Compliance analyst jobs in London - Page 6Create job alerts

The Role Department : Business Acceptance Unit Location : London Role : Conflicts and Compliance Analyst The Team You will be responsible for assisting partners and other members of Clyde & Co with the new business inception process in line with legislation and regulatory requirements.

Senior Compliance Analyst - Regulatory Intelligence Location : Hybrid - London, E1 8QS Salary : Competitive, DOE Excellent Benefits Contract Type : Permanent, full-time What We Can Offer You: Hybrid Working, Performance-Related Bonus, Life Assurance, Additional Holiday Purchase, Health Cash Plan...

We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation and running of a best practice IT General Control Framework. Work with the IT Audit & Compliance manager in delivering a Controls Framework Produce regular KPI reporting on IT Audit...

The Documentation Analyst will report to the Head of Legal & Compliance. Person Specification At least 3 years of previous experience of working in a similar role focusing on the drafting of legal documentation relating to financial products. Financial services (Regulated environment) experience ...

Grade Level (for internal use): 10 The Team: S&P Global corporates value stream technology team consists of geographically diversified software engineers responsible to develop scalable solutions by working directly with product development team. Our team culture is oriented towards equality in t...

Senior Data Analyst, Central London (2 days per week), £70k - £80k + Bonus & Benefits! An exciting opportunity to join my client’s team and make an impact on the future of data in finance. As a Senior Data Analyst, you will be instrumental in advancing AI/ML solutions, data governance practices, ...

Senior Benefits Advisor A prestigious international law firm seeks a Senior Benefits Advisor to join them on a permanent basis to work closely with the Reward Manager and Reward Analyst; this is an exciting, newly created role. Hybrid working (3 days office / 2 days remote) Salary to £65,000 High...

Assisting in training the London branch on regulatorychanges ▪ Assisting with regulatory reporting ▪ Assisting withCompliance Monitoring Core Responsibilities ▪ Support the team withcompliance monitoring reviews. Assist the Compliance team withday-to-day support to the London Business on all r

Our client is an international law firm seeking aCompliance Analyst to join their busy legal team in their Londonoffice. In this role, you will support the Compliance team in alltheir legal and regulatory duties. Perform sanctions screening by searching against HM Treasury'sconsolidated sanctions...

They arelooking to hire a Compliance Monitoring Analyst on a permanentbasis. Support the existing team withco-ordinating ongoing compliance projects and thematic reviewsEXPERIENCE REQUIRED: - Experience within the financial servicesindustry ideally in second line compliance monitoring. Assistingi...

Job Overview The Prop Firm Trader Analyst& Risk Manager will play a crucial role in managing the firm’srisk exposure by monitoring trader performance and compliance withour risk protocols. Risk Mitigation Strategies: • Develop andrefine strategies to control and reduce the firm’s risk, focusingon...

The Role: We are working with an international lawfirm who are looking for a Compliance Analyst to join their team inLondon. Assistwith updating and maintaining compliance-related documentation,including AML manuals, policies, procedures and templates, as wellas compliance bulletins and other int...

They arelooking to hire a Compliance Monitoring Analyst on a permanentbasis. Support the existing team withco-ordinating ongoing compliance projects and thematic reviewsEXPERIENCE REQUIRED: - Experience within the financial servicesindustry ideally in second line compliance monitoring. Assistingi...

Market Data Analyst Market Data Administration /Vendor Licences / Compliance Contract (Inside) - Up to £200 per dayWe are working with a leading financial services London-basedclient of ours looking to bring on a mid-level market dataadministrator. Requirements - Market data management systems -R...

Our Client, a UK based Alternative Asset Manager, arelooking for a Compliance Generalist to join their lean London-basedCompliance Team. Key Responsibilities: - Provide support andundertake other aspects of Compliance including, but not limitedto, PA Dealing, Shareholder Disclosures, Marketing an...

Global Bank based in London are looking for a 12 monthFTC Compliance Analyst/Generalist to join their busy ComplianceTeam. Must have basicknowledge of the FCA Handbook Administrative Compliance tasksCompliance Generalist Handling complaints Support the team withCompliance Monitoring Reviews Assis...

Optima's experienced global team will accelerate the Analyst'slearning and growth by providing frequent training on varioustopics, shaping the Analyst's learning and growth by providingfrequent training on various topics, shaping the Analyst's careerpath to becoming an expert compliance professio...

Janus Henderson Investors Job Description Why work forus? A career at Janus Henderson is more than a job, it’s aboutinvesting in a brighter future together.Our Mission at JanusHenderson is to help clients define and achieve superior financialoutcomes through differentiated insights, disciplined i...

The Role: We are working with an international lawfirm who are looking for a Compliance Analyst to join their team inLondon. Assistwith updating and maintaining compliance-related documentation,including AML manuals, policies, procedures and templates, as wellas compliance bulletins and other int...

Optima's experienced global team will accelerate the Analyst'slearning and growth by providing frequent training on varioustopics, shaping the Analyst's learning and growth by providingfrequent training on various topics, shaping the Analyst's careerpath to becoming an expert compliance professio...

Senior Compliance Analyst As a Senior ComplianceAnalyst, you will be responsible for ensuring full compliance ofall FX trading and related activities. Audits and Investigations - Performregular compliance audits to ensure adherence to compliancepolicies and procedures. Risk Assessment and Mitigat...

They arelooking to hire a Compliance Monitoring Analyst on a permanentbasis. Support the existing team withco-ordinating ongoing compliance projects and thematic reviewsEXPERIENCE REQUIRED: - Experience within the financial servicesindustry ideally in second line compliance monitoring. Assistingi...

Business Analyst M&A / Regulation / Compliance£700 PER DAY INSIDE London-based client - Hybrid working (3 days aweek in office) Experience required - The ideal candidate must comefrom within financial services (Investment banking) - Multi-assetclass and instrument knowledge (cash and derivatives:...

Our Client, a leading brokerage firm specialising inmergers & acquisitions, debt advisory and capital fundraising,are looking for a junior individual to join their compliancefunction. Some experience within a compliance function would bebeneficial for the role, however, an interest in developing ...