Compliance monitoring jobs in Mitcham - Page 3Create job alerts

Conduct horizon scanning to monitor regulatory and market changes, assigning actions to facilitate compliance and support business expansion. * Carry out KYC assessments of third-party service ...

They are looking for an experienced Insurance/Financial services compliance person to head up their compliance function dealing with the implementation and monitoring of FCA standards including ...

Your primary responsibility will be to conduct water monitoring activities while ensuring compliance with health and safety standards. This role offers the opportunity to develop into a fully ...

What does a Compliance Officer do at Southwark Council? Are you passionate about ensuring safety ... Monitor contractor performance and manage contracts with a borough-wide impact, ensuring effective ...

Draft and review contractual agreements to ensure accuracy and compliance. * Monitor contract performance and ensure obligations are met by all parties. * Build and maintain strong relationships with ...

Monitoring the performance of the compliance and financial crime prevention program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness; * Monitoring ...

What you will do PGIM Compliance seeks a Junior Compliance Analyst to support PGIM Marketing ... Assisting with the monitoring, tracking, and communicating developments in EMEA regulation (and ...

Close monitoring and support to the pods with regards to the capturing of anti-money laundering ... Maintaining the Advice Guide in respect of Compliance requirements and legislation change, so as to ...

Our client, a Global Bank, are looking for a VP Compliance Advisory to join their Compliance ... This includes uplift of CFTC/NFA and SEC programmes and monitoring of adherence to programme by ...

Duties include due-diligence, monitoring, advisory and project work. As part of the role, you will support the Head of Compliance on regulatory projects and those related to sanctions. It is ...

Work with the first line business owners to ensure findings from audits and monitoring and testing ... Help keep compliance right at the heart of our business by helping the team understand and comply ...

Working closely with our HR & Compliance Manager, you'll play a key role in monitoring and improving compliance policies and procedures that keep us on the cutting edge. What You'll Be Doing

HEALTH, SAFETY & COMPLIANCE MANAGER Location : Hybrid with regular visits to Brentford Head Office ... Your responsibilities include monitoring and auditing Health and Safety practices across the ...

As part of the Compliance Division within our Risk Management Group, this highly visible role acts ... As a Senior Manager you will actively participate in monitoring for regulatory changes on the ...

You will proactively monitor compliance metrics and identifying trends for remedial and/or improvement programmes to enhance the Trust's compliance and assurance performance. * You will act as ...

... monitor organisational policies and procedures. Office is located in South/East London Roles and ... Working in compliance administration requires strong organisational abilities, such as ...

Monitor and evaluate the effectiveness of compliance programs, initiatives, and training activities, and make recommendations & implement enhancements or modifications as needed. * Prepare and submit ...

Compliance and Operational Risk Specialist (Equities) Location: London Corporate Title: VP Company ... Conduct monitoring and provide independent review and challenge to the Front Line Unit. * Assist in ...

Verification and Compliance: * Verify that systems and processes meet specified security ... Conduct cyber security audits to find suboptimal testing, monitoring, and management of security ...

... monitoring and control regime including programmes of visits, inspections, spot checks and audits ... compliance requirements. · Lead the businesses risk management software agenda to ensure a data ...

... and compliance, and contribute to our security roadmap. The Day-to-Day: * Work as part of a growing Incident Response team in both a response and threat hunting capacity * Monitor and respond to ...

Lead all aspects of the build including H&S, CPPs, CDM compliance, contractor performance and ... Live service acceptance (IT performance & CCTV monitoring etc). * Bring Project to close on time ...

Your new role This role will largely be focused on the learning and development of the trainees, graduates and interns in the company, monitoring their CPD compliance and journey to becoming ...