Compliance auditor jobs in Passaic, NJCreate job alerts

The Compliance Auditor will play a key role in supporting the internal audit team to independently assess the effectiveness of thegovernance framework that supports compliance risk management. Keep abreast of the evolution of auditing standards and key regulations covering compliance risk managem...

The Compliance Auditor will play a key role in supporting the internal audit team to independently assess the effectiveness of thegovernance framework that supports compliance risk management. Keep abreast of the evolution of auditing standards and key regulations covering compliance risk managem...

Use Company Approved Team Scheduler to ensure payroll budget compliance.

The Compliance Auditor will play a key role in supporting the internal audit team to independently assess the effectiveness of thegovernance framework that supports compliance risk management. Compliance Culture and Conduct:. A strong background in compliance risk management, auditing, or consult...

Drivo Rent A Car is a leading player in the car rental industry, we are committed to delivering top-notch service to our customers while fostering a supportive and inclusive work environment for our employees.Be part of a supportive and collaborative work culture where your contributions are valu...

Provide advice and guidance on registration and licensing requirements, processes, and procedures.Process Form U4, U5, 8R, and 8T in a timely manner, ensuring new employees are adequately licensed.Prepare waiver/exemption letters for qualified representative.

Process and manage EDI and non-EDI wholesale ordersRead and follow through on vendor compliance manuals + routing guidesUpload and manage orders in various retailer portals (e. We’re looking for someone to take full ownership of operations at Happy Camp3r

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

This role requires frequent travel to audit warehouse operation teams, ensuring compliance with Standard Operating Procedures (SOPs), and providing actionable insights to improve operational performance.

You’ll be responsible for planning, managing budgets, scheduling, and coordinating stakeholders to deliver complex projects.The role involves working with internal teams, contractors, and vendors to execute large-scale projects that meet client needs.Lead and manage IT projects from start to fini...

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. The Registrations Compliance team supports bank (U. Registrations Compliance is responsible for maintaining accurate and complete Client and CFTC/NFA registration for Registered Representative...

Senior Systems Data Analyst – Reinsurance/Insurance.On-site – 4 days per week onsite.Manhattan, New York, United States.This client does not provide Visa sponsorship – US citizenship or Green Card status only will be considered.Senior Systems Data Analyst with Reinsurance or Insurance data exp

We are seeking an eDiscovery Project Manager to provide advanced oversight of multiple concurrent litigation projects throughout the electronic discovery lifecycle.This role involves consulting with case teams on all aspects of the electronic discovery process and assisting litigation teams in pl...

Manage and drive the reinsurance reporting process, ensuring accuracy, timeliness, and compliance with regulatory requirements.

Senior Systems Data Analyst – Reinsurance/Insurance.On-site – 4 days per week onsite.Manhattan, New York, United States.This client does not provide Visa sponsorship – US citizenship or Green Card status only will be considered.Senior Systems Data Analyst with Reinsurance or Insurance data exp

Coordinate with external vendors and the internal Americas Compliance Training team to manage the execution and compliance of Firm Element and ethics training requirements. Registrations Compliance Officer. It was created as part of an initiative to strengthen risk management and operational accu...

This role requires frequent travel to audit warehouse operation teams, ensuring compliance with Standard Operating Procedures (SOPs), and providing actionable insights to improve operational performance.

Ensure compliance to ISO standard along with industry and customer specifications.

Ensure compliance to ISO standard along with industry and customer specifications.

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Compliance Culture and Conduct:. Minimum of 10 years of compliance experience with a broker dealer/financial services firm in a similar role.

Coordinate with external vendors and the internal Americas Compliance Training team to manage the execution and compliance of Firm Element and ethics training requirements. The position sits within the Compliance team, working closely with Legal, HR, and business stakeholders. The team is compose...

We are seeking an eDiscovery Project Manager to provide advanced oversight of multiple concurrent litigation projects throughout the electronic discovery lifecycle.This role involves consulting with case teams on all aspects of the electronic discovery process and assisting litigation teams in pl...

Quickly escalate matters to supervisors, compliance advisory should there be evidence of non-compliance. Work closely with supervisors, business management, Compliance, Legal, HR and Conduct Office to gather required information/documents for filings with regulators. Registrations/Licensing, Fili...

