Compliance assistant jobs in Union City, NJ - Page 2Create job alerts

Ensure compliance with all relevant regulations, including SEC and FINRA rules. * Assist in maintaining and enhancing the firm's compliance program. * Perform regular reviews, audits, and assessments ...

She/he will perform other duties as assigned and in compliance with systems and job specific standards. * Full benefits offered. * Salary: 130k-135k+ (based off experience). Benefits Include

Key Tasks - Manage all FINRA Gateway related items, including registrations, responses, Form U4, Form U5, monitoring of FINRA reports, handling regulatory filings - Assist the Chief Compliance ...

Legal Assistant Location: Jersey City, NJ Industry: Legal (Insurance Defense) Pay: $60,000 - $65 ... Handle electronic filing for NJ courts, ensuring compliance with court requirements. * Calendar ...

... are in compliance with OFAC regulations and AML policies. ● Block, reject, and report ... Assist with updates and enhancements to the Sanctions Desktop Procedures. ● Provide guidance and ...

The Executive Administrative Assistant is tasked with a variety of administrative duties that ... Monitor and reconcile expense reports, ensuring accuracy and compliance with company policies

Skills Required * 2 years' experience with expertise in credentialing, onboarding and compliance. * Previous experience in HR assistant role and including a minimum of 1 year in clinical onboarding

Ensure accuracy and compliance with firm protocols and regulatory requirements. * Transaction Support: Assist with corporate transactions such as mergers & acquisitions, private equity deals, and ...

... compliance with all laws and regulations impacting the Funds, such as COBRA, HIPAA, and the ... Assist and coordinate with the Office's Benefit Services Department as it relates to the ...

We are looking for an experienced and talented Assistant General Manager to join our team. Key ... Ensures that the venue is compliant with all federal, state and local laws and regulations; and ...

Physical Therapist Assistant The Physical Therapist Assistant provides treatment and manual ... Provides PT interventions that are safe, effective, and in compliance with JAG PT guidelines

...  * Assist in analyzing and reporting cost and inventory variances, collaborating with relevant ... Familiarity with SOX compliance and IT General Controls (ITGC).. * CISA (Certified Information ...

The Assistant Counsel serves under the general supervision of the Counsel to the Governor and ... operations, and compliance as assigned. * Report, summarize, and present information to the ...

... Assistant Maintenance Manager for our distribution and fulfillment centers. Join our team to lead ... Ensure compliance with company and customer regulations, policies, and procedures. * Oversee ...

Asist with regulatory compliance with health and safety regulations, including: * Certificates of ... Maintenance Assistant Duties - Provide support in overseeing maintenance tasks as a backup resource

The Assistant General Counsel, as part of PAGNY's Office of the General Counsel, is responsible for ... Provides leadership, guidance, and support to promote compliance with applicable laws and ...

Review and issue regulatory guidance to Bank staff on proposed activities and transactions. * Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant ...

They are seeking an Executive Assistant to join the team on site in their Manhattan office. This is ... Ensure compliance with company policies * Adapt procedures and processes to align with department ...

... compliance pre-approvals · Process monthly detailed expense reports through the Concur system · ... with assistants from other departments to support all business needs as a team · Supports ...

Assistant Project Manager - Building Envelope Consultant This firm has been a prominent leader in ... Quickly grasp project requirements, ensuring proper planning, documentation, and compliance with ...

Actively seeking a Billing Assistant for a HYBRID and Full-Time Position within a Law Firm . The ... Review timekeeper diaries and costs for compliance with client/vendor terms * Process edits to ...

... Assist in the set-up of all new and reactivated import vendors and factories for the bran d. • ... in compliance to USCBP regulatio ns • Maintain vendor manual in conjunction with business ...

... compliance, and patient care issues. To qualify, you must be licensed to practice law in the state ... Assistant General Counsel - starting at $160,000 based on experience Associate General Counsel ...

Execute, monitor and test policies and procedures * Assist with administering Firm's compliance policies, focusing on areas such a personal trading, insider trading, gifts and entertainment and ...