Wealth advisor jobs in Port Chester, New YorkCreate job alerts

Builds a team of Banking, Trust and Investment professionals around client that meets and exceeds client needs. Bancorp Banking, Trust, and Investment products and services - Ability to partner with colleagues to identify and service unique clients' needs - Well-developed analytical and problem-solv

Job DescriptionDescription: Prime Capital Financial is seeking a motivated individual looking for a long-term career with a growing company supporting our Financial Network Limited brand in Overland Park/ Kansas City, Kansas. This is a great opportunity for someone looking to start or advance their career as a financial advisor. As an Associate Financial Advisor at Prime Capital Financial, the ideal candidate will work directly with a senior advisor on our team in all aspects of the financial planning and client service process. This includes case preparation, meeting with clients, and managing financial planning software. Our firm’s mission is to inspire people to achieve their life’s ambitions. Each day is an opportunity to have a real impact on the lives of clients and colleagues. Prime Capital Financial is different because we believe greatness starts and ends with our people. We are proud of having created an environment where drive, enthusiasm, candor, and professionalism are encouraged, supported, and valued. Our standards are to be the very best. If you are a detail-focused, dynamic individual who thrives in a team-oriented office setting and are ready to meet the challenge of building something great, we want to hear from you. Objectives: The Associate Advisor will be an integral part of the team and work directly with a Senior Advisor to learn all aspects of investment management and financial planning processes. This includes case preparation, meeting with clients, client communication, building, implementing, and managing financial plans, making detailed notes for each client, and learning the PCIA way of onboarding prospects and servicing our clients. An Associate Financial Advisor will also be working closely with our Client Service department to learn and build an understanding of the role they have in working with clients and advisors. Our Standards: Our overall standard is "service excellence." Our goal is to provide the very best experience in service to our clients and advisors. As such, our Associate Financial Advisors must display: • Professional Expertise, • An ability to quickly form and maintain a positive, productive relationship with advisors and their clients, • Strong technology skills, • An ability to learn the financial services industry and understand the objectives for the position, • Tremendous written and oral communication skills, • Ability to adapt quickly and positively to change in the financial services industry, • Superior attention to detail and follow through; accuracy is extremely important, • Excellent organizational and time-management skills; ability to successfully multitask and manage priorities effectively, • Team player and collaborator, • High standard of professionalism, ethics, confidentiality, and integrity, • Financial industry terminology and account types, • Salesforce data entry and management, • Detailed and accurate record-keeping, • Policy and procedures, including FINRA guidelines, • Google Suite and calendar management, • Microsoft Suite and Adobe, • An interest in financial services/markets and how they work, • Love of learning and challenges, including determination to succeed, • Skilled in long-term relationship-building, • Comfortable in your ability to think critically, • Curiosity and desire to ask questions and learn from the senior advisor, • Passion for new opportunities, • High attention to detail, • Strong work ethic, • Process-driven approach to preparation and follow-up, • Build deep, meaningful relationships with clients and develop a service model to provide solutions that support their financial goals., • Preparing, presenting, and implementing customized, comprehensive financial plans and portfolios, • Support role before, during, and after client meetings, • Providing financial planning services and technical advice to clients in all areas, including investment planning, insurance planning, tax planning, retirement planning, • Prepare for client meetings, • Gather and enter client data into financial planning tools, run analyses before and after meeting, • Perform case analysis and develop recommendations, • Conduct and/or participate in client meetings to present recommendations/deliver advice, • Determine the client’s risk tolerance, • Develop portfolio/robust product solution recommendations that will fit the client’s risk tolerance and time frame, • Run illustrations and hypotheticals, • Develop, manage, and retain client relationships, • Interact with high-net-worth individuals, • Apply and communicate complex financial planning concepts based on the client’s situation, • Coaching clients regarding planning options/products, • Financial services experience (2+ years), • Bachelor's Degree required, • Licensing required: Series 65, • Life & Health Insurance preferred, • CFP preferred, • 2-3 years experience servicing wealth management clients in a client facing role, • Experience with financial planning software, • Experience solving moderately complex financial planning needs, • Experience with investment portfolios and client asset allocations, • Strong organization, prioritization, and management skills, • Strong mathematical and analytical skills, • Health, Dental, Vision,, • 401(k), • Teladoc, • EAP Prime Capital Investment Advisors provides a client-centric team approach to full-service financial planning, including fee-based asset management and wealth management through its Prime Capital Wealth Management brand. Through its Qualified Plan Advisors brand, the firm also provides retirement plan advisory services, as well as plan participant education. PCIA currently has 70+ locations throughout the United States, with over 180 investment advisor representatives and 190+ associates serving clients across the nation. Advisory services offered through Prime Capital Investment Advisors, LLC. (“PCIA”) a Registered Investment Adviser. PCIA doing business as Qualified Plan Advisors (“QPA”) and Prime Capital Wealth Management (“PCWM”). For more information, visit . Requirements:

