Work with the wider Operations team to review internal processes and procedures to ensure compliance with FCA regulations and company procedural standards. * In conjunction with wider Operations team ...
FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...
You will always adhere to the strict FCA regulations and guidelines as-well as the rigorous internal policies and procedures. * You will produce and collate all the relevant pre-meeting paperwork for ...
Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Operations and Compliance manuals - use checklists and support documentation as provided by ...
... FCA Legislation would be ideal NJR 14512
Act in accordance with the FCA Code of Conduct for company representatives. Skills and experience: * Ability to build / maintain strong customer relationships. * Professional approach. * Drive and ...
... to FCA regulations and requirements. REQUIREMENTS: • At least 1 years general insurance experience. • Insurance qualifications are an advantage. • 'A' Level standard in education is an ...
Responsible for client on-boarding and ensuring that all tasks are carried out to FCA regulatory requirements * Obtaining Anti-Money Laundering evidence and conducting electronic checks for new, as ...
Ensure all FCA rules and company policies and procedures are fully complied with. * Gather and present information on prospects/clients and their insurance needs. * Managing your own diary to attend ...
Conversant with other financial services regulation and compliance including The Conduct Rules (FCA), anti-money laundering, DPA, Vulnerable Customers, Treating Customers Fairly, and fraud
Good understanding of the FCA and how a Financial services firm operates If you are interested in hearing more about this position, please get in touch with us at Capio.
Conversant with other financial services regulation and compliance including The Conduct Rules (FCA) anti-money laundering, DPA vulnerable customers, treating customers fairly and fraud. * Financial ...
As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by employing individuals with the appropriate skills, experience and integrity to protect both the ...
Ensuring compliance with FCA regulations, anti-money laundering, DPA and fraud, etc For the ----Credit Manager role, it would be good to see candidates with: * CICM qualification * Experience in ...
Have a good knowledge of the responsibilities surrounding compliance, FCA requirements and consumer duty. * Good technical knowledge and presentation skills with the ability to present to groups of ...
Responsibilities - Maintain an understanding of current pension legislation- Ensure compliance with HMRC, legislative and internal procedures- Ensure compliance with FCA regulations, Anti Money ...
Responsibilities- - Maintain an understanding of current pension legislation- Ensure compliance with HMRC, legislative and internal procedures- Ensure compliance with FCA regulations, Anti Money ...
The successful candidate will have experience within a professional services environment, ideally some exposure to FCA regulations and strong IT skills. Duties for this role will include: * Acting as ...
Working to FCA guidelines * Supporting management with their administrative needs * Escalating client issues with the tech team * Following legislative guidelines when processing documentation The ...
Work in a consistent and compliant manner to FCA standards. * Must be fully CeMAP qualified. * Living within a 3 hour commute of our Milton Keynes or Peterborough office and happy commuting once a ...