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As the Research Compliance Associate you will report into the Research Compliance Manager based in New York and work closely with the Legal, Client Protection, and Research teams as well as a number of other stakeholders across the business. The Research Compliance team is a dynamic, external and...

Assist the Risk Team to manage business risks through the development, planning and execution of the Compliance Program; the development, maintenance, and updating of NYGB policies and procedures; and the leveraging of outside vendors to provide compliance services. This position will work within...