Job Description If you find yourself contemplating the meaning of your work, it may be time for a change. A job, at best, allows one to offer a service of value in return for compensation. A calling, on the other hand, is a reason to get up in the morning, to bring meaning and satisfaction to your life – and that of everyone you touch. As a Lenox Advisor, you will work directly with individuals, businesspeople, and families to help them navigate through and secure their financial future. Who we are: Lenox Advisors is a premier wealth and insurance advisory firm providing solutions for high-net-worth individuals and their families. We are professional fiduciaries with an entrepreneurial spirit. For our advisors, that means keeping our clients at the center of everything we do while also maintaining a collegial and collaborative environment in which everyone can contribute, develop relationships, and further build their business. With a national footprint, Lenox is continually looking for ambitious, experienced Financial Advisors, who will be responsible for developing new client opportunities across the wealth management spectrum including insurance, asset management, risk management, estate planning, retirement planning, children’s college education, etc. You will build upon your natural abilities to connect with, educate and guide others, while honoring the values we share with you: • The Lenox brand represents a caring, creative, and passionate family of professionals. It’s important that your values align to ours – trust, teamwork and accountability., • Make an impact on people’s lives, and the communities you care for by providing paths to financial stability and peace of mind, • Follow a well-defined career path that integrates education with mentorship and teaming opportunities, • Transparency, honesty, and clarity as the fundamental ingredients of partnership, • A culture of innovation that embraces growth and the changes that come with it, • Flexibility to design the life you want, backed by the security of a large, established company like ours How will you build your practice? You will… • Establish networks and cultivate referrals, • Develop and maintain long-term relationships with clients, • Provide financial solutions through fact gathering and needs analysis, • Broaden and deepen your skillset through ongoing professional development and joint work with fellow associates Who do you need to be? • A strong relationship-builder who takes a client-first approach, • A proven networker and marketer (alt: “connector of people”), • A dedicated worker: independent, self-motivated and goal oriented

