Regulatory compliance jobs in Harrow - Page 2

Providing independent conduct risk and regulatory compliance advice to LGC's alternative asset origination and management business, * Developing, testing, implementing, and reviewing new conduct risk ...

... and regulatory compliance. The role holder will play an active role within the Professional Ethics & Compliance team in maintaining ethical and compliance standards at Leigh Day. This includes ...

Senior Compliance Manager Consumer Lending - London Are you a regulatory compliance seeking Ex Co exposure, the opportunity to lead on strategic initiatives linked to regulatory changes and be the ...

Are you passionate about ensuring regulatory compliance within the financial industry? Do you thrive in a dynamic environment where you can make a tangible impact? If so, we have an exciting ...

Compliance Framework looks to ensure a deep understanding of and adherence to the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally

They pride themselves on their dedication to compliance and security, ensuring that the highest regulatory standards are met while delivering exceptional client service. In this role, you'll play a ...

Serve as the main contact for regulatory inquiries and investigations. * Review data protection contracts and support AI compliance. General Compliance: * Manage enterprise risk and promote ...

You will assist with day to day compliance functions, advise the business on regulatory and form part of project groups in building and delivering new products and propositions. Responsibilities of ...

You'll work on all matters including regulatory compliance, sanctions and financial crime. Duties include due-diligence, monitoring, advisory and project work. It is essential that you have ...

Stay up to date with relevant regulatory compliance requirements and industry best practices. * Management and enhancement of internal compliance monitoring * Oversight of the firm's governance ...

Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices are up-to-date and compliant

The successful candidate will have: * 5+ years' regulatory compliance experience within an advisory capacity in an investment, commercial, or wholesale bank * Good knowledge of Debt Capital Markets ...

New Compliance Manager (Lloyd's) opportunity working for a top performing specialty insurer ... Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where ...

Regulatory compliance experience from an investment management firm is essential * Securities laws experience related to market abuse Eames Consulting is acting as an Employment Business in relation ...

Conduct thorough risk assessments to identify potential regulatory and compliance risks, developing strategies to mitigate such risks effectively. * Develop and deliver training programs to educate ...

Developing a strategy for the Quality Department with the Executive Directors to ensure continuous regulatory compliance whilst supporting business development and meeting board objectives

We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with ...

Day to day management of the Regulatory Compliance team * Acting as the first point of contact for the business and Executive team for any legal regulatory compliance advice * Legal & Compliance ...

The role The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insurance Services regulatory compliance framework. This will involve ...

Ensure compliance with regulatory obligations, taking a commercial and practical approach to risk-based decisions. * Drive improvements to the maturity of the Compliance and Risk culture within the ...

Reporting to the Senior Regulatory Affairs Officer, this role supports the Regulatory team with ... Ensuring all compliance activities are correctly managed. · Work closely with in-house, 3rd party ...

... regulation and improved outcomes for UK patients. We are currently looking for an experienced ... compliance with ISO17025, managing the day-to-day implementation and delivery of improvements in ...

Maintain current knowledge of changes in regulatory landscapes, particularly those affecting eCommerce and FMCG sectors, and adapt compliance strategies to meet these evolving requirements

Stay up to date with relevant regulatory compliance requirements and industry best practic * es.Management and enhancement of internal compliance monitor * ingOversight of the firm's governance ...