Trabajos compliance auditor en Hoboken, NJCrear alertas

Under limited direction of the Chief Compliance Officer (CCO), manages, supports and provides compliance oversight and monitoring of the Firm's internal control, compliance, risk management and operational functions. Coordinates activities and communicates with other W&SFG Compliance groups as ap...

The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. Auditees (2nd line CACIB Compliance and CUSO Compliance), other control functions. During an assignment, the Lead Auditor may also report to a global su...

The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. Auditees (2nd line CACIB Compliance and CUSO Compliance), other control functions. He/she usually leads a team of several auditors.

The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. Auditees (2nd line CACIB Compliance and CUSO Compliance), other control functions. At a minimum, the Lead Auditor must also complete within the defined ...

The ideal candidates will have a strong background in audit, compliance, and financial crimes prevention. These roles will support compliance and legal-focused work, with a primary emphasis on executing comprehensive audits. Compliance and Financial Crimes Expertise:.

Provide recommendations about data risk to the Risk & Controls, Operational Risk Management, Compliance, etc.

Under the direction of the Compliance Officer and Compliance Department management, the Compliance Auditor is responsible for working independently on assigned projects to ensure health plan compliance with Medicare (Part C and D), NYS Medicaid and MLTC regulations. Initiates and perform audits a...

Estimated Duration (In months):.Documentation, Microsoft Word, Project Management.Only qualified Data Project Manager candidates located near the New York, NY area to be considered due to the position requiring an onsite presence***.Proficiency in Word, Excel, PowerPoint.Excellent communication s...

Reporting to the unit's Supervising Public Health Advisor and working with a team of School Compliance Auditors, external stakeholders-public/private schools and at childcare facilities. You will be assigned specific schools/ childcare facilities that you will work with throughout the year to ens...

Compliance, Technology, Internal Audit, etc.

Under the supervision of the Field Audit Supervisor, the Compliance Auditor will conduct activities to ensure the division meets its obligation to audit the mandated percentage of certification applicants annually, and conducts additional audits, as needed.

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding client, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega...

Responsible for: overseeing and managing multiple organizational audits; developing and maintaining positive relationships with auditees; coordinating with Flagstar Internal Audit leadership and staff; exercising professional auditor judgment; ensuring quality in compliance with regulatory and In...

Summary: The ASPCA Animal Hospital (AAH) is designed to provide life-saving care and relieve suffering for animal victims of cruelty and neglect who come to us through our internal partners: ASPCA Adoption Center, Kitten Nursery, Community Medicine, and Community Engagement (CE) teams; and our ex...

D Aceto Services LLC is seeking a motivated and detail-oriented Entry-Level Data Analyst to join our team.In this remote position, you will work closely with various departments to analyze data, generate insights, and support decision-making processes.This is a fantastic opportunity for individua...

Act as the primary liaison for third-party vendors, including waste management, off-site storage, and equipment services/rentals, ensuring compliance with the terms outlined in various service agreements. Prepare and maintain necessary reports, records, and certifications for compliance with city...

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding client, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment rega...

Project Manager - Controls Engineer/IT/Communication.Coordinate with stakeholders to capture business requ.

Estimated Duration (In months):.Documentation, Microsoft Word, Project Management.Find out more about the daily tasks, overall responsibilities, and required experience for this opportunity by scrolling down now.Only qualified Data Project Manager candidates located near the New York, NY area to ...

We are HCLTech, one of the fastest-growing large tech companies in the world and home to 218,000 people across 60 countries, supercharging progress through industry-leading capabilities centered around Digital, Engineering and Cloud.The driving force behind that work, our peo.

Provide recommendations about data risk to the Risk & Controls, Operational Risk Management, Compliance, etc.

A NYC CPA firm is looking for a Audit Sr.Manager for its Financial Services practice.Responsible for managing multiple auditing and accounting projects and client engagements.

