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Our Area Sales Managers are individuals with the vision and dedication needed to assist our current and future dealer partners to sell more cars and trucks by financing more customers. Our Area Sales Manager is the face of the company to our number one customer - our dealers. The Area Sales Manag...

As a Senior Compliance Advisor for Fidelity's newest clearing Broker Dealer, Green Pier FinTech LLC, you will help design a compliance program that supports various new products and services. Enterprise Services Compliance is a critical compliance function that oversees the support of Green Pier ...

Oversee and manage all regional activities with regard to sales performance, product distribution, dealer development, parts, service, training, and customer satisfaction.

Business Overview: Transversal Lifecycle Support is composed of four main departments: 1. Asset Servicing: 2. Tax Operations: 3. Payments Oversight and Control: 4. Change & Design: Candidate Success Factors: Candidates are measured on the following four performance drivers, which will dicta...

Global Prime Services technology is seeking a senior application developer for the Prime Broker Product Referential application platform. The platform is responsible for managing the Product Referential data – a critical function for the Prime Brokerage client and user community. The Product Refe...

Global Prime Services and Finance technology is seeking a senior Java Developer to assist in delivering applications supporting Global Securities Finance and Funding platform, expanding Funding and financing (pre trade and trade platform technically & functionally to support on boarding of client...

The Compliance Officer is an integral part of our DASH Compliance team. Compliance experience, ideally, with a Broker-Dealer. Compliance Officer – Options/Equity Trading – 9821.

The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer activities of SMBC Group and reports on the compliance risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC Compliance Department works closely with the Glob...

Minimum of 10 years of direct experience in at least one of the following areas: market risk analytics, counterparty credit risk analytics, or whole-sale credit risk models Prior risk analytics experience from relevant broker-dealer firms or international banks with meaningful capital market and ...

Conduct compliance reviews of swap dealer operations to ensure adherence to regulatory requirements and internal policies and procedures. Utilize Bloomberg and other systems to gather data and execute compliance reviews. Collaborate with internal stakeholders to resolve compliance issues and impl...

Role Description SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of its broker/dealer (SMBC Nikko ...

SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of its broker/dealer (SMBC Nikko Securities America, INC). The Vice President is responsible for execution of the monitoring and testing program. This positi...

As an Analyst in the FX eTrading Middle Office (eTMO), you will play a critical role supporting the Foreign Exchange operations for the Investment Bank’s proprietary and multi-dealer electronic trading and payments platforms. ...

Reporting to the Chief Operating Officer (COO), U.Investment Management and Broker-Dealer Compliance (IMBD).The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance’s strategic initiatives aligning these efforts with ...

This is an exciting opportunity to join our Membership Application Program (MAP).MAP is a vital program within Member Supervision, supporting FINRA’s overall regulatory mission of investor protection and market integrity.MAP serves as the “gatekeeper” to the broker dealer industry.Any person or e...

Must demonstrate a professional, courteous, and respectful attitude in dealing with patients, immediate supervisor, and other employees. * Practice accepted infection control measures in accordance ...

Must demonstrate a professional, courteous and respectful attitude in dealing with patients, immediate supervisor, and other employees. * Practice accepted infection control measures in accordance ...

Must be proactive and take initiative when dealing with the patients. * Must provide quality and timely documentation after providing care. * Maintain up to date/accurate documentation for assigned ...

Demonstrates empathy and effectiveness in dealing with patients, ensuring their comfort and well-being. * Communication: Strong verbal and written communication skills, with the ability to clearly ...

Demonstrates empathy and effectiveness in dealing with patients, ensuring their comfort and well-being. * Communication : Strong verbal and written communication skills, with the ability to clearly ...

Provides information and conducts lectures and group discussions on various health topics, such as: the effects and side effects of medications, well-being, coping skills, dealing with anxiety, anger ...

Fosters/exercises Service Excellence in daily activities, when dealing with general public and staff * Performs administrative, professional and consulting duties as requested by the Chief of Service ...

Knowledge of the problems in a clinic or unit dealing with public health and welfare. * Knowledge of the precautions to be taken in the use of narcotics, other medication, and other treatments

Seeking a confident and polished physician in a high-end NYC cosmetic medical-surgical practice dealing with vein problems. Experience NOT necessary, we will train. What's Offered: Full-time work, no ...