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Knowledge of the following investment strategies: fixed income, equities, multi-asset, alternatives.

Experience of financial promotions rules, NRRS, SIS and Retail products.

SMEs manage their compliance needs efficiently, offering a SaaS platform that simplifies data privacy management for businesses and their suppliers. Sales Representative (Contract) – SaaS Data Compliance Platform. Our cutting-edge SaaS platform helps SMEs assess, optimise, and demonstrate complia...

Regulatory Expertise: In-depth knowledge of UK and EU regulatory requirements, including the implications of Brexit, and a proven ability to manage and enhance risk-based compliance monitoring programs. PIMCO is seeking a highly skilled and motivated Compliance Expert with extensive knowledge of ...

I’m looking to hear from highly experienced compliance officers.The role will support the CCO in all of their activities including including managing and overseeing a small compliance team.You must have at least seven years knowledge of regulatory frameworks within asset management and hedge fund...

Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world.We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information Company.Our team is m...

We are open to seeing either distribution compliance-focused professionals, or generalist compliance professionals where distribution compliance has been part of their role. Support the Compliance Distribution Manager in maintaining full regulatory compliance across the distribution business and ...

Why do I love this client so much? The people and culture A global asset management firm are looking to hire a Head of Compliance Advisory to cover a 12 month maternity leave.

Our client, a respected and well established UK headquartered investment management firm, is looking to hire a Compliance Advisory Manager for a 6-month fixed-term contract. Share knowledge and expertise to aid the Regulatory Policy Manager in creating implementation plans and assessing impacts o...

We are looking for an experienced Apprenticeship Operations Lead to support a fast growing AI technology training provider as they pilot apprenticeship programmes. You should have a good general knowledge of apprenticeship programme delivery, and additionally a high level understanding of adapti...

I’m looking to hear from highly experienced compliance officers.The role will support the CCO in all of their activities including including managing and overseeing a small compliance team.You must have at least seven years knowledge of regulatory frameworks within asset management and hedge fund...

Our client, a leading investment management firm, is seeking a compliance professional with distribution compliance expertise to join the team on a fixed-term contract for 12 months. Support the Compliance Distribution Manager in maintaining full regulatory compliance across the distribution busi...

Harris Hill are delighted to be partnering with Burgh House in their search for an Operations Manager. As Operations Manager, you will. The role is also responsible for Visitor Experience operations and Volunteer management – optimising visitor experience and relationships, and ensuring approp

This role seeks a highly skilled and experienced manager with a background in supported housing to lead across the organisation in quality assurance and regulatory compliance. For more information please see the full job description with key responsibilities around quality assurance, regulatory c...

From new rollouts to implementations, you’ll be an essential point of contact for IT tickets and projects regarding IT Logistics. Lead projects at both national and international level and co-ordinate task with various stakeholders. Provide out of hours support for relevant applications and proje...

Our EPC contractor client are recruiting for a Senior Project Manager - Operations & Systems, to lead and manage the successful delivery of Operations Centre and all its systems and interfaces. Senior Project Manager - Operations & Systems. Fantastic opportunity to work for a world renowned EPC c...

Do you have a background in commercial law or contract negotiation? Are you looking for your next legal compliance role? We have an exciting, new opportunity in London for a Risk Contracts Lawyer to ...

This role is being offered as a 6-9 month fixed term contract as a maternity cover with potential ... Adhering to company compliance procedures and the development and implementation of functional ...

Support compliance audits of subcontractors. * Manage framework agreements with contractors. * Collaborate with Finance on invoicing, performance, and contract terms. * Oversee contract processes ...

... chain compliance & contract conversion to grow category rebate delivery and maximise the overall commercial value from Strategic sourcing through the category development process. * Providing ...

The team works hand in hand with the group's other functions, dealing with transactions, contracts, property, construction, litigation, insurance, and compliance. The Position Required: 1. Funding ...

Ensure compliance with relevant legislation and regulation, notably regarding payment timeframes. * Ensure compliance with contracts and that all processes and document control comply with internal ...

... and contract basis. Our recruitment and staffing solutions protect and empower evolving, tech ... Compliance & Financial Crime * Sales & Relationship Management * Risk * Transformation & Change We ...

Maintain thorough knowledge of tender requirements to ensure compliance with all bid deliverables. * Apply best practices and innovative solutions across bid processes within the business stream