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Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements.Assisting the development and refinement of M&T monitoring scripts.Prepares information requests and announcement memoranda.Performs assigned field work to validate the efficacy of internal controls and dire...

A culture of growth with a firm that supports You’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients ...

Compliance advisory and testing * Must have CFTC experience * Compliance testing and internal audit

Broker Dealer and Advisory compliance experience. This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team. Develop and maintain compliance policies and procedures.

President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Trainingcommitt...

Lead business development for a new platform business, Alts Bridge, developed by BNY and focusing on delivering the platform into RIAs and independent broker dealers. Growth Ventures - Alts Bridge RIA/Broker Dealer Business Development Lead (Senior Director). We're seeking a software and platform...

At least 7-10 years of Swap Dealer Compliance experience.

We're Dealer Tire, a family-owned, international distributor of tires and parts established in 1918 in Cleveland, OH. For more information on our benefit offerings, please visit our Dealer Tire Family of Companies Benefits Highlights Booklet. Dealer Tire is an Equal Employment Opportunity (EEO) e...

Role: Senior Business Analyst with Financial Broker Dealer industry experience. Minimum of 5 years’ experience at a US Broker Dealer as a business analyst. Assists with the interpretation of customer requirements into feasible options and communicating these back to the business stakeholders.

Knowledge of the problems in a clinic or unit dealing with public health and welfare. * Knowledge of the precautions to be taken in the use of narcotics, other medication, and other treatments

Provides information and conducts lectures and group discussions on various health topics, such as: the effects and side effects of medications, well-being, coping skills, dealing with anxiety, anger ...

Must demonstrate a professional, courteous, and respectful attitude in dealing with patients, immediate supervisor, and other employees. * Practice accepted infection control measures in accordance ...

... dealing with a variety of trauma situations requiring quick and decisive actions.-Ideal prospective ED RNs must be able to quickly and accurately assess incoming patients with both physical and ...

Our client is a leading independent office technology dealer servicing the New York City metro area (NYC, Westchester, New Jersey, and Long Island).They are a locally recognized distributor of Copier ...

Fosters/exercises Service Excellence in daily activities, when dealing with general public and staff * Performs administrative, professional and consulting duties as requested by the Chief of Service ...

... Dealing with performance problems and terminations. • Conducting timely performance evaluations. • Understanding of client and HCL policies, processes, and procedures. • Participate in the ...

Seeking a confident and polished physician in a high-end NYC cosmetic medical-surgical practice dealing with vein problems. Experience NOT necessary, we will train. What's Offered: Full-time work, no ...

Employ critical thinking and judgment when dealing with unplanned issues * Comply with all orientation requirements, annual and other mandatory trainings, organizational and departmental policies and ...

Needs excellent people skills - dealing with some very high profile/wealthy clients who pay an additional fee to be part of the concierge services the practice provides * EMR is Athena * Allow ...

Customer ServiceProfessional, courteous and respectful attitude in dealing with patients.Demonstrate the knowledge and skills necessary to provide care appropriate to the age of the patient served ...

The facility is equal parts clinic and college, and boasts 24 science and care departments that emphasize the importance of the marriage of technology, treatment and research when dealing with ...

However, when dealing with some health issues, it becomes necessary to try more aggressive treatments and we specialize the most advanced interventional pain management techniques including both ...

... dealing with clients affected by a variety of problemsAbility to work with and without direct supervision Ethos Veterinary Health is at the forefront of innovation and world-class medicine. As the ...

Experience in customer service, client relations, customer support, client care, direct marketing, field marketing, sales & marketing, or retail/restaurant/hospitality -related fields dealing with ...