You'll be responsible for planning, managing budgets, scheduling, and coordinating stakeholders to deliver complex projects.The role involves working with internal teams, contractors, and vendors to execute large-scale projects that meet client needs.Lead and manage IT projects from start to fini...

Manage and drive the reinsurance reporting process, ensuring accuracy, timeliness, and compliance with regulatory requirements.

Supervises the activities of the Plant Operations Regulatory Compliance Program. Ensures regulatory compliance with governing agencies including but not limited to: DNV, DOH, DCA, Municipal Building and Fire Departments. Safety and ensures all required records and documentation are current and in...

We’re looking for someone to take full ownership of operations at Happy Camp3r — including managing EDI and non-EDI orders, ensuring vendor compliance, and making sure all shipments go out on time and accurately. Read and follow through on vendor compliance manuals + routing guides.

Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation in accordance with Compliance Independent Assessment (CIA) Plan for commodities, currencies and sales portfolio. Serves as a compliance testing officer for Independ...

Use Company Approved Team Scheduler to ensure payroll budget compliance.

The Senior Manager, Operations Strategy and Data Analysis reports to the Director, Operations Strategy and Engineering and is responsible for JetBlue's overall operations analytics strategy to deliver credible insight, predictive modelling, and informed recommendations for both long-term planning...

Budget Compliance: Ensure all departments meet or exceed budgeted numbers d.

Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)s Surveillance and Employee Compliance team responsible for the design, implementation, and oversight for controls and solutions supporting Surveillance, Employee Compl...

Help enforce safety protocols and ensure compliance with DOB and OSHA requirements.

CTP consists of six units: 1) Quality Management & Program Implementation, 2) Program Planning & Compliance, 3) EHE Initiative Services, 4) Housing Services, 5) Special Projects & Initiatives, and 6) Research and Evaluation.

Discover your passion with FPA.At French & Parrello Associates(FPA), we are looking for talented and driven engineers committed to providing innovative engineering solutions that improve our world.We are seeking to grow with individuals who are passionate about their work, who are committed to de...

The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance (Trade Surveillance) team is responsible for the oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Provides tro...

Direct project team personnel, manage cost and schedule, ensure contract compliance, and serve as customer interface.

Assist in the implementation of corrective actions resulting from internal audits and compliance issues. Experience with import trade activities and custom compliance is preferred.

NYC, NY and sometimes in Jersey City, NJ.A Cloud Project Manager to be part of a Data & Technology team responsible for internal and external customers design, execute and test cutting edge solutions in each of our respective areas.Responsible for overall project governance & execution.Effective ...

Manage and execute the Firm's annual compliance training, which includes, needs analysis, annual compliance meeting, regulatory element and Firm element training programs. Support performing due diligence for compliance vendors leveraged to support the MSB, digital asset, and broker dealer busine...

Knowledge of best practices in HR/Finance technology, compliance requirements, and data privacy standards is also crucial for ensuring smooth system migrations and effective product management.

IGAD assesses the compliance of the Group's operations, the effective level of risk exposure and management, the adequate enforcement of procedures and the effectiveness and relevance of the permanent control set-up.

Coordinate research initiatives, ensuring compliance with timelines and objectives. Experience with research compliance and ethical guidelines (e.

The Internal Audit function's ideal Auditor II candidate is predominantly passionate about audit projects, participating in planning, driving fieldwork, and assisting with report clearance. The Auditor II must run multiple auditee relationships, be a good team player, and take accountability for ...

This is a PHYSICAL SECURITY role; not cyber.The Physical Security Technology Project Manager will have the specialized knowledge and experience to oversee/manage projects related to the deployment, integration, and upgrading of PHYSICAL SECURITY SYSTEMS.This role calls for up-to-date knowledge of...

IT Auditor , Contract role for 1 Year. Liaise with client as well as external auditors for requirements and questions. Working experience as Internal Auditor in ITGC area is a plus.

Project Manager , having experience working with Reference Data / Capital Markets project management.This is 1+ yr contract - 3 days onsite Hybrid work required in Jersey City , NJ.Project Manager will have experience working with Reference Data.This role is the primary responsible for the suppor...