Regulatory jobs in Mitcham - Page 11Create job alerts

Assisting on regulatory and compliance matters * Supporting the legal team generally Ideal Candidate: * 4/5 years' relevant experience minimum * Regulatory/compliance experience * Solid understanding ...

Compliance and Regulatory Oversight * Ensure compliance with all relevant regulatory requirements, industry standards, and internal policies throughout the reinsurance placement process while ...

The successful applicant will be responsible for undertaking detailed audits of the business operations to ensure that the business meet their legal, regulatory and operational requirements. Key ...

Create clear, accurate, and engaging content across a variety of platforms (digital, print, social) that adheres to regulatory standards and meets client objectives. * Research and Translate Complex ...

Ensure that all project controls adhere to industry standards and meet the regulatory frameworks, particularly in the nuclear and low-carbon energy sectors. * Collaboration: Work closely with ...

The position offers the chance to apply regulatory, leadership, and strategic expertise in a home-based setting with travel requirements. Day to Day of the role: * Prioritise and process casework on ...

The ideal candidate will have a strong background in managing complex IT projects within the financial services industry, ensuring alignment with business objectives, regulatory compliance, and ...

Our client, renowned for their commitment to integrity, sustainability, and responsible business practices, is seeking a Compliance Officer to help ensure the highest standards of regulatory ...

Monitor trends in legal, regulatory, threat environments, markets, technology, and other relevant areas that impact cyber insurance products and wordings. * Identify emerging risks and work with ...

Ensure the service is compliant with all extant legal and regulatory requirements relating to the Council's housing management service and prepared for any forthcoming changes to legal or regulatory ...

Ensures quality of work is in line with regulatory requirements, minimum standards and procedures * Subject matter expert for the area and provides guidance and training for junior staff and other ...

Ensuring that the business submits on a timely basis all required regulatory reports through UK RegData and SEC FINRA Gateway.. * Maintaining and updating Compliance Manuals. * Performing the tasks ...

Stay updated on relevant regulatory requirements and changes; assess their impact on the organisation and communicate necessary adjustments * Coordinate and support internal and external audits ...

Direct Procurement for Customers (DPC), Offshore Transmission Owners (OFTOs), Competitively Appointed Transmission Owners (CATO), electricity interconnectors and/or Regulatory Alliance for the ...

Oversee compliance with regulatory changes and governance requirements. * Compensation Management: Manage compensation processes such as benchmarking, bonus and merit adjustments, and regulatory ...

Stay up to date on regulatory expectations and ensure compliance of credit policies. * Mentor and Guide: Engage, inspire, and motivate credit analysts and portfolio managers. * Collaborate for ...

Responsible for oversight and management of financial obligations in line with regulatory and card scheme requirements, with day-to-day activities for the programme managed by our programme manager ...

Manage client relationships, providing expert guidance on governance, compliance and regulatory matters * Handle all aspects of governance support, including board and shareholder meetings ...

You will ensure that all clinical and non-clinical staff operate effectively and that our services meet the highest standards of regulatory compliance. Key responsibilities will include managing ...

This will include: the assessment and development of economic scenarios for IFRS9 purposes and stress testing regulatory exercises using macroeconomic and econometric models. The enhancement and ...

Statutory Returns Manager | Student Data Manager Regulatory Reporting | External Reporting | Regulations & Compliance | SITS | HESA | HESES | Data Futures | Unistats | ITT | Aggregate Offshore ...

Regulatory Compliance and Auditing * Maintain CQC registration and ensure a rating of "Good" or above in all inspections. * Conduct regular audits and maintain compliance with regulatory standards

Accountability for ensuring that policy and procedure is complied with and that legal and regulatory obligations are met driving escalation when necessary; * Provide input and support for the ...

The role holder will convene member meetings, develop policy positions, engage policy makers and overall aim to both help create a helpful policy and regulatory environment for members while making ...