Trabajos compliance officer en Lytham St Annes

Our team of compliance officers will collect the relevant compliance documentation to complete your registration with us and we keep your compliance up-to-date so when the right role comes along, you ...

Ensure compliance with all legal, tax, and regulatory requirements. * Provide support to the heads ... roles from CFO to transactional finance on both a temporary and permanent basis. For more ...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Contribute to reporting due from the Compliance team including Regulatory reporting. Analyse, plan and execute actions and regulatory developments which affect the C...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

Robert Half are recruiting a Trade Compliance Import and Export Officer for a Swindon based business on a contract basis for 6 months. You will be ensuring all products are imported and exported with correct compliance in strict compliance with all applicable HMRC laws and regulations, in the mos...

Join Our Team as an Environmental Compliance Officer!. Are you passionate about protecting the environment and ensuring compliance with environmental regulations? Do you thrive in roles that involve technical support, monitoring, and optimization of facilities to minimize environmental impacts? I...

The Senior Security Compliance Officer for our Northern Europe zone will ensure the organisation's security maintains compliance, whilst conducting thorough inspections and overseeing the implementation of audits to ensure that ISMS practices align with regulatory and voluntary standards. The Sen...

Information Compliance Officer. The University has an exciting opportunity for an information compliance professional to join our supportive and welcoming team in delivering an effective information compliance framework in support of the University’s business and risk strategies. As Information C...

Information Compliance Officer. The University has an exciting opportunity for an information compliance professional to join our supportive and welcoming team in delivering an effective information compliance framework in support of the University’s business and risk strategies. As Information C...

Be prepared to handle ad hoc compliance tasks as directed by the Compliance Oversight Manager, addressing urgent or unforeseen compliance issues that may arise. As a Compliance Manager at Allica bank, your role will be critical in maintaining the bank’s reputation and ensuring a strong Compliance...

I am currently work with one of the world’s leading manufacturing businesses and their brand new Health Care business as a Data Compliance Specialist. This is an ideal opportunity for an experienced and diligent Data Compliance Specialist with a demonstrable track record in working with vast quan...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...

We blend the reliability of a regulated financial institution with the innovation of a fintech, offering a range of services including card issuing and acquiring, IBAN accounts, and bank transfers. Lead and mentor a team of compliance and risk professionals, fostering a culture of excellence and ...

I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry! This company has seen significant success over recent years and is currently undergoing a acquisition phase within their compliance department. Investment Compliance ...

SF Recruitment are partnered with a West Midlands based; private equity backed service provider who are seeking an experienced Head of Compliance. Identification and documentation of key risks faced by the organisation, ensure they are correctly captured on the Risk Registers, assess the adequacy...

Do you want to work from home? Or do you prefer being in an office? With this role you have the option of working from home or from one of our head or regionals offices in Widnes - or a blend between the two!. Lead the development and implementation of Information Governance and regulatory compli...

Are you enthusiastic, keen to learn and develop your skills? Looking for a friendly, busy and supportive team where we will help you grow? Our Database and Compliance team are looking for a new Database and Compliance Assistant!. Database and Compliance Assistant. You will primarily support the D...

Job Title: Compliance Consultant - Motor Finance. We are currently working with one of our Management Consultancy clients on a Compliance Consultant contract, with expressed interest of the ideal candidate coming from the Insurance sector, more specifically Motor Finance. ...

This exciting remote based opportunity has arisen to join our Broker Network Risk & Compliance (R&C) Team. You will provide network members with compliance support through an annual programme of audit and health-check activities, the provision of guidance and support on key regulatory requirement...

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance. Proficient in analysing and evaluating...

The Governance, Risk and Compliance Analyst role works collaboratively with stakeholders across the business on various activities related to quality, environment, risk, data security, privacy and compliance, with the aim of enabling Lifelong Learner and its subsidiaries to comply with ISO, PCI a...