Financial compliance jobs in Mansfield

Are you a compliance leader ready to navigate the exciting landscape of digital assets within an FCA regulated business? Your next career move awaits you! Black Swan Group is thrilled to represent a pioneering client in the digital assets space, seeking a visionary Head of Compliance to join thei...

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance. Proficient in analysing and evaluating...

Be prepared to handle ad hoc compliance tasks as directed by the Compliance Oversight Manager, addressing urgent or unforeseen compliance issues that may arise. As a Compliance Manager at Allica bank, your role will be critical in maintaining the bank’s reputation and ensuring a strong Compliance...

An excellent opportunity has arisen at a top tier law firm for a Conflicts and AML Analyst. If you have at least 2 years experience in legal Conflicts or AML (or ideally both!) at a law firm we’d love to hear from you. ...

Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience). Our client needs either a “senior Compliance Manager”, or "Head of Compliance" level experience either gained from a Hedge Fund, Asset Manager, or Priva...

Morgan Philips Executive Search has partnered with a rapidly growing independent law firm specialised in insurance and commercial litigation to hire a Risk & Compliance consultant to audit the current company practices, advise on the executive strategy and to manage the execution and implementati...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Do you want to work from home? Or do you prefer being in an office? With this role you have the option of working from home or from one of our head or regionals offices in Widnes - or a blend between the two!. Lead the development and implementation of Information Governance and regulatory compli...

This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of busines...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

The Head of Compliance will support the Group Compliance and Risk Director to embed a compliance culture across the Retail and Digital BoyleSports business. Assisting the Group Compliance and Risk Director in the creation and maintenance of a series of policies designed to ensure compliance withi...

As part of the dedicated KYC Team, provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of existing relationships for clients across HBL Bank UK. Provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of e...

We blend the reliability of a regulated financial institution with the innovation of a fintech, offering a range of services including card issuing and acquiring, IBAN accounts, and bank transfers. Lead and mentor a team of compliance and risk professionals, fostering a culture of excellence and ...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...

As Compliance Analyst you will be work on one or more jurisdictions and general license compliance (licence, marketing, safer gambling and technical compliance) for those markets. Undertaking compliance monitoring reviews including obtaining evidence of compliance and working with the business on...

The daily duties of an ISO compliance manager will vary depending on the ISO and maintaining the quality management system. This role requires a quality/compliance professional with significant experience in. Liaising with external auditors: This involves working with external auditors who are re...

SF Recruitment are partnered with a West Midlands based; private equity backed service provider who are seeking an experienced Head of Compliance. Identification and documentation of key risks faced by the organisation, ensure they are correctly captured on the Risk Registers, assess the adequacy...

Integreon are hiring a team of AML/KYC Analysts fluent in. The AML/KYC Analyst will serve our client to manually review and identify the reasons why a customer’s identity verification failed in an automated system. Prior experience in KYC/AML or investigative research is a ideal. Perform Customer...

An excellent opportunity for a financial crime professional with a passion for providing financial crime advice seeking to broaden their expertise in a diverse role within a highly esteemed organisation. Financial Crime Advisor, Senior Manager opportunity to join the Capital Markets business of a...

This role will involve working with senior lawyers, managers and global heads, implementing compliance controls and procedures, managing risk and ensuring compliance with necessary laws and regulations. ...

We are seeking a diligent and experienced Compliance Manager to ensure that our group of security and risk management companies operates in full compliance with relevant laws, regulations, and industry standards across all African regions where we operate. The Compliance Manager will be responsib...

Are you enthusiastic, keen to learn and develop your skills? Looking for a friendly, busy and supportive team where we will help you grow? Our Database and Compliance team are looking for a new Database and Compliance Assistant!. Database and Compliance Assistant. You will primarily support the D...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...