SWAP DEALER COMPLIANCE OFFICER- DIRECTOR - COMPLIANCE - NEW YORK, NEW YORK, UNITED STATES
3 days ago
New York
Strong knowledge of laws, rules and regulations pertaining to financial services firms, including CFTC, SEC, FRB, FINRA, and/or NFA regulations setting out obligations of Swap Dealers and Security-based Swap Dealers;. Experience working within a Swap Dealer and/or Security-Based Swap Dealer Compl...