Trade compliance jobs in London - Page 10Create job alerts

Compliance Advisor I'm working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. This role requires deep ...

Experienced in the preparation of accounts for Limited Companies, sole traders and partnerships * Experienced at overseeing audit assignments from planning to completion, ensuring compliance at every ...

They are looking for an experienced compliance professional to join the team on an interim basis who will be responsible for a broad range of compliance duties across UK and EMEA. Requirements: * 5+ ...

... trade for our proven brand. Key Accountabilities and Responsibilities * Financial Reporting ... Compliance and Risk Management - Ensure compliance with financial regulations and control financial ...

Represent the company at industry conferences, trade shows, and networking events to enhance brand ... Strong understanding of cybersecurity frameworks, compliance regulations, and risk management ...

Represent the company at industry trade shows, nationally and internationally * Stay up-to-date ... Ensure compliance with all legal and regulatory requirements related to franchise sales and ...

Robert Half are working with a global trading software business to recruit a Global Transfer ... compliant documentation (master file and local files) and procurement of benchmarking studies

OTC and exchange-traded, IR, FI, Commodities, Equities) * Must have Regulation & Compliance Knowledge - implementing regulations project experience for multiple regulations e.g., MiFID II, IFPR, SM ...

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established ...

Other site level compliance duties will include auditing, monitoring performance of building data, site inspections and work closely with the Asset Manager and Life Safety Consultant to identify fire ...

... Compliance | Marketing, Digital & Technology | Property & Centre Management | Retail, Trade, Leisure & Wholesale Operations | Senior Appointments & Exec | Sales | Supply Chain & Logistics | Legal ...

... trading desks for equity and FX forwards); · Assist clients with many other issues including ... compliance with regulatory and internal requirements, and industry best practice; · Control, and ...

The post holder will assist the Information Compliance team in coordinating responses to statutory information requests (FOIA, UK GDPR, Data Protection Act), gathering information and preparing ...

We're looking for a motivated and proactive Compliance Coordinator to join this busy City Law Firm. This is an exciting opportunity for someone looking to make a real impact in a fast-paced legal ...

Alexander Barnes is leading a Senior Compliance Officer search for a European Payments FinTech. The purpose of this role is to support the development and execution of a Compliance Monitoring and ...

The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being ...

Provide training and resources to employees to promote awareness of compliance issues.

... trade contracts, collateral warranties, parent company guarantees, and performance bonds. For ... Ensure compliance with all relevant legal and regulatory requirements, including those set by the ...

They are recruiting for an experienced Compliance Manager to join them on a 12 month FTC basis. Overview Responsible for ensuring the business has a fully operational enterprise risk framework ...

This Compliance role will report into the Director of Risk & Compliance and will be fundamental in supporting April to grow responsibly, ensuring adherence to regulatory requirements and making sure ...

Maintain compliance with regulatory requirements, including FCA regulations and Consumer Duty ... KHR - Recruitment Specialists is a trading name of KH Recruitment Ltd Keep in touch with us online ...

Ensure legal compliance for waste and accurate technical data (spec) are provided for all NEW ... Attend relevant Packaging and Sustainability Trade shows & relevant Expert events to stay ahead of ...