Regulatory jobs in Passaic, New Jersey - Page 17Create job alerts

The Associate will support the XIG Risk & Regulatory Team in executing core regulatory, risk, and control responsibilities across XIG's alternative investment platforms. Support the execution of global regulatory deliverables (e. Maintain accurate regulatory and risk documentation, trackers, and aud

Experience in below skills: Financial Analyst, Audit, Balance Sheet, Regulatory Reporting.

Support governance and control requirements and perform reconciliation and variance analysis related to various regulatory reports. Partner with the Legal Entity Control, Finance IT, Risk Control, USDS, Legal, SGO and Product Control to improve the overall processes, automation and regulatory report

Fixed Income Regulatory Operations Candidate. Broker dealer client is seeking a strong fixed income regulatory operations candidate to join its reporting team. Supports regulatory reporting and control functions for fixed income trading across U.

We are looking for a Cftcr Regulatory Reporting Specialist/Sme Consultant who focuses only on Regulatory. Business Analyst/Regulatory Reporting/Cftc New York City, Ny.

The team supports regulatory filings such as Form PF, Annex IV (AIFMD), OPERA, CPO-PQR, and 13F for submissions to key regulatory bodies including the SEC, FCA, ESMA, and CFTC. Act as a primary point of contact for hedge fund CFOs/COOs/Controllers across regulatory reporting offerings. Review and an

The Senior Regulatory Specialist - Utilities, under the general direction of the Director, Regulatory Business, compiles and prepares data in support of rate and regulatory filings and is responsible for the effective presentation of assigned portions of the Company's rate cases to optimize the reve

Monitoring ongoing changes to existing and emerging regulatory requirements, constantly improving our regulatory reporting knowledge base. Preparing and reviewing customer global regulatory reports, including AIFMD, Form PF, CPOPQR, MiFID II. Assisting in the development of documentation, specificat

Our employees support numerous activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting, Digitization, Business Management, Capital Requirements and Sourcing / Vendor Management.

Prepare and review SEC Rule 17a-5 FOCUS reports and supplemental regulatory filings (SIS, SLS, OBS, SSOI, Custody, Schedule I). Assess regulatory capital impact of new business initiatives and support ad hoc projects. Regulatory Reporting Professional.

Marex is seeking an Operations Regulatory Reporting Analyst who will support and maintain operational systems and static data associated to regulatory reporting processes/controls, and support, maintain and develop all financial and/or regulatory reporting solutions/controls to meet the firm's excha

Project To Identify Inaccuracies In Key Regulatory Reporting Requirements. Errors & Omissions Project to identify inaccuracies in key regulatory reporting requirements and provide analysis and support with best industry practice to mitigate future instances. Dodd Frank Regulatory Reform CFTC/SEC -

Senior Capital Planning & Stress Testing Analyst.Location: 100% Remote OR NYC Office.Key Focus: Excellent comms needed.Candidates need to have perfect communication skills for this position and will probably need to have English as a first language.Please do not send me candidates if they have an ac

Regulatory and Government Affairs - Associate Director (NY / Remote - DC). Support and participate in preparation for policy roundtables, industry consultations, and conferences involving government or regulatory representatives. Opportunities to work with KBRA's experienced regulatory and governmen

The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value and optimizing outcomes. Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an

Essential job functions stay abreast of evolving regulations related to dietary supplements.Seek ways to improve the speed and accuracy of completing documentation requests.Research difficult or client issues and provide recommendations and rationale to senior management and legal.Assist in the reso

The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk. The Compliance Regulatory Initiatives Team is a newly created team within U. Participate

We are seeking a diligent and analytical Regulatory Response Analyst to join our Regulatory Liaison Group. Reporting directly to the Head of the Regulatory Liaison Group, you will serve as a crucial line of defense and a primary facilitator during regulatory examinations and inquiries. Strong abilit

Draft legal memoranda, regulatory analyses, and compliance documentation. Healthcare Regulatory Associate Attorney (Mid-Level). Mid-Level Healthcare Regulatory Associate.

We're hiring a Senior Analyst, UM Regulatory Operations to join our UM Regulatory Operations team. Coordinate projects and processes to help support key regulatory and compliance milestones and deliverables. Help identify risks; respond to and resolve compliance gaps through regulatory implementatio

The Paralegal, Regulatory and Immigration Healthcare reports directly to the Associate Counsel, Employment Law reports directly to the Vice President of Legal Affairs, Assistant General Counsel - Employment Law. Document Preparation: Draft, review, redline, and organize legal documents, including co

Assist with Canadian Regulatory Reporting (premium, claims, and reserves for each province). Understand the business issues and data challenges of Canadian Regulatory Reporting, and propose solutions to minimize downstream error corrections. Experience with various state insurance regulatory reporti

The Director, Global Regulatory Affairs is responsible for contributing to the development and execution of regulatory strategies and managing regulatory submissions for company’s products. This role involves collaborating with cross-functional teams to ensure compliance with global regulatory sta

