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Broker Dealer and Advisory compliance experience.

Broker Dealer and Advisory compliance experience.

SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). This role will have coverage for SMBC's Swap Dealer operations.

Over time, build a high impact team of business development and relationship management professionals that delivers a world-class client experience and drives outsized growth and commercial impact for clients and BNY. Individual should have at least 12+ years of experience in sales/business devel...

At least 7-10 years of Swap Dealer Compliance experience.

For more information on our benefit offerings, please visit our Dealer Tire Family of Companies Benefits Highlights Booklet. Dealer Tire is an Equal Employment Opportunity (EEO) employer and does not discriminate on the basis of race, color, national origin, religion, gender, age, veteran status,...

Role: Senior Business Analyst with Financial Broker Dealer industry experience. Minimum of 5 years’ experience at a US Broker Dealer as a business analyst. Elicits, analyses, specifies, and validates the business needs of stakeholders, be they customers or end users.

Seeking a confident and polished physician in a high-end NYC cosmetic medical-surgical practice dealing with vein problems. Experience NOT necessary, we will train. What's Offered: Full-time work, no ...

Provides information and conducts lectures and group discussions on various health topics, such as: the effects and side effects of medications, well-being, coping skills, dealing with anxiety, anger ...

Must demonstrate a professional, courteous, and respectful attitude in dealing with patients, immediate supervisor, and other employees. * Practice accepted infection control measures in accordance ...

Employ critical thinking and judgment when dealing with unplanned issues * Comply with all orientation requirements, annual and other mandatory trainings, organizational and departmental policies and ...

Our client is a leading independent office technology dealer servicing the New York City metro area (NYC, Westchester, New Jersey, and Long Island).They are a locally recognized distributor of Copier ...

Fosters/exercises Service Excellence in daily activities, when dealing with general public and staff * Performs administrative, professional and consulting duties as requested by the Chief of Service ...

... Dealing with performance problems and terminations. • Conducting timely performance evaluations. • Understanding of client and HCL policies, processes, and procedures. • Participate in the ...

Knowledge of the problems in a clinic or unit dealing with public health and welfare. * Knowledge of the precautions to be taken in the use of narcotics, other medication, and other treatments

RWJUH Rahway Hospital, 865 Stone Street, Rahway, NJ 07065 Job Overview A Medical-Surgical RN, or Med/Surg RN, provides direct care to patients dealing with illnesses, injuries or surgery. Duties ...

Needs excellent people skills - dealing with some very high profile/wealthy clients who pay an additional fee to be part of the concierge services the practice provides * EMR is Athena * Allow ...

Customer ServiceProfessional, courteous and respectful attitude in dealing with patients.Demonstrate the knowledge and skills necessary to provide care appropriate to the age of the patient served ...

The facility is equal parts clinic and college, and boasts 24 science and care departments that emphasize the importance of the marriage of technology, treatment and research when dealing with ...

However, when dealing with some health issues, it becomes necessary to try more aggressive treatments and we specialize the most advanced interventional pain management techniques including both ...

... dealing with clients affected by a variety of problemsAbility to work with and without direct supervision Ethos Veterinary Health is at the forefront of innovation and world-class medicine. As the ...

Experience in customer service, client relations, customer support, client care, direct marketing, field marketing, sales & marketing, or retail/restaurant/hospitality -related fields dealing with ...

... dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency ...