Regulator jobs in Richmond - Page 12Create job alerts

Complying with relevant legal and regulatory obligations, including the Solicitors Regulation Authority (SRA) Standards, Regulations, and Principles. Skills and Experience * Proven experience ...

Regulatory change * Operations transformation * Process reengineering * Technology transformation * Data and analytics * Controls * Good understanding of capital markets, related trends and ...

... regulatory standards in health tech is a bonus.

Occasional provision of expert advice and technical support in areas where building regulations may not apply. * Supporting Quality Management and business initiatives instigated by the Head of ...

Regulatory Inquiries * Preparing and assessing materials for internal investigation. * Where relevant, assist the Legal and Compliance team in conducting order/ trade data analysis. * Continuously ...

Ensuring that the business submits on a timely basis all required regulatory reports through UK RegData and SEC FINRA Gateway.. * Maintaining and updating Compliance Manuals. * Performing the tasks ...

Practical understanding of Sustainability regulation especially on ESG Products (SFDR, UK SDR, ESMA Fund N

Ensuring KYP process are conducted effectively and in line with the agreed policy, to demonstrate MarTrust's commitment to perform KYP in accordance with applicable laws and regulations and industry ...

Assessing the impact of new regulation on the business and contributing to structural changes (whether corporate or regulatory) and subsequent execution; and What are they looking for? * 8-10PQE ...

Accountability for ensuring that policy and procedure is complied with and that legal and regulatory obligations are met driving escalation when necessary; * Provide input and support for the ...

Ensuring compliance with ESG and related laws and regulations, current and future, applicable for the sector in which Emeria UK operates * This role reports to the CFO and will have a close working ...

Manage due diligence processes and provide strategic advice to healthcare clients on regulatory compliance and industry standards. * Build and maintain strong client relationships by delivering ...

This role seeks a highly skilled and experienced manager with a background in supported housing to lead across the organisation in quality assurance and regulatory compliance. We are looking for a ...

This role offers a unique opportunity to work with industry leaders at the cutting edge of data protection, technology, and AI regulation, within a team known for its expertise and collaborative ...

In this newly created role you will be responsible for the development and implementation of environmental, social, and governance strategies to ensure compliance with regulations and drive ...

This role involves carrying out anti-money laundering checks in line with HMRC 'Know Your Customer' and EU 5th Directive regulations. You will be liaising with a high volume of customers on a daily ...

Joint / Assistant Secretariat for ALCO meetings. Assist in the annual ILAAP/ICAAP/PILLAR 3/Basel 3.1 and RRP for liquidity risk part of the Subsidiary, as well as other UK regulatory liquidity risk ...

This role will manage Leveraged Finance tasks such as deal execution and transaction management; but will also be responsible for larger-scope projects more focused on regulations and departmental ...

... regulatory policies and processes are always adhered to • high levels of empathy, discretion and care Why Co-op? You'll get a fantastic benefits package including: • 30% off Co-op branded ...

Ensure full compliance with local, national, and international health and safety regulations. Drive best practices in health, safety, and hygiene across all departments. * Training & Development

Support regulatory responses, issue management, and assurance resolutions. * Represent Compliance in local meetings, ensuring strategic updates reach relevant jurisdictions. * Directly manage the CVT ...

Responsible for oversight and management of financial obligations in line with regulatory and card scheme requirements, with day-to-day activities for the programme managed by our programme manager ...

Provision of advice concerning regulatory and operational matters and internal policies, whether in a structured context or ad hoc. * Managing the periodic review and maintenance of Compliance and ...