Job Description Are you a leader who has the following traits? • Competitive, • Entrepreneurial, • Coachable, • Communicative, • Self-disciplined, • Authentic If the answer is yes, consider becoming an insurance agent* to drive positive impact in the lives of families every day. At New York Life, you’re in control of your career journey. New York Life, a Fortune 100 company and a leader in the financial services industry, will invest in you from the start, training you in valuable skills such as marketing, customer relationship management (CRM) and communication, and providing you with a development team and sales support to guide your success. What we’re looking for... We’re looking for people who want to make a lasting impact on the financial well-being of individuals, families, and small businesses. This is not just a sales job—it’s a career with purpose and opportunity. You’ll provide peace of mind to your clients while helping them navigate challenges that many of them find complex and confusing, such as preparing for retirement and saving for college. As an insurance agent, you will have the opportunity to see the positive impact of your work for years to come. You will grow personally and professionally along with your clients. What we offer... Training and development We’ll equip and train you with a multifaceted approach that includes an industry-leading learning platform, personalized coaching from dedicated training professionals, and the ability to obtain industry professional designations. We are so committed to training that we’ll subsidize it in your first two full-time contract years, providing you with additional funds, if you qualify, to help keep you on your feet while you complete our training program and grow your business. You’ll also be eligible to get rewarded and acknowledged with sales incentives and professional-development trips for our top- performing insurance agents. Digital tools Beyond this training and support, New York Life will equip you with the tools you need to succeed day-to-day, including experts on hand to answer your questions and a suite of digital sales, prospecting, and marketing tools that will help you attract and retain your clients with web, social, and email content. Products and solutions Together with its subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds1 through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with your clients can help them and their families achieve their financial goals. You’ll also be able to specialize and gain expertise in different areas, such as by becoming a financial advisor with Eagle Strategies LLC, our registered investment advisor, to offer wealth management and advisory services,2 estate planning strategies, and business solutions. Human guidance When you join New York Life, you’re joining a strong team with peer-to-peer support options like study groups, mentorship, and other opportunities to engage with your fellow insurance agents. How we will compensate you You have the power to determine your own income with our commission-based compensation.3 In 2024, the average income of our financial professionals under the N8 and N9 Agent’s Contract who met annual minimum sales production requirements was $120,555.4 Individual agent performance will determine your income. Benefits for eligible full-time agents include medical, dental, vision, life, and disability insurance, as well as a 401(k) and pension.5 For more information about commission-based income and benefits for financial professionals, please follow this link and-benefits. Company DescriptionNew York Life’s mission is to provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all our interactions with our policy owners, business partners, and one another. Grounded in both confidence and humility, we serve as stewards for the long term. We are here for good, reflecting both the permanence of New York Life and our commitment to do the right thing in business and society. Everything we do has one overriding purpose: to be there when our policy owners need us. Our promise? To work with our clients to build a strong financial future. We have always believed in helping people, families, and businesses of all kinds to help create, protect, and preserve their financial security. Since 1845, we’ve been doing just that—making sure our customers are prepared for whatever life has in store and that we will be there to help them face the future with confidence. We’re a lot like the clients we serve. Each of us is working hard to meet life’s responsibilities and build our own futures. Funding retirement? Looking after aging parents? Dealing with the death of a family member? We’ve been there, and we’ve persevered through the toughest of times. So when we work with clients, we appreciate that we are being trusted with their most important assets: their family and your business. We take that responsibility seriously. For over 170 years, we’ve kept every promise we’ve made to our customers. That’s simply a fact. *The Company reserves the right to terminate any benefit plan at any time for any reason. Please refer to the applicable summary plan descriptions and plan documents for information about these plans. We invite you to explore the depth of that commitment. New York Life is an Equal Opportunity Employer – M/F/Veteran/Disability/Sexual Orientation/Gender IdentityNew York Life 51 Madison Ave, New York, NY 10010New York Life’s mission is to provide financial security and peace of mind through our insurance, annuity, and investment solutions. We act with integrity and humanity in all our interactions with our policy owners, business partners, and one another. Grounded in both confidence and humility, we serve as stewards for the long term. We are here for good, reflecting both the permanence of New York Life and our commitment to do the right thing in business and society. Everything we do has one overriding purpose: to be there when our policy owners need us.\r\n\r\nOur promise? \r\nTo work with our clients to build a strong financial future. We have always believed in helping people, families, and businesses of all kinds to help create, protect, and preserve their financial security. Since 1845, we’ve been doing just that—making sure our customers are prepared for whatever life has in store and that we will be there to help them face the future with confidence.\r\n\r\nWe’re a lot like the clients we serve. \r\nEach of us is working hard to meet life’s responsibilities and build our own futures. Funding retirement? Looking after aging parents? Dealing with the death of a family member? We’ve been there, and we’ve persevered through the toughest of times. So when we work with clients, we appreciate that we are being trusted with their most important assets: their family and your business. We take that responsibility seriously. For over 170 years, we’ve kept every promise we’ve made to our customers. That’s simply a fact.\r\n\r\n*The Company reserves the right to terminate any benefit plan at any time for any reason. Please refer to the applicable summary plan descriptions and plan documents for information about these plans. We invite you to explore the depth of that commitment.\r\n\r\nNew York Life is an Equal Opportunity Employer – M/F/Veteran/Disability/Sexual Orientation/Gender IdentityNew York Life 51 Madison Ave, New York, NY 10010