Assist Consumer and Regulatory Compliance Risk Assessment including ensuring all relevant documentation and work product is maintained appropriately, and report such findings to Head of the Consumer and Regulatory Compliance, and track required remediation. Prepare monthly analyses of all required m

Build and maintain advanced knowledge of appropriate regulatory agency policies and procedures. Experience serving as a primary point of contact for regulatory examinations. Alternative Regulatory Solutions is a national financial services advisory firm serving Municipal Advisors, Bank Dealers, Brok

Assist Consumer and Regulatory Compliance Risk Assessment including ensuring all relevant documentation and work product is maintained appropriately, and report such findings to Head of the Consumer and Regulatory Compliance, and track required remediation. Assist the Consumer and Regulatory Complia

Compliance/Regulatory department to plan and coordinate activities of the pharmacy department that enable regulatory compliance to be achieved and maintained. ASHP Pharmacy Accreditation and Regulatory Compliance Certificate. Coordinates Pharmacy Regulatory and Compliance initiatives for all pharmac

Independently run regulatory meetings, drive cross-functional collaboration, and communicate effectively with internal teams and external partners. Monitor regulatory updates across regions by maintaining close relationships with distributors and adapting strategies accordingly. Proactively identify

Technology Regulatory and Policy Senior Analyst. You will report to the Hiring Manager who manages regulatory relationships with regulators. This role requires the team, on a rotating basis, to put together regulatory materials by sorting through information received.

This is a hands-on, non-routine role ideal for a detail-oriented and motivated individual eager to gain real-world experience in both regulatory compliance and food product development. Some experience or internship in food labeling or regulatory work preferred. R&D Regulatory Compliance (Entry leve

Our client is in the process of getting registered as a broker-dealer and futures commission merchant and are looking for an experienced consultant to help establish and perform regulatory reporting duties. Ability to adapt to evolving regulatory requirements and guidelines.

Analyst – Operational Risk (Regulatory Governance) REMOTE Seeking a detail-oriented specialist to manage the full lifecycle of regulatory examinations and findings tracking within an organization's compliance framework. This role combines regulatory knowledge, project management, and technical ski

Marex is seeking an Operations Regulatory Reporting Analyst who will support and maintain operational systems and static data associated to regulatory reporting processes/controls, and support, maintain and develop all financial and/or regulatory reporting solutions/controls to meet the firm's excha

About the Team The Firmwide Regulatory Reporting & Analysis (FRRA) team, part of Firmwide Controllers, is responsible for designing, implementing, and executing end‑to‑end processes supporting Regulatory Reporting—including Consolidated, Capital, Standalone, and CCAR/DFAST reporting. Exception

Regulatory Knowledge: Understanding of relevant regulatory frameworks and compliance requirements impacting investment accounting practices. Investment Accounting & Regulatory Reporting are domain experts in a specific area or topic, operating as a liaison between our clients and internal teams. Mul

The Financial Regulatory Reporting team, under Americas Finance, is responsible for preparing regulatory filings for multiple legal entities within Mizuho's U. Financial Regulatory Reporting Associate, you will be responsible for preparing and reviewing complex regulatory reports in compliance with

The Associate will support the XIG Risk & Regulatory Team in executing core regulatory, risk, and control responsibilities across XIG's alternative investment platforms. Coordinate with Legal, Compliance, Operations, Controllers, and Investing teams to gather, validate, and synthesize regulatory and

Assist in the end-to-end process for regulatory report preparation, review and timely submission of FRB and OCC regulatory reports and filings (including but not limited to the FR 2004, FR Y-14M, FR Y-14Q, FR Y-6, FR Y-7 and FR Y-10) with responsibility for ensuring operational effectiveness in comp

Overview Our client, a top-tier management consulting firm, is seeking an experienced Regulatory Reporting Consultant to support reporting remediation and strengthen controls across key broker-dealer regulatory areas including LO. Regulatory Reporting Consultant.

A leading live entertainment company is seeking a Part-Time Regulatory & Legal Compliance Intern for a work from home opportunity in New York.

Own Rain's compliance program across DORA, SOC 2, SOC 1, GDPR, and PCI, ensuring we meet and exceed regulatory and audit requirements. Maintain and evolve Rain's policies, keeping them up-to-date, consistent across entities, and aligned with regulatory expectations.

The group is responsible for managing regulatory examinations, reviews, continuous monitoring, inquiries, horizon scanning for emerging regulations, regulatory change management, maintenance of the laws, rules and regulations library, firmwide regulatory projects and other regulatory-related matters

Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions. Prepare the monthly and quarterly regulatory reports. In this position, you will leverage your background in accoun

Associate, Regulatory Compliance. Compliance testing, controls testing, risk testing), legal, or regulatory/law enforcement experience; experience drafting and narrating risk incidents into a document; recommending solutions to improve controls and errors through analyzing data and records and monit

Senior Capital Planning & Stress Testing Analyst/Regulatory.