Fca jobs in Dagenham

Basic Salary: £30,338 - £41,052 per annum dependent upon experience Benefits: Company Car or £2,000 Car Allowance, 30 days' Annual Leave, rising to 35 day's with length of service, + Bank Holidays ...

Key Accountabilities: ● Work with the Head of Compliance to implement FCA regulatory requirements into the firm's global compliance program ● Manage day-to-day operations of the compliance ...

You will oversee the FCA's external supplier spend within the category of expertise, driving breakthrough results for FCA through effective development and delivery of sourcing and contracting ...

They will be heavily involved in the delivery of the MLRO report, the financial crime risk assessment, FCA reporting relating to AML/CTF and other related processes. * SMCR -The candidate will ...

Preparing monthly FCA monitoring data and quarterly regulatory financial returns in conjunction with Compliance. * Being part of the Firm's ICARA team: Providing financial data for the Firm's ICARA ...

To work closely with the FCA, FOS, Lloyd's of London, and other useful organisations such as MGAA and BIBA. Key skills and experience required. * The candidate should have circa 5 years' work ...

The successful candidate will ensure that our products and services adhere to FCA regulations and are safeguarded against financial crime and risk. This includes reducing the likelihood of financial ...

Submitting reports to the FCA and producing required management information * Ensuring all compliance and AML policies are up to date in line with regulatory developments. * Supporting all ...

Conduct daily and monthly client fund reconciliations to segregate funds accurately, ensuring this is in accordance with FCA standards. * Detect, address, and resolve reconciliation discrepancies

Managing client relationships, providing guidance and support on their FCA regulatory obligations * Providing training on regulatory change and assisting with the change and development of their ...

This is a great opportunity for an aspiring lawyer with a broad commercial practice from an FCA-regulated background, whether that is strictly financial services, insurance, or any other FCA ...

Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the compliance manual - use checklists and support documentation as provided by the company to ...

Ensuring our GABRIEL, FCA and other portals are up to date and maintained * Working with the Senior Leadership Team to understand the needs and priorities of the business and the wider market to ...

The Role Head of Compliance - West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a "Head of Compliance." The role sits on ...

Oversee firm's compliance with FCA's rules on systems and controls against money laundering What you bring: The ideal candidate for this Compliance Officer and MLRO role will bring a wealth of ...

Financial Administrator (Financial Services, Mortgage, FCA, Insurance) Billericay, Essex Circa £20,000 - £23,000 DOE Are you looking for that next step in your career, to work for a leading and ...

English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.) regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.; Familiar with banking products ...

... and FCA Principles of Business * the product and technical teams to ensure the Company Platform is compliant with applicable regulations and industry guidance * advice and legal support to ensure ...

Finance Manager (Qualified Accountants required - ACCA/CIMA/ACA) FCA Regulated Digital Assets business Up to £80K / Hybrid working London Fidarsi are currently working with a rapidly expanding ...

Ensure electronic client files are organised and updated, and easily accessible Compliance with FCA and company procedures * Assist the team in complying with FCA and internal compliance procedures ...

Submit timely and accurate reports to global regulatory authorities (e.g., SEC Form PF, SEC Schedule 13, FCA Gabriel reporting). * Develop and maintain regulatory reporting procedures and ...

A broad understanding of FCA regulations in relation to Consumer activity.

Knowledge of FCA regulation and compliance expertise (Preference is having completed FCA regulation and Derivatives qualification) * Strong interpersonal and communication skills * Proven track ...

Handling all follow up enquiries and new information requests from the FCA regarding trading activity. * Responsible for the review and updating of Trade Surveillance procedure documentation as ...