Job Description We are looking for a detail-focused Wealth Advisor to join our growing team. The Associate’s responsibilities include: • Researching market trends and assisting with developing investment plans in collaboration with our wealth management team., • Building and maintaining client base, keeping client plans up-to-date and assist in acquiring new clients on an ongoing basis., • Assist in analyzing financial information obtained from clients to determine best strategies, products, and services., • Providing information/ education to clients about the purpose and details of financial products, services, and strategies., • Completing and submitting investment-related documents, including applications and withdrawal forms., • Compiling customized investment presentations for potential and existing clients., • Coordinating client reviews including portfolio; insurance and client service requests and attend to client correspondence., • Degree in financial planning, finance, business or accounting a plus., • Series 65 licensed is preferred but not required., • CFP, CPA, CFA, or other related credentials a plus., • Team player who possesses excellent interpersonal skills and communication abilities., • Self-motivated, confident and diligent., • Ability to grasp and interpret complex financial and investment related information., • Knowledge of investment, tax, and financial planning., • Strong analytical and math skills., • Advanced knowledge of Excel and PowerPoint a plus., • Knowledge of systems at Fidelity, Charles Schwab and Advyzon beneficial.Company DescriptionThe Dowling Group is a boutique private client wealth advisory firm located in Greenwich, CT. We specialize in creative tax strategies combined with sophisticated financial planning and investment management. We are a team of driven and dedicated professionals. We are looking for talented wealth advisors who thrive in a cohesive work environment and excel in client service. We offer exceptional work/life balance, independence, and the chance to work directly with a wide variety of clients. We emphasize firm culture, an inclusive attitude and current technology. The ideal candidate will be an enthusiastic, ambitious individual who possesses integrity, a strong work ethic and a desire to help others.The Dowling Group is a boutique private client wealth advisory firm located in Greenwich, CT. We specialize in creative tax strategies combined with sophisticated financial planning and investment management.\r\n\r\nWe are a team of driven and dedicated professionals. We are looking for talented wealth advisors who thrive in a cohesive work environment and excel in client service. We offer exceptional work/life balance, independence, and the chance to work directly with a wide variety of clients. We emphasize firm culture, an inclusive attitude and current technology. The ideal candidate will be an enthusiastic, ambitious individual who possesses integrity, a strong work ethic and a desire to help others.

Job Description Financial Advisor Position Opportunity We are a New York City, full-service, national investment banking firm with a 43-year history of serving both retail and institutional clients, with more than 18 locations across the United States. website As we continue to grow, we are seeking established Financial Advisors as well as junior advisors and Sales assistants, both FINRA-licensed and trainees looking to join and work in our Westport Connecticut office. (trainee positions available as well.) We will sponsor for all FINRA licenses Primary responsibilities for this position, as appropriately licensed include: • Leading relationships with high-net-worth clients by providing high-touch comprehensive wealth management services;, • Constructing and ultimately overseeing all aspects of managing multiple client relationships, including:, • Research related to financial, estate, and investment planning;, • Presenting, meeting, and developing recommendations to clients and prospective clients;, • Overseeing implementation of agreed-upon recommendations; and, • Coordination with members of the client’s advisory team, including:, • Portfolio managers and operations, • Tax advisors, • Estate counsel, • Other professionals, • Ongoing monitoring and management of the client’s wealth management plan;, • Scheduling, coordinating, and actively participating in client meetings;, • Communicating the full range of the Company’s services and capabilities to clients and prospective clients; and Website If interested you can contact us Company DescriptionA.G.P. / Alliance Global Partners is a regional investment and advisory firm that has been a member of FINRA and registered with the SEC since 1980. A.G.P. specializes in wealth management and the middle market institutional arena. We have Full-Service capabilities with a global ability to handle domestic as well as international customers. A.G.P. prides itself on providing its clients with boutique-level services along with the confidence of knowing their assets are held at Fidelity Custody and Clearing and RBC Custody and Clearing. Whether a client is looking for wealth management advice, Institutional services, or investment banking, we have a track record and a proven team to assist. We pride ourselves on long-lasting relationships with our clients, ranging from some of the largest institutions and crossing over to the individual investor. We strive to make sure your interests become our interests.A.G.P. / Alliance Global Partners is a regional investment and advisory firm that has been a member of FINRA and registered with the SEC since 1980. A.G.P. specializes in wealth management and the middle market institutional arena. We have Full-Service capabilities with a global ability to handle domestic as well as international customers. A.G.P. prides itself on providing its clients with boutique-level services along with the confidence of knowing their assets are held at Fidelity Custody and Clearing and RBC Custody and Clearing. Whether a client is looking for wealth management advice, Institutional services, or investment banking, we have a track record and a proven team to assist. We pride ourselves on long-lasting relationships with our clients, ranging from some of the largest institutions and crossing over to the individual investor. We strive to make sure your interests become our interests.

