from candidates reflecting diverse educational, cultural, and experiential backgrounds. Salary offers are based on a wide range of factors including relevant skills, training, experience, and education. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package. The range for this role is $165,000 – 180,000.