Regulator jobs in Richmond - Page 5Create job alerts

This role offers an exciting opportunity to lead strategic initiatives, ensure regulatory compliance, and foster a culture of vigilance and integrity. Key Responsibilities: * Strategic Leadership

Role: Liquidity Regulatory Reporting Level: Vice President Location: London (City) with Hybrid Working Salary: £85k-£95k My client is a leading Bank based in London (City) with an outstanding ...

This strategic role requires a highly experienced professional with a deep understanding of regulatory compliance in financial markets, coupled with strong advisory skills to effectively support and ...

Key Responsibilities -Lead Projects in regulatory finance change, focusing on liquidity management, financial risk controls, and Basel IV implementation. -Develop and Maintain Project Plans that ...

Monitor compliance with laws, regulations and internal policies and be up to date with any relevant changes that may affect the organisation * Develop and implement a comprehensive risk-based ...

Regulatory Compliance : Ensure all risk management processes are compliant with local regulations in Hong Kong and prepare for regulatory compliance in future overseas markets. * Cross-Functional ...

Their global presence is supported by a strong commitment to regulatory compliance and the delivery of tailored financial products to a diverse client base. Background With an emphasis on advanced ...

Paralegal - Regulatory Compliance - Niche Telecoms Company, Central London EMEA Legal is currently seeking a highly skilled Paralegal to join a niche telecoms company in central London. This role ...

Our Building Safety Act service focuses on assisting the design team with the Building Regulations Principal Designer role and assisting clients to comply with their duties. Your purpose: • ...

Additionally, you will act as a regulatory expert, offering guidance on compliance and regulatory matters, while ensuring members receive cutting-edge support and insights into the evolving insurance ...

Regulatory Leadership: Act as a subject matter expert in external regulatory frameworks (CQC/CI/CSSIW), supporting and advising on regulatory submissions, challenges, and queries. * Inspection and ...

Looking to apply your regulatory compliance expertise in an innovative financial environment? This Senior Compliance Analyst role at an FX payments company offers a chance to directly impact ...

Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder Payments Fantastic opportunity has come available to work ...

The role will ensure adherence to UK and EU regulations, including anti-money laundering (AML), data protection, and legal practice standards. You will collaborate closely with global teams to ...

Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Advise on unregulated lending for regulated aspects

International Law Firm Sports Regulation Lawyer Partner/ Counsel London This global law firm has lawyers located in more than 40 countries, with over 90 offices, throughout the Americas, Europe, the ...

Perform regulatory horizon scanning to identify emerging legal and compliance requirements that may impact the organisation. * Prepare management information (MI) and reports for senior management on ...

Build and maintain relationships with regulatory authorities, payment schemes, and other relevant stakeholders to stay informed about industry trends and compliance changes. * Ensure accurate ...

Reviewing supplier contracts and assisting with regulatory aspects of procurement. * Undertaking a preliminary review of complaints and potential claims. Reporting matters to the firm's senior ...

Ensuring all documentation related to operational resilience is updated in line with governance and regulatory requirements. * Build and maintain collaborative relationships with key stakeholder ...

Regulatory Compliance: * Support the implementation of regulatory changes affecting back office operations. * Ensure all configurations and processes comply with financial regulatory standards

This role includes strategic planning, execution, and management of clinical studies across various phases (I-III) to ensure regulatory compliance, efficiency, and achievement of company objectives

Monitor regulatory developments and policy initiatives, coordinate with the Regulatory Affairs Specialist, represent the company's interests through proactive engagement, and assist with analysis and ...

Lead Second Line of Defence assessment of regulatory and conduct risks to ensure the assurance activity completed remains risk based. * Support the continuous improvement of First Line of Defence ...