Coaching and mentoring opportunities through advisory consulting services and our expansive training team. Bancorp Investments, we are uniquely positioned for growth and are making significant investments to expand our advisor base and deliver an outstanding client experience. The Wealth Management

Senior Wealth Advisor SAFE Act - Westchester. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering t

Bernstein Private Wealth Management advises high-net-worth clients on planning forand living withthe complexities that come with wealth. The Wealth Advisor represents Bernstein Private Wealth Management within the communities where they work and reside. The program is facilitated by the brightest mi

The Managing Director of Financial Planning is a seasoned and experienced planner who is viewed as a trusted advisor to clients and valuable resource and partner to colleagues. Update financial plans to reflect changes in client’s personal or financial situation as well as for changes in tax law a

The Wealth Management Advisor position is the investment, investment planning, and insurance products lead on the Wealth Management Team.

FAA & Advisor Development Program Effectiveness.Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.The Firm's employees serve clients worldwide including corporations, governments a

Job Description Senior Wealth Advisor Responsibilities: • Develop and manage relationships with high-net-worth clients while cultivating new business opportunities., • Provide comprehensive financial planning across investment strategy, tax, retirement, estate planning, stock options, and more., • Design and implement tailored long-term investment strategies, adjusting portfolios as needed., • Collaborate with third-party service providers to deliver expert guidance in tax, trust, estate, and insurance services., • Influence product development by sharing insights on advisor and client needs., • 10+ years of experience in investment advisory with a proven book of business., • Certified as an Investment Adviser Representative (Series 65, Series 7 + 66, or equivalent)., • Excitement about the fintech industry and the opportunity to shape its future., • Competitive compensation package, including revenue participation and equity., • Comprehensive medical, dental, and vision plans., • Unlimited PTO and paid company holidays., • Solo 401(k) retirement plan., • Stunning NYC office with top-notch amenities., • Daily meals and snacks are provided.

Job Description Overview Trove FS, headquartered in Stamford, CT serves high net worth individuals and their families, new entrepreneurs, and owners of complex, closely held businesses by providing expert, highly specialized, bespoke financial and personalized wealth administration services. What We Do The tax department serves as a family’s controller and tax advisor, collecting and structuring their transaction data, advising them on tax and estate matters and reporting on investment performance and allocations. Internship Program We have an exciting opportunity for students looking to gain hands on accounting and tax experience. This position will work directly with the tax department to help meet various client deadlines during the upcoming tax season. The internship will take place during the Spring semester from January to April in our Stamford, CT office. While working under several accounting and tax professionals, our interns will receive hands on training to ensure they have a valuable experience to help launch their careers. This is a paid internship position, with the ability to receive college credit if needed. No tax experience required! Learning Objectives: • Understand the various types of tax filings (1040s, 1065s, 1120S, etc.), • Be able to identify tax forms and know their purpose (W-2s, 1099s, etc.), • Effectively communicate with staff and management in a professional manner, • Utilize and learn the tax software for return preparation, • Prepare 1099s for a variety of business clients, • Review and organize client files into excel and PDF tax workpapers, • Assist with the preparation of U.S. Individual Income Tax Returns, • Work with staff and partners on various task specific projects, • Pursuing a bachelor’s or master’s in accounting or related field with a minimum GPA of 3.0, • Excellent attention to detail, organizational skills, and ability to multitask in a fast-paced environment, • Demonstrated skills in the areas of communication, interpersonal skills, relationship building, collaboration, and problem solving, • Highly motivated and takes initiative for professional growth and development, • Open to receiving constructive feedback, • Within commutable distance to work at least 20 hours a week in the Stamford, CT office

Private Client Advisor In Chase Wealth Management. As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning and advice to individuals and families. Your expertise will support a wide range of clients, from those just starting to save to those with signi

Come join our team where you can expand your career potential, benefit from our robust development opportunities, and enjoy meaningful work! Managing Director, Financial Planning, Private Banking This position is based in Stamford, CT Position Summary The Managing Director of Financial Planning is a

Come join our team where you can expand your career potential, benefit from our robust development opportunities, and enjoy meaningful work! Managing Director, Financial Planning, Private Banking This position is based in Stamford, CT Position Summary The Managing Director of Financial Planning is a