Assistant Vice President; Sr Data AnalystNew York, New York**Job Description:**At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.Responsible Growth is how we run our company and how we deliver for our clients, teammates...

The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and Santander business and support functions while leading and ma...

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, ...

Advanced knowledge of regulatory compliance, relevant industry regulations and regulatory data sources. Demonstrated subject matter expertise compliance opportunities and resolution. VP, Regulatory Examination Management Compliance Officer.

Since 2010 SynergisticIT has helped Jobseekers get employed in the tech Job market by providing candidates the requisite skills, experience and technical competence to outperform at interviews and at clients.The Tech Job market has been affected by massive layoffs and since 2021 there have been m...

Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal

As a Senior Internal Auditor, you will play a crucial role in evaluating and enhancing the effectiveness of our internal controls, risk management, and governance processes. You will lead complex audits, manage audit projects, and provide strategic recommendations to senior management to strength...

Engage in risk-based-monitoring, communications review and help the firm meet other compliance requirements. Provide training and advocate for compliance throughout the organization. Strong verbal and written communications skills, enthusiasm and a desire to teach about legal obligations and comp...

We are seeking an experienced Senior IT Auditor for our audit team. A successful 'Senior IT Auditor' should have:. IT auditor in the FMCG industry.

The YMCA of Greater New York Association Offices is seeking an Employee Relations & Compliance Specialist who will interact with managers and staff across the Association regarding policy and compliance clarifications on various association policies, ensuring all actions are within internal guide...

May be Auditor in Charge on an Audit. Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report.

Ensure corrective actions are adequate and have been implemented for all identified compliance deficiencies. Experience designing and developing compliance monitoring programs. The Compliance Specialist guarantees that our business processes and transactions follow all relevant legal and internal...

Our assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations.

The Transit Compliance Specialist supports the Assistant Manager, Transit Compliance with ensuring the Transit drug/alcohol testing program is compliant with federal substance abuse testing/detection/deterrence requirements mandated by Department of Transportation (DOT) regulations, including tho...

Please double check you have the right level of experience and qualifications by reading the full overview of this opportunity below.A NYC CPA firm is looking for a Audit Sr.Manager for its Financial Services practice.Responsible for managing multiple auditing and accounting projects and client e...

Plan, coordinate, and implement work assignments with process owners, control owners, external auditors and consultants. Ensure compliance with applicable controls based on a unified control framework.

Our client, a trading firm in New York, is looking to hire a Data Analyst to join the team.This person will cover data, analytics, and risk management, and will have exposure across the business.Ideal candidate will have 1-3 years of experience with strong data management skills (SQL, VBA, or Pyt...

Provides advertising compliance expertise to field and home office business partners through review of marketing, sales training, and recruiting materials. Conduct a comprehensive review of marketing, advertising, sales training, and recruiting materials across a variety of mediums for compliance...

Conduct ongoing monitoring and testing to ensure the effective execution and sustainability of the New York Branch’s adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of non-compliance.

I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Offic...

This role requires exceptional leadership, organizational, and communication skills to manage multidisciplinary teams, ensure compliance with regulations, and deliver projects on time and within budget. Oversee and ensure compliance with engineering standards, environmental regulations, and safet...

We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support local Compliance Officers to ensure their programs are robust, consistent, and meet both local regulatory requirements and internal global standards. The Compliance function at OKX is resp...

Forensic Construction Claims Manager.Interested in the legal/dispute side of construction projects? CPMI is seeking Financial Forensic Claims Managers and Senior Managers.These team members will work closely with Principals of the firm in preparation and evaluation of financial construction claim...

Coordinate with external auditors and other relevant teams in/out of the organization.

Strong understanding of regulatory compliance requirements within related industry. Korn Ferry has partnered with our client on their search for the role, Regulatory & Compliance Specialist. Work closely with senior leadership and cross-functionally with other department heads to ensure the organ...

Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of ...