Are you a business? Hire compliance auditor candidates in Bayonne, NJ
SMBC is seeking an experienced Compliance Senior Auditor with 3 to 5 years' compliance audit experience in the banking & finance industry to work within the Internal Audit Department (IAD). The Senior Auditor will participate in the execution of compliance-related internal audits of various compl...
We are looking for an experienced Compliance Auditor to contribute to the ongoing development of the Compliance pillar reporting to the Compliance Audit Leader. Audit Management & Execution: Manage and execute audits - lead planning and execution of compliance audit programs and compliance risk a...
Assist in the development of compliance policies and procedures to enhance the effectiveness of the compliance program. Our client is looking for a skilled Senior Compliance Auditor who has 3-5 years of experience in compliance auditing within the banking or financial services industry. Provide t...
Immediate opening for Customer Service/Operations Manager familiar with import operations. Remote position based in New York/New Jersey.
Minimum Qualifications A Bachelor’s degree required At least 4 years of Managed Care experience including thorough knowledge of Medicare, federal, and state regulations Prior experience required in quality improvement and compliance oversight 1-3 years of Compliance/Regulatory Affairs experience ...
Provides coverage for any auditor and any aspect of responsibility (vendor business process monitoring audits, internal, special projects, new focus, ad hoc project management) if/when necessary. The Manager of Clinical Business Process Monitoring oversees the core functions of routine clinical m...
Legal, Compliance, Risk, Client On-Boarding, AML Office, and IT); and.
As a wholly-owned subsidiary of NYC Health + Hospitals, the largest public health system in the United States, MetroPlusHealth's network includes over 27,000 primary care providers, specialists and participating clinics. The Sales Quality and Compliance Specialist reports to the Chief Growth Offi...
Minimum QualificationsA Bachelor’s degree requiredAt least 4 years of Managed Care experience including thorough knowledge of Medicare, federal, and state regulationsPrior experience required in quality improvement and compliance oversight1-3 years of Compliance/Regulatory Affairs experienceProje...
As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced environment. Strong understanding of regulatory and...
If deficiencies are identified, Specialist will assist in conducting a root cause analysis and implementing corrective actions. As a wholly-owned subsidiary of NYC Health + Hospitals, the largest public health system in the United States, MetroPlusHealth's network includes over 27,000 primary car...
Internal Audit experience within the Financial Services industry with proven ability in taking responsibility for executing concurrently on multiple audits and ensuring high quality deliverables according to defined timelines.
I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Offic...
SMBC), SMBC Nikko Securities America, Inc. SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC provides reasonable accommodations for employees and applicants with disabilities consistent wit...
SMBC is looking to hire a Financial Crime Compliance ("FCC") Program Governance Analyst reporting to a Director of FCC Program Governance. This role will work with stakeholders within the Compliance Department and business partners throughout SMBC to ensure monthly reports are published timely an...
The Audit Manager will design and supervise execution of internal audits of various complexities, ensuring audit work is performed in accordance with IIA standards and IAD policies and procedures, as well as participate as a team member on other audit engagements or projects. Effectively communic...
Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on market abuse detection and prevention. At least 8+ years' experience in Compliance, Compliance Audit, Regulatory body, or related consulting exper...
Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD related transactions. If the goods are identified with some potential risks, such goods need to be sent to dedicated compliance team to have an inter...